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Review

Stimuli-Responsive Hydrogels for Protein Delivery

by
Rafaela Malta
1,
Ana Camila Marques
2,3,*,
Paulo Cardoso da Costa
2,3 and
Maria Helena Amaral
2,3,*
1
CeNTI—Centre for Nanotechnology and Smart Materials, Rua Fernando Mesquita, 2785, 4760-034 Vila Nova de Famalicão, Portugal
2
UCIBIO—Applied Molecular Biosciences Unit, MEDTECH, Laboratory of Pharmaceutical Technology, Department of Drug Sciences, Faculty of Pharmacy, University of Porto, R. Jorge Viterbo Ferreira 228, 4050-313 Porto, Portugal
3
Associate Laboratory i4HB, Institute for Health and Bioeconomy, Faculty of Pharmacy, University of Porto, R. Jorge Viterbo Ferreira 228, 4050-313 Porto, Portugal
*
Authors to whom correspondence should be addressed.
Gels 2023, 9(10), 802; https://doi.org/10.3390/gels9100802
Submission received: 8 September 2023 / Revised: 2 October 2023 / Accepted: 4 October 2023 / Published: 6 October 2023
(This article belongs to the Special Issue Advances in Functional Gel)

Abstract

:
Proteins and peptides are potential therapeutic agents, but their physiochemical properties make their use as drug substances challenging. Hydrogels are hydrophilic polymeric networks that can swell and retain high amounts of water or biological fluids without being dissolved. Due to their biocompatibility, their porous structure, which enables the transport of various peptides and proteins, and their protective effect against degradation, hydrogels have gained prominence as ideal carriers for these molecules’ delivery. Particularly, stimuli-responsive hydrogels exhibit physicochemical transitions in response to subtle modifications in the surrounding environment, leading to the controlled release of entrapped proteins or peptides. This review is focused on the application of these hydrogels in protein and peptide delivery, including a brief overview of therapeutic proteins and types of stimuli-responsive polymers.

Graphical Abstract

1. Introduction

Peptides and proteins perform vital functions in the human body during almost all biochemical processes, having received growing attention as drug candidates in recent years [1,2]. However, their physicochemical properties render them difficult to use as drug substances. Particularly, peptides and proteins are not ideal for oral administration, mostly because they lack stability in the gastrointestinal tract (GIT), and their hydrophilicity and size result in poor oral bioavailability [3,4,5]. There are also some disadvantages associated with other routes of administration, including intravenous injection, which may not be enough to achieve optimal therapeutic effects since various peptides and proteins have a short half-life [3,6,7]. Accordingly, significant effort has been devoted to developing drug delivery systems that allow peptides and proteins to reach their target sites more effectively.
Hydrogels have enduring popularity in protein delivery due to their suitable features, such as biocompatibility, porous structure, which enables the transport of various peptides and proteins, and protective effect against degradation [8,9]. Many studies have recently focused on stimuli-responsive hydrogels, which can modify their physicochemical characteristics in response to external stimuli (temperature, pH, enzymes, among others) [10].
In this review, a summary overview of therapeutic proteins and their delivery organized by route of administration is provided. Also, different types of stimuli-responsive hydrogels, and their application as peptide and protein delivery systems are presented.

2. Therapeutic Proteins

2.1. Characteristics

Peptides and proteins are essential biological macromolecules that have a central role inside cells during enzyme catalysis, transportation, signal transduction, gene regulation, and immunity-related functions [11]. These compounds are also involved in several pathological conditions, including cancer, diabetes, and hypertension. Therefore, considering their diversity of functions and participation in the control of various diseases, proteins and peptides are promising therapeutic agents [12,13].
Since the approval of the first protein used as an active substance—human recombinant insulin, Humulin®—in 1982 by the U.S. Food and Drug Administration (FDA), several therapeutic proteins have been approved for clinical usage, and others are in the process of development [1,2].
In 2019, the FDA approved 48 novel drugs, of which approximately 21% are proteins [14,15]. One year later, proteins accounted for about 25% of the 53 FDA-approved drugs [16]. The authorization of proteins in 2022 increased slightly compared to 2021 (five vs. four, respectively) [17]. Common therapeutic proteins include the fastest growing class of monoclonal antibodies, enzymes, hormones, growth factors, anticoagulants, and fragment crystallizable (Fc) fusion proteins, among others [18,19].
Therapeutic proteins can be used as drugs to (i) substitute a protein that is abnormal or deficient, (ii) increase an existing pathway, (iii) provide a new function or activity, and (iv) interfere with a molecule or organism [20].
Peptides and proteins consist of amino acid units joined together by peptide bonds. Whereas peptides contain two to fifty amino acids, macromolecules with more than fifty amino acids are known as proteins. The sequence of amino acids in their structure is designated as the primary structure [21]. Following the interaction and folding of amino acid chains, higher levels of organization arise, namely secondary, tertiary, and quaternary structures [22]. The functional characteristics of proteins rely on their three-dimensional (3D) conformation. As the 3D structure depends on the primary structure, any difference in the latter may produce a protein that is unable to perform its function [11].
Therapeutic proteins include molecules ranging in size from 1 to 50 kDa to much larger proteins like monoclonal antibodies (mAbs) with around 150 kDa; thus, even the smallest of these molecules exceed in size the so-called conventional drugs, such as aspirin (Figure 1) [23,24,25].
The higher molecular weight of peptides and proteins impedes them from crossing the intestine mucosa [26] and other membranes. In addition, most proteins and peptides are hydrophilic and may have groups with charges that further reduce their translocation ability through the cell membrane and are absorbed by the systemic circulation. The lipophilic nature of these membranes thus hampers the passive diffusion of relatively high hydrophilic molecules [27].
In different body regions, such as the small intestine and stomach, peptide bonds are very prone to enzymatic hydrolysis. Consequently, as therapeutic peptides and proteins may have a short circulation half-life, it is likely that biological activity is not preserved until the therapeutic effect is achieved [13].
Generally, the lower the molecular weight of a peptide or protein, the higher the metabolism and, in turn, the shorter the half-life. Likewise, proteins or peptides with higher molecular weight are related to minor metabolism and longer half-lives [5]. Proteins and peptides are sensitive to environmental changes, such as pH. By disrupting structural, noncovalent interactions, these changes can alter the native 3D structure of proteins and peptides, with loss or change in the biological activity being the outcome [13]. Ultimately, extreme pH values cause protein denaturation (unfold), rendering them inactive [4].
Due to the physicochemical properties described above, while therapeutic proteins have poor bioavailability via the oral route (less than 1–2%), parenteral administration of liquid formulations is considered the most suitable for protein delivery [3,7,28,29]. Still, the high frequency of injections reduces patient compliance on account of pain and skin wounds [6]. Therefore, together with the parenteral administration of proteins, other delivery routes, such as oral, ocular, pulmonary, nasal, and transdermal, have been explored [3,6,7]. The benefits and drawbacks of each route are described in the following sections.

