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Article

A Comparison of Research Methods to Determine the Sustainability of Mineral Resources in Henan Province Based on Cloud Analysis

1
School of Energy Science and Engineering, Henan Polytechnic University, Jiaozuo 454000, China
2
Henan Key Laboratory for Green and Efficient Mining & Comprehensive Utilization of Mineral Resources, Jiaozuo 454000, China
3
Collaborative Innovation Center of Coal Work Safety, Jiaozuo 454000, China
4
China Institute of Geo-Environment Monitoring, Beijing 100081, China
*
Authors to whom correspondence should be addressed.
Sustainability 2022, 14(23), 15834; https://doi.org/10.3390/su142315834
Submission received: 30 September 2022 / Revised: 18 November 2022 / Accepted: 22 November 2022 / Published: 28 November 2022

Abstract

:
In order to improve the fuzzy comprehensive evaluation model of mineral resource sustainability and enhance its scientific and objective nature, in this paper, a cloud model-based risk assessment method is introduced to determine the sustainability of mineral resources in a comprehensive comparison, while using a combination of subjective and objective weighting method combining improved hierarchical analysis and the entropy weighting method. Compared with the previous single-assignment evaluation method, the method used in this paper has the advantages of more reasonable determination of weights, more accurate results and better visualization. On this basis, the combined weight method, cloud model method and hierarchical fuzzy evaluation method are organically combined to conduct a comprehensive evaluation of the sustainability of mineral resources in Henan Province. The case analysis shows that the comprehensive evaluation results of the sustainability of mineral resources obtained according to the method are scientifically reasonable and have important reference value and promotion significance for quantitative research in related fields.

1. Introduction

Henan Province, as shown in Figure 1, is located in the central-eastern part of China, in the middle and lower reaches of the Yellow River, bordered by Anhui Province and Shandong Province to the east, Hebei Province and Shanxi to the north, Shaanxi to the west, and Hubei to the south. Henan Province has a high concentration of mineral resources, with a combination of advantages and a high degree of supporting resources. By the end of 2000, the value of mineral resources in the province was about 1.7 trillion, ranking eleventh in the country [1]. According to the statistics of the geological department of Henan Province, by the end of 2015, 143 kinds of minerals were discovered in the province, accounting for 82.66% of the 173 kinds of minerals discovered nationwide, and 106 kinds of minerals with proven reserves, accounting for 66.67% of the 159 kinds of minerals with proven reserves nationwide. Advantageous minerals, such as molybdenum ore, refractory clay, natural alkali, perlite and others, hold the first place in the country in terms of resource reserves. Coal, iron ore, bauxite, gold ore, silver ore, crystalline graphite, rock salt and coal bed methane are the main mineral reserves that occupy an important position in the country. Henan is an important mineral resource province and mining province; its mining output value for many years ranked in the top five in the country [2]. Given the importance of mining in Henan Province in the industrial development of the province, its sustainable development status has become a common concern of Henan Provincial government and society [3,4,5,6,7,8]. Therefore, how to evaluate the level of its mineral resource sustainability development has become an important research topic.
Since the determination of weights has an important influence on the scientific rationality of