2.2. Delivery of Therapeutic Proteins

2.2.1. Parenteral Route

Therapeutic peptides and proteins are mostly administered by intravenous (IV), subcutaneous (SC), and intramuscular (IM) routes [30,31]. Although medicines can be given intravenously as a bolus, proteins are frequently administered as an infusion [32]. With the IV route, it is possible to achieve an immediate physiological response due to the complete delivery of the administrated proteins to the systemic circulation, avoiding the first-pass metabolism [33]. Notwithstanding its high bioavailability, IV administration is invasive and often painful. Moreover, treatment with high doses, as in the case of antibodies, requires infusion and, thus, visits to the hospital, which increases the overall cost of intravenously given drugs [32]. Furthermore, sterility is a critical parameter of the IV injection that also raises manufacturing costs, and some steps in the sterilization process can even affect protein stability [34].
For some polypeptides and proteins, SC administration poses an alternative to the IV route while also bypassing the first-pass metabolism. Furthermore, as the SC approach could allow patients to self-administer proteins [32], patient preference and adherence are improved, resulting in overall cost savings. Regardless of the benefits of SC-administrated proteins, it still represents an invasive route and demands patients know how to take their medication safely. Additionally, SC injection is restricted to the maximum volume of 2.0 mL because higher volumes would cause rapid changes in the hydrostatic pressure that are perceived as painful [35]. Although such a volume is usually adequate for administering peptides due to their potency, high concentrations are often necessary if proteins are the case. For instance, some antibody solutions at higher concentrations exhibit high viscosity, which might increase injection time and discomfort at the site of injection, with a negative impact on patient compliance [36]. Compared to IV administration, drugs injected subcutaneously have lower bioavailability, presumably due to catabolism at the injection site [32,37]. Also, these proteins, particularly the larger ones (>16 kDa), can show higher immunogenicity, as they preferentially drain into the lymphatic system before entering the systemic circulation [38,39].
Table 1 shows a few examples of protein-based parenteral dosage forms recently approved by the FDA [40,41,42,43,44,45,46].

2.2.2. Oral Route

The preference for the oral route for drug delivery can be attributed to its ease of administration and noninvasive nature [47]. Nevertheless, delivering peptides and proteins by the oral route is very challenging.
As mentioned earlier, the low oral bioavailability of therapeutic proteins comes mainly from presystemic enzymatic degradation and limited penetration through the gastrointestinal epithelium, hence the restricted access to the systemic circulation.
The GIT contains large quantities of several enzymes, such as pepsin, trypsin, and chymotrypsin, and bile salts, which may elicit premature leakage and degradation of therapeutic proteins [48]. Moreover, the pH values in the GIT vary considerably from highly acidic (pH 2.0–4.0) in the stomach to pH ~5.5 in the duodenum, ~6.0 in the jejunum, 7.2–8.0 in the ileum, and ~6.5 in the colon, also adding difficulty for oral delivery [49].
Besides lubricating and protecting the cell layer, the thick mucus layer covering the intestinal epithelium acts as a physical barrier to the absorption of drugs, hindering contact with epithelial cells and, thus, drug transport [50]. Molecules can be electrostatically trapped in mucus by virtue of its mucin proteins and proteolytic enzymes in abundance [51]. In addition to the mucus layer, the intestinal epithelium represents a second physical barrier, consisting of a continuous monolayer of epithelial cells, such as enterocytes, goblet cells, Paneth cells, and microfold cells [48,51]. This cellular barrier regulates the transport of nutrients and proteins across the gut lumen and the bloodstream or lymphatic system [51]. The permeation of proteins and peptides between adjacent intestinal cells, designated paracellular transport, is prevented by tight junctions, having an estimated average pore radius of 8–13 Å [51,52]. For that reason, molecules larger than 0.5 kDa are not small enough to freely pass through these pores [53]. Transcellular transport, meaning the transport through epithelial cells, is normally restricted to very lipophilic molecules that readily cross the cellular barrier by passive diffusion [51]. In the case of large and often charged molecules, enterocytes or microfold cells can mediate active transport via transcytosis [54]. Still, even if the protein or peptide succeeded in penetrating the gastrointestinal mucosa, it would enter the liver by the hepatic portal vein, where first-pass metabolism takes place and further reduces the amount reaching the systemic circulation [51].
There are only a few commercially available therapeutic proteins for administration via oral route. One of the first peptide drugs approved by FDA for oral delivery is linaclotide (Linzess®), approved in 2012, which is both acid- and pepsin-resistant and used to treat patients with irritable bowel syndrome and chronic constipation. In 2017, semaglutide (Rybelsus®) was the first oral glucagon-like peptide-1 (GLP-1) approved for type 2 diabetes treatment [50].

2.2.3. Nasal Route

In general, the nasal route is best suited for drug delivery as it is noninvasive and the nasal mucosa is easily accessible, considering that the epithelial barrier is thin, porous, and highly vascularized [1]. Since the nasal venous system provides direct access to the systemic circulation, the loss of drug by the hepatic first-pass metabolism can be prevented [55].
Like the intestinal epithelium, the nasal epithelium is the main physical obstacle to the passage of proteins and peptides due to their low membrane permeability [56]. It is noteworthy that nasal mucociliary clearance is a primary defense mechanism of the lungs, in which mucus and its foreign, potentially harmful substances are removed from the respiratory tract. Knowing that the mucus layer is renewed every 15–30 min, the contact time between the protein or peptide and the nasal epithelium is thus limited [57]. Even though the mucus layer can cause protein degradation by enzymatic activity in the nasal mucosa, it is relatively low when compared to that of the GIT [55]. It follows that the nasal bioavailability of peptides and proteins is usually between 1 and 3% [55,56].

2.2.4. Pulmonary Route

In addition to noninvasiveness and hepatic first-pass metabolism avoidance, other advantages of the pulmonary route for drug delivery that merit attention and intensive research include (i) the large surface area of lungs, (ii) a very thin alveolar epithelium, and (iii) a rich vascular supply, allowing for rapid systemic absorption [1,56].
However, some factors affect the delivery efficacy of inhaled proteins and peptides, with the primary barrier for inhaled particle deposition being the highly branching structure of the lung [23]. The rate and extent of this process depend significantly on the physicochemical properties of aerosol particles, especially the diameter of a particle in airflow, referred to as aerodynamic diameter [56,58]. Whereas particles with aerodynamic diameters ranging from 1 to 5 μm are deposited in the lower respiratory tract, those with diameters greater than 10 μm are deposited in the oropharyngeal region [23]. Particles exhaled during tidal breathing are under 1 μm [59].
After their deposition in the lungs, therapeutic proteins can be removed by either mucociliary clearance or alveolar macrophage uptake via pinocytosis [23,60]. The latter is size-dependent and becomes more relevant to large proteins (≥40 kDa) owing to their slower transport and absorption across the alveolo-capillary barrier. Alveolar macrophage uptake may not have such an impact on small proteins and peptides (≤25 kDa) as they are readily absorbed from airspaces [60]. Therapeutic proteins also encounter enzymes in the lungs but undergo less degradation compared to the GIT [61]. It is established that proteins and peptides with molecular weights around 6–50 kDa have good bioavailability following inhalation [1,23,62].

2.2.5. Ocular Route

It is the route of choice to deliver drugs directly to the ocular tissue [32]. Bearing in mind how accessible the front of the eye is, it comes as no surprise that topical instillation of eyedrops is often selected to treat diseases affecting the anterior segment of the eye, including the cornea, conjunctiva, aqueous humor, iris, ciliary body, and lens [63]. Nevertheless, less than 5% of a topically applied drug reaches deeper ocular tissues because reflex blinking and increased tear turnover collectively lead to poor drug retention and permeation [64,65]. The nasolacrimal duct drains the excess volume into the systemic circulation [64]. The rest of the protein or peptide faces the corneal epithelial barrier, formed by five to seven cell layers, also limiting its penetration [66]. Therefore, topical administration fails to deliver therapeutic concentrations of the drug to the posterior segment of the eye, consisting of the retina, vitreous, and choroid. An alternative to topical eye drops application is intravitreal injection [63,67], but vitreous humor turnover rapidly clears the drug. Moreover, while repeated injections are needed to ensure good therapeutic efficacy, frequent eye punctures with intravitreal injections are responsible for several side effects, including endophthalmitis, retinal detachment, hemorrhage, and poor patient tolerance [32,63,67].

2.2.6. Transdermal Route

Skin delivery of proteins and peptides may be efficient since it bypasses the liver, allows for sustained-release effect, and has less proteolytic activity than other mucosal routes [68]. Sustained release may overcome the need for frequent injections if the protein or peptide has a short in vivo half-life [69]. Seeing that the primary function of the skin is to protect the body against exogenous substances, achieving the permeation of protein molecules through the skin is undoubtedly a challenge [56]. Acting as the first and principal barrier to the transdermal route, the topmost layer of the skin, designated stratum corneum, consists of keratinocytes embedded in a lipid matrix, highly organized in a “brick-and-mortar” formation [1,68]. Again, lipid content is a constraint on permeability to hydrophilic molecules, so the passive permeation of proteins and peptides through the stratum corneum is unattainable, not to mention their inherent low diffusivity due to high molecular weight [70]. Also, corneocyte replenishment is constant, providing an active mechanism for removing unabsorbed drugs from the body. Both chemical and physical enhancers can be used to make the skin more permeable. Notwithstanding that chemical enhancement techniques (e.g., solvents like ethanol and surfactants) are effective for small, lipophilic molecules, they cannot usually increase skin permeability to peptides and proteins. Alternatively, physical approaches (e.g., iontophoresis, sonophoresis, and microporation) have shown great promise, allowing peptides to cross the skin through a transient rearrangement or disruption of the stratum corneum structure [69,71,72]. Once therapeutic proteins pass through the stratum corneum, they must move through the viable epidermis, devoid of blood vessels, to finally reach the dermis, where systemic absorption occurs [56].
A summary of commercially available proteins and peptides is given in Table 2.
Given the limitations of each route of administration, significant strategies have been studied for developing drug delivery systems that allow proteins and peptides to reach their target sites more efficiently [8]. Recent attention has been directed towards delivery approaches based on stimuli-responsive smart materials, particularly hydrogels [9,77].

3. Hydrogels

3.1. Definition

Hydrogels are 3D, hydrophilic polymeric networks that can swell and retain significant amounts of water or biological fluids without being dissolved [10].
Over the last few decades, hydrogels have been widely used as tissue engineering scaffolds, wound dressings, medical adhesives, and contact lenses. Additionally, hydrogels are becoming increasingly attractive as vehicles for protein delivery due to their desirable properties. Hydrogels are similar in structure to the natural extracellular matrix and enable the physical incorporation of peptides and proteins [8,78]. The crosslinked nature of hydrogels is beneficial for transporting peptides and proteins, as it prevents large foreign molecules from interacting with the encapsulated proteins, thus promoting their retention in circulation without immune rejection. Besides, the high water content of hydrogels helps preserve the active form of proteins and decreases their vulnerability to chemical degradation [8,79]. Although it is assumed that protein release from the hydrogel network is controlled by diffusion, swelling, and/or erosion/degradation, other mechanisms of protein adsorption/desorption to the hydrogel structure can also be involved [78,80]. Protein encapsulation into micro/nanoparticles before dispersion in the hydrogel matrix may also affect their release.
The development of hydrogels based on stimuli-responsive polymers has gained momentum in recent years.

3.2. Stimuli-Responsive Polymers

Stimuli-responsive hydrogels exhibit rapid physicochemical transitions in response to subtle variations in the surrounding environment, leading to the release of the entrapped molecules in a controlled manner [81]. Also termed “smart” polymers, stimuli-responsive polymers respond to external stimuli with reversible changes as they return to their original state after the stimulus is removed [82]. As illustrated in Figure 2, their macroscopic response can be a change in solubility, swelling/shrinking, or switching between hydrophilic/lipophilic, depending on whether the “smart” polymer chains are dissolved in an aqueous solvent (sol state), crosslinked forming a hydrogel, or grafted onto/bound to a surface [83].
According to their nature, stimuli might be physical (temperature, light), chemical (ionic strength, pH), or biochemical (enzyme, substrates) [84]. Stimuli can also be divided into endogenous or exogenous, depending on whether they occur naturally in the body or are artificially applied from outside the body [85].

3.2.1. Temperature-Responsive Polymers

By shifting from ambient to body temperature, some temperature-responsive (or thermoresponsive) polymers undergo a sol–gel phase transition [86]. The ideal thermoresponsive polymer-based system is a free-flowing liquid at room temperature and only transforms into a gel once administered to the body [87].
Thermoresponsive polymers that form a gel with the elevation of the temperature have a lower critical solution temperature (LCST). At temperatures below the LCST, these polymers are miscible with water [88]. An upper critical solution temperature (UCST)-type behavior is identified when thermoresponsive polymers yield a gel below the critical temperature and return to the sol state above it [89]. Systems with LCST behavior in water are usually preferred for drug delivery technologies since the need for high temperatures in the UCST systems is not convenient for heat-labile biomolecules and drugs [90]. Among thermoresponsive polymers, poly(N,N-diethylacrylamide) (PDEAAm), poly(N-isopropylacrylamide) (PNIPAAm), and poloxamers (Pluronics®) are the most commonly used [91].

3.2.2. pH-Responsive Polymers

The use of pH-responsive polymers in drug delivery systems takes into consideration that pH differences exist in the human body under normal or pathological conditions. For instance, as previously mentioned, the pH of the GIT varies greatly, with the stomach being strongly acidic and the intestine alkaline. Therefore, some pH-responsive polymers can be used to prevent gastric degradation and premature release in the stomach upon reaching the intestine [92]. pH-responsive polymers have also found applications in cancer-targeting strategies that capitalize on the acidic environment of the tumor (pH 5–6), as opposed to a normal physiological pH of 7.4 [93].
pH-responsive polymers have acidic (carboxyl) or basic (amine, imine) ionizable groups attached to the hydrophobic backbone, thus being considered polyacids (anionic) or polybases (cationic). These pendant groups can either donate or accept protons, depending on their pKa and the environmental pH value [94]. Cationic hydrogels swell at a low pH (pH < pKa), and anionic hydrogels, on the other hand, swell at a higher pH (pH > pKa) due to the protonation of amino/imine groups and ionization of the acidic groups, respectively. As a result, electrostatic repulsion between charges leads to polymer chain expansion and impels the hydrogel to imbibe larger quantities of water [95,96]. Amino alkyl methacrylate copolymer (Eudragit E) (cationic), poly(methacrylic acid-co-methyl methacrylate) (Eudragit L/S) (anionic), and hydroxypropyl-methylcellulose phthalate (HPMC-P) (anionic) are in the forefront of pH-sensitive polymers used in drug delivery [97].

3.2.3. Ionic Strength-Responsive Polymers

Gelation can occur as a response to alterations in the ionic content of the surrounding medium if ionic strength-responsive polymers are involved [98]. It is suggested that high salt concentrations reduce the repulsive electrostatic strength of the polymer, followed by an increase in hydrophobic interactions and, in turn, network precipitation [99]. Also, hydrogels made from these polymers swell differently in water and in an electrolytic solution [100]. Besides inducing hydrogelation, ionic strength is an effective way to improve mechanical and transport properties [101].
The presence of ions in physiological fluids and the mucus layer covering mucosal membranes represents a potential stimulus with particular interest for mucoadhesive and topical formulations. Moreover, a variety of medical conditions are associated with changes in ionic concentration, such as increased serum calcium levels in vascular and bone diseases or iron deficiency in anemia [102].
Compared to temperature- and pH-responsive polymers, examples of ionic-responsive polymers as smart drug delivery hydrogels are somewhat scarce. Still, it is worth mentioning that alginates can form gels in the presence of polyvalent cations, such as Ca2+, Mg2+, or Fe2+ [103,104]. Gellan gum also gels after being exposed to different metal ions and even hydrogen ions, although this is less noticeable [102].

3.2.4. Biomolecule-Responsive Polymers

Biomolecule-responsive hydrogels can undergo structural transition in response to specific target biomolecules, such as glucose, proteins, nucleic acids, and polypeptides [105].
Glucose-responsive hydrogels can be suitable materials for diabetes management based on the glucose levels in the bloodstream. To achieve a self-regulated delivery of insulin, glucose-responsive moieties, such as glucose oxidase, lectin (concanavalin A, Con A), and phenylboronic acid (PBA), are incorporated into the hydrogel system [106].
The first approach is possible upon immobilizing glucose oxidase in a pH-responsive hydrogel enclosing a saturated insulin solution. At high glucose concentrations, glucose diffuses into the hydrogel and is oxidized to gluconic acid, prompting mesh expansion and release of previously entrapped insulin to the medium. As a result, sugar levels drop, causing a rise in pH that prevents further insulin release [107,108]. A different strategy takes advantage of the competitive binding of Con A to glucose and glycosylated insulin. Since Con A has a greater affinity for glucose, increased levels of glucose trigger the displacement and release of glycosylated insulin by diffusion across the hydrogel matrix [90]. Alternatively, PBA-based platforms can also tune insulin activity for personalized diabetes therapy. There is a dynamic equilibrium between the charged and uncharged forms of PBA in aqueous media. When the ionized form of PBA in insulin-loaded hydrogels binds to glucose, the combined effect of polymer chain repulsion and increased hydrophilicity drives insulin release along with the rapid expansion of the hydrogel [109,110].
In the case of antigen-responsive hydrogels, the ability to undergo volume or structural changes relies on antigen–antibody interactions. This group of bio-responsive hydrogels can be prepared by the (i) immobilization of antigens or antibodies within the hydrogel structure, (ii) chemical conjugation of the polymer to antigens or antibodies, and (iii) copolymerization with the antigen-binding fragment of the antibody [111]. To illustrate, grafting the polymer network with an antigen and its corresponding antibody enables a hydrogel to form upon an antigen–antibody binding. As such, free antigens found in the environment elicit a competitive binding that reduces the crosslinking density of the hydrogel and allows swelling [112,113].
Finally, hybridization between complementary DNA and RNA strands can be considered for developing DNA- and RNA-responsive hydrogels, which respond to the presence of DNA and RNA targets with volume changes and sol–gel phase transitions [105]. Another promising strategy employs single-stranded DNA or RNA molecules called aptamers, which have similar features to antibodies and great potential for molecular recognition [114].

3.2.5. Enzyme-Responsive Polymers

Enzymes are increasingly used as stimuli to trigger structural transformations in hydrogels. To understand this, one should acknowledge that many medical conditions are associated with altered expression of proteins, more precisely overexpressed enzymes in diseased tissues [115].
In general, the design of enzyme-responsive hydrogels has three basic requirements. First, the hydrogel system must have substrate mimics or other elements that only enzymes can recognize [116]. For proteolytic enzymes, common recognition elements could be peptide chains/linkers or polymer–peptide conjugates with specific amino acid sequences that determine enzyme–substrate specificity [117]. A second prerequisite is the accessibility of the incorporated substrates to enzymes, otherwise the kinetics of enzyme-catalyzed reactions can be greatly affected. Lastly, enzyme–substrate reactions must be translated into changes in the hydrogel, such as morphological transformation or degradation [117,118].
Table 3 provides some examples of stimuli-responsive polymers.

3.2.6. Dual and Multiple Stimuli-Responsive Polymers

On some occasions, polymer materials with a single responsiveness may not fully serve the therapeutic purpose in a complex physiological or pathological microenvironment [139]. Therefore, polymer materials that respond to various physical or chemical stimuli are in high demand for biomedical applications.
Dual stimuli-responsive polymers respond to two stimuli combined (pH/temperature, ionic strength/pH, ionic strength/temperature, temperature/enzyme, etc.). As regards multiple stimuli-responsive polymers, more than two stimuli, such as temperature/pH/redox, temperature/pH/biomolecule, or temperature/redox/biomolecule, will trigger a response [140,141].
Applying polymers with pH and temperature responsiveness is a growing trend for anticancer agents’ delivery since many tumors display elevated temperature and low pH compared to healthy tissues. The most investigated thermoresponsive polymer is pNIPAAm with an LCST of 32 °C in water; the polymer network collapses above the LCST, and the corresponding hydrogel shrinks at body temperature (37 °C). In the aforementioned context of cancer treatment, combinations of pNIPAAm and pH-responsive polymers, such as polyacrylamide and polyacrylic acid, also provide valuable options to generate dual responsiveness [142].

4. Stimuli-Responsive Hydrogels for Protein Delivery

Some prominent examples of stimuli-responsive hydrogels for delivering therapeutic proteins are presented below.
In a strategy to deal with the problems of protein delivery in the stomach, Lima et al. [143] chose alginate as the hydrogel matrix and bovine serum albumin (BSA) as a model protein. The resulting hydrogel showed biocompatibility and pH-dependent BSA release and swelling profile, reaching the highest value of swelling at pH 7.4. The overall results suggested that the performance of this alginate-based hydrogel as an oral drug delivery system would be excellent.
Phan et al. [144] developed an injectable hydrogel based on temperature- and pH-responsive poly(ethylene glycol)–poly(sulfamethazine carbonate urethane) copolymers for lysozyme delivery. Although lysozyme was used therein as a model protein, increasing evidence underlines its potential for clinical applications due to its antibacterial, anti-inflammatory, anticancer, and analgesic properties [145]. The obtained hydrogel showed very low cytotoxicity even at higher polymer concentrations, and further in vivo studies demonstrated a sustained release of lysozyme for seven days after SC administration in Sprague Dawley rats.
Knowing that keratinocyte growth factor (KGF) repairs potently epithelial tissue, Xu et al. [146] proposed a thermoresponsive heparin-modified poloxamer hydrogel containing KGF to prevent intrauterine adhesion, the main cause of infertility and recurrent pregnancy loss in women with reproductive capacity. In vitro studies showed a sustained release of KGF from the hydrogel. On the seventh day after injection into the intrauterine cavity, the authors observed endometrial epithelial cell growth and angiogenesis in the injured uterus of a rat model.
After evaluating a series of thermoresponsive hydrogels, Dutta et al. [147] selected a poly(lactide-co-glycolide)-b-poly(ethylene glycol)-b-poly(lactide-co-glycolide) hydrogel for encapsulating glucagon-like peptide (peptide A) and modified insulin analogs. When treating diabetic mice with a single SC administration of peptide A-loaded hydrogel, their blood glucose level decreased and was below 50–65% of the initial values over two to three days. For self-regulation of insulin delivery by SC injection, alginate was grafted with a temperature/glucose dual-responsive copolymer consisting of N-isopropylacrylamide and 3-acrylamidophenylboronic acid monomers, maintaining good biocompatibility [148]. It was found that insulin can be dispersed uniformly in a cold copolymer solution (10 °C), which turns into a gel in situ by raising the temperature to 37 °C. Diabetic nephropathy is a complication of type 1 and type 2 diabetes related to the progressive reduction of kidney function [149]. In a work aimed at hindering the progression of this disease, Tong et al. [150] fabricated a glucose-responsive hydrogel based on PBA-grafted γ-polyglutamic acid and konjac glucomannan to deliver insulin and liraglutide (an antidiabetic medication). In streptozotocin-induced diabetic rats receiving an SC injection of the hydrogel every three days for six weeks, morphological and functional recovery of the kidney was observed and attributed to oxidative stress reduction and autophagy activation (Figure 3).
Many apoptotic proteins, such as granzyme B (GrB), have been investigated for cancer therapy. This serine protease stored in secretory granules of activated cytotoxic T lymphocytes and natural killer cells was reported to be a highly potent mediator in the apoptotic death of cancer cells [151,152]. Therefore, Pang et al. [153] constructed a thermoresponsive hydrogel consisting of poly (ethylene glycol)-poly(γ-ethyl-L-glutamate) diblock copolymer to deliver GrB- and docetaxel-loaded mini micelles. The hydrogel was formed in situ at body temperature and gradually degraded by proteinase to release mini micelles. The ability of mini micelles to escape from lysosomes and penetrate deeply into the tumor was validated in vitro and in vivo. Further, data from studies on both SC tumor and postoperative recurrence models supported high tumor inhibition with the combination of GrB and docetaxel via peritumoral injection of the hydrogel.
Antimicrobial peptides (AMPs) are essential components of the innate immune defense in multicellular organisms and are currently under development as novel anti-infective drugs [154]. While most AMPs kill microbial pathogens directly, others act indirectly by regulating the host’s defensive system [155]. Since an ideal skin wound dressing should have antibacterial activity against antibiotic-resistant bacteria, Rezaei et al. [156] prepared thermoresponsive chitosan hydrogels loaded with different concentrations of AMPs (4, 8 and 16 μg/mL). All hydrogels showed good compatibility with human fibroblasts. Although they had strong antibacterial activity against standard strains of Acinetobacter baumannii, only the addition of AMPs at a concentration of 16 μg/mL provided the hydrogel with effective antibacterial activity against resistant strains with no sign of cytotoxicity for human cells (Figure 4).
Other examples of stimuli-responsive hydrogels for protein delivery are described in Table 4.

5. Conclusions and Future Perspectives

In recent years, a variety of stimuli-responsive hydrogels have been developed for the delivery of peptides and proteins. Compared to conventional hydrogels, stimuli-responsive hydrogels provide more precise control of the location and/or duration of protein release. Considering the stimulus to which the hydrogel responds, more benefits can be added. For instance, thermoresponsive polymers allow for developing in situ gelling systems, which combine the ease of injecting low viscosity dispersions with the rapid formation of implants in situ after gelation at body temperature. An in situ-forming implant not only adapts its shape to the geometry of the injection site but also acts as a reservoir system, prolonging protein release over longer periods than preformed hydrogels. Also, the incorporation of pH-responsive polymers or enzyme-cleavable moieties can improve or confer biodegradability to the hydrogel network and enable self-regulated release that is convenient for certain diseases. However, despite their promising outcomes in vitro and in vivo, some obstacles to the clinical translation of these therapeutic systems remain.
When designing a hydrogel for drug delivery, polymer selection warrants special attention. Once the polymer system has released its payload, it should be removed from the body, which usually occurs by renal filtration. However, given its molecular weight cut-off of 40 kDa [162], polymers should be small enough to be filtered in the kidney, otherwise therapeutic applicability will depend on their long-term toxicity and immunogenicity. Besides, as with other material surfaces, nonspecific interaction with biological molecules takes place as soon as the hydrogel encounters complex fluids. Antifouling coating with polymer brushes could be a strategy to prevent nonspecific adhesion onto the hydrogel network [163].
In the case of stimuli-responsive hydrogels, researchers face even more hurdles to access materials that produce a sensitive and complete response in vivo. In contrast to exogenous stimuli, which offer precise regulation of the hydrogel’s performance at the target site, endogenous stimuli may be inconsistent in their responsive behavior. To illustrate this, the developed hydrogels might respond to the disease-associated hallmarks, but rarely are these internal cues exclusive to a single diseased site, thus leading to suboptimal selectivity in the overly complex in vivo environment. Even if they do, this shortcoming persists as biological parameters vary between individuals and over time.
To improve site-specificity and achieve fine control of peptide and protein release, future works will certainly follow the trend of fabricating hydrogels with multiple stimuli-responsiveness, which brings other challenges, such as complex polymer engineering and difficult scaling-up of production, into the equation. The road ahead seems long but full of promise as long as more experts in biology, chemistry, and medicine step in and establish effective interdisciplinary collaborations.

Author Contributions

Conceptualization, R.M.; writing—original draft preparation, R.M. and A.C.M.; writing—review and editing, M.H.A. and P.C.d.C.; supervision, M.H.A. and P.C.d.C. All authors have read and agreed to the published version of the manuscript.

Funding

This work was financed by national funds from the FCT—Fundação para a Ciência e a Tecnologia, I.P., in the scope of projects UIDP/04378/2020 and UIDB/04378/2020 of the Research Unit on Applied Molecular Biosciences—UCIBIO and project LA/P/0140/2020 of the Associate Laboratory Institute for Health and Bioeconomy—i4HB. Ana Camila Marques gratefully acknowledges the FCT for its financial support (grant reference: 2020.06766.BD).

Conflicts of Interest

The authors declare no conflict of interest.

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Figure 1. Comparison between the complexity of small molecules and therapeutic proteins.
Figure 1. Comparison between the complexity of small molecules and therapeutic proteins.
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Figure 2. The macroscopic response of different forms of “smart” polymers [83]. Created with BioRender.com.
Figure 2. The macroscopic response of different forms of “smart” polymers [83]. Created with BioRender.com.
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Figure 3. The morphological and functional recovery of the kidney of diabetic rats in the 6th week after treatment was confirmed by (A) 2D ultrasound imaging, (B) color Doppler imaging, (C) the calculated kidney volume based on 2D ultrasound imaging, (D) the calculated kidney weight/body weight ratio, and (E) the calculated resistance index in the 4th and 6th weeks based on color Doppler flow image (* p < 0.05; ** p < 0.01, compared to the control group; # p < 0.05, compared to the group treated with hydrogel incorporating insulin and liraglutide). Reprinted from [150], copyright (2021), with permission from Elsevier.
Figure 3. The morphological and functional recovery of the kidney of diabetic rats in the 6th week after treatment was confirmed by (A) 2D ultrasound imaging, (B) color Doppler imaging, (C) the calculated kidney volume based on 2D ultrasound imaging, (D) the calculated kidney weight/body weight ratio, and (E) the calculated resistance index in the 4th and 6th weeks based on color Doppler flow image (* p < 0.05; ** p < 0.01, compared to the control group; # p < 0.05, compared to the group treated with hydrogel incorporating insulin and liraglutide). Reprinted from [150], copyright (2021), with permission from Elsevier.
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Figure 4. Antibacterial activity of thermoresponsive chitosan hydrogels (TCTS-40%β-GP) loaded with different concentrations of antimicrobial peptide (AMP) (0, 4, 8 and 16 μg/mL) against ATCC and resistant A. baumannii: (a) disk diffusion assay and (b) scanning electron microscope (SEM) micrographs of resistant A. baumannii bacteria grown on these hydrogels. Reprinted from [156], copyright (2020), with permission from Elsevier.
Figure 4. Antibacterial activity of thermoresponsive chitosan hydrogels (TCTS-40%β-GP) loaded with different concentrations of antimicrobial peptide (AMP) (0, 4, 8 and 16 μg/mL) against ATCC and resistant A. baumannii: (a) disk diffusion assay and (b) scanning electron microscope (SEM) micrographs of resistant A. baumannii bacteria grown on these hydrogels. Reprinted from [156], copyright (2020), with permission from Elsevier.
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Table 1. Some examples of protein-based parenteral dosage forms approved by the FDA.
Table 1. Some examples of protein-based parenteral dosage forms approved by the FDA.
YearActive Ingredient
Trade Name
DescriptionPharmaceutical Dosage FormIndication
2017Etelcalcetide
Parsabiv®
Calcium-sensing receptor agonistInjectable solution (IV)Hyperparathyroidism
2017Semaglutide
Ozempic®
Glucagon-like peptide 1 (GLP-1) receptor agonistInjectable solution (SC)Diabetes
2018Tildrakizumab
Ilumya®
Interleukin-23 antagonistInjectable solution (SC)Moderate-to-severe plaque psoriasis
2018Cemiplimab
Libtayo®
Programmed death receptor-1 (PD-1) blocking antibodyInjectable solution (IV)Cutaneous squamous-cell carcinoma
2018Calaspargase pegol
Asparlas®
Asparagine-specific enzymeInjectable solution (IV)Acute lymphoblastic leukemia
2019Crizanlizumab-tmca
Adakveo®
Selectin-blocking antibodyInjectable solution (IV)Pain caused by sickle cell disease
2020Setmelanotide
ImcivreeTM
Melanocortin 4 (MC4) receptor agonistInjectable solution (SC)Chronic weight management
2020Somapacitan-beco
Sogroya®
Human growth hormone analogInjectable solution (SC)Growth hormone deficiency
2020Ansuvimab-zykl
EbangaTM
Zaire ebolavirus glycoprotein (EBOV GP)-directed human monoclonal antibodyInjectable solution (IV)Infection caused by Zaire ebolavirus
2021Dasiglucagon
Zegalogue®
Anti-hypoglycemic agentInjectable solution (SC)Severe hypoglycemia
2021Dostarlimab-gxly
Jemperli®
Programmed death receptor-1 (PD-1) blocking antibodyInjectable solution (IV)Endometrial cancer
2022Olipudase alfa
XenpozymeTM
Sphingomyelin-specific enzymeInjectable solution (IV)Acid sphingomyelinase deficiency
2023Pegunigalsidase alfa-iwxj
Elfabrio®
Glycosphingolipid-specific enzymeInjectable solution (IV)Fabry disease
2023Somatrogon-ghla
NgenlaTM
Human growth hormone analogInjectable solution (SC)Growth hormone deficiency
2023Pozelimab-bbfg
VeopozTM
Recombinant IgG4 monoclonal antibodyInjectable solution (IV or SC)CHAPLE disease
CHAPLE: CD55 deficiency with hyperactivation of complement, angiopathic thrombosis, and protein-losing enteropathy; IV: intravenous; SC: subcutaneous.
Table 2. Commercially available therapeutic proteins and peptides organized by route of administration.
Table 2. Commercially available therapeutic proteins and peptides organized by route of administration.
RouteProtein or
Peptide
Trade NameCompanyIndicationRef.
OralCyclosporin ANeoral®Novartis
(Switzerland)
Systemic immunosuppressive therapy[50,53]
PancrelipaseCreon®AbbVie (USA)Exocrine pancreatic insufficiency
LinaclotideLinzess®Actavis (USA)Irritable bowel syndrome and chronic idiopathic constipation
TilactaseLacteeze®Lacteeze (USA)Lactose intolerance
VancomycinVancocin®ANI Pharmaceuticals (USA)Infection
OctreotideMycapssa®Chiasma (USA)Long-term maintenance treatment in acromegaly patients
SemaglutideRybelsus®Novo Nordisk (Denmark)Type 2 diabetes mellitus
NasalDesmopressinDDAVP®Ferring Pharmaceuticals
(Switzerland)
Antidiuretic replacement therapy in the management of central diabetes insipidus[1,56]
CalcitoninMiacalcin®Novartis
(Switzerland)
Postmenopausal osteoporosis
Fortical®Upsher-Smith (USA)Hypercalcemia, osteoporosis
OxytocinSyntocinon®Novartis
(Switzerland)
Induction of labor
NafarelinSynarel®Pfizer (USA)Central precocious puberty
BuserelinSuprecur®Sanofi-Aventis (FR)Prostate cancer, endometriosis
PulmonaryDornase alfaPulmozyme®Genentech (USA)Cystic fibrosis[56,73]
InsulinAfrezza®MannKind (USA)Diabetes mellitus
OcularRanibizumabLucentis®Genentech (USA)Neovascular age-related macular degeneration; diabetic retinopathy[74,75]
Pegaptanib sodiumMacugen®Eyetech Pharmaceuticals and Pfizer (USA)Neovascular age-related macular degeneration
AfliberceptEylea®Regeneron Pharmaceuticals (USA)Neovascular age-related macular degeneration; diabetic retinopathy
CenegerminOxervate™Dompé (IT)Neurotrophic keratitis treatment
TransdermalInsulinSolo™Medingo (USA)Diabetes mellitus[76]
Table 3. List of stimuli-responsive polymers organized by the stimulus.
Table 3. List of stimuli-responsive polymers organized by the stimulus.
StimuliPolymersOrigin/SynthesisRef.
TemperaturePoloxamersSequential polymerization of propylene oxide and ethylene oxide in the presence of alkaline catalysts[119]
Methyl celluloseReaction of alkali cellulose with methylene chloride[120]
HydroxypropylcelluloseReaction of alkali cellulose with propylene oxide[121]
XyloglucanExtraction from the seed of the tamarind tree (Tamarindus indica)[122]
HydroxypropylmethylcelluloseReaction of alkali cellulose with methylene chloride and propylene oxide[123]
Poly(N-isopropylacrylamide)Free-radical polymerization of N-isopropylacrylamide[124]
pHCarbomersCrosslinking of polyacrylic acids with the allyl ethers of pentaerythritol or sucrose[125]
ChitosanPartial N-deacetylation of chitin[126]
Cellulose acetate phthalateReaction of a partially substituted cellulose acetate with phthalic anhydride in the presence of an organic solvent and a basic catalyst[127]
Sodium carboxymethyl celluloseReaction of alkali cellulose with sodium monochloroacetate[120]
Poly(L-lysine)Biosynthesis by the bacterium strain Streptomyces albulus[128]
Polyvinyl sulfonic acidFree-radical polymerization of vinyl sulfonic acid[129]
Polymethacrylic acidFree-radical polymerization of methacrylic acid[130]
Ionic strengthGellan gumBiosynthesis by Sphingomonas elodea[131]
AlginatesExtraction from brown marine algae and Pseudomonas and Azotobacter bacteria[104]
Xanthan gumBiosynthesis by Xanthomonas campestris[132]
CarrageenanExtraction from red seaweeds (Rhodophyta)[133]
PectinExtraction from citrus and apple fruits[134]
Hyaluronic acidBiosynthesis by Streptococcus zooepidemicus and recombinant systems[135]
EnzymeDextranBiosynthesis by Leuconostoc mesenteroides NRRL B-512F[136]
Hyaluronic acidBiosynthesis by Streptococcus zooepidemicus and recombinant systems[135]
Polyethylene glycolRing-opening polymerization of ethylene oxide[137]
Poly(allylamine)Polymerization of allylamine[138]
Table 4. Stimuli-responsive hydrogels for proteins administration.
Table 4. Stimuli-responsive hydrogels for proteins administration.
ProteinsStimuli Responsiveness
Composition
RouteHighlightsRef.
Vascular endothelial growth factor and monocyte chemotactic protein-1Temperature-responsive
PLGA-mPEG
Intrafemoral
  • Good cytocompatibility
  • The mean vessel diameter and density increased over weeks after implantation of the HG in the necrosis site of the rabbit femoral head
[157]
InsulinpH- and amylase-responsive
CMS-g-AA/PMAA
Oral
  • Insulin protection in artificial gastric fluid
  • Insulin release was accelerated in artificial intestinal fluid containing α-amylase
  • Diabetic rats received twice-daily oral treatments for two weeks, alleviating diabetic symptoms and suppressing body weight loss
[158]
BSA and insulinpH-responsive
4a-PEG-PLG
Oral or SC
  • pH-dependent release of BSA or insulin from the HG
  • Compared to native BSA and insulin, the bioactivities of BSA and insulin released from the HG were preserved
  • Good cytocompatibility
  • In vivo studies showed complete degradation of the HG after eight days
[159]
InsulinGlucose- and pH-responsive
PBA, glucose oxidase and catalase
SC
  • When pH < pKa, the HG disassembled, along with insulin release
  • In vivo studies showed biocompatibility and effectiveness in regulating blood glucose levels for a long time
[160]
FITC-BSAEnzyme-responsive
HPP-GC
SC
  • When lysozyme was present, degradation controlled the release of protein
  • In vitro release studies showed minimal diffusion-controlled release and retention of the encapsulated protein within the HG
[161]
4a-PEG-PLG: 4-arm poly (ethylene glycol)-b-poly (L-glutamic acid); BSA: bovine serum albumin; CMS-g-AA: acrylate-grafted-carboxymethyl starch; FITC-BSA: fluorescein isothiocyanate-conjugated bovine serum albumin; HG: hydrogel; HPP-GC: 3-(4-hydroxyphenyl)- propionic acid-modified glycol chitosan; MAA: methacrylic acid; PBA: phenylboronic acid; PLGA-mPEG: poly (D, L-lactic-co-glycolic acid)-b-methoxy poly (ethylene glycol); SC: subcutaneous.
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Malta, R.; Marques, A.C.; Costa, P.C.d.; Amaral, M.H. Stimuli-Responsive Hydrogels for Protein Delivery. Gels 2023, 9, 802. https://doi.org/10.3390/gels9100802

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Malta R, Marques AC, Costa PCd, Amaral MH. Stimuli-Responsive Hydrogels for Protein Delivery. Gels. 2023; 9(10):802. https://doi.org/10.3390/gels9100802

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Malta, Rafaela, Ana Camila Marques, Paulo Cardoso da Costa, and Maria Helena Amaral. 2023. "Stimuli-Responsive Hydrogels for Protein Delivery" Gels 9, no. 10: 802. https://doi.org/10.3390/gels9100802

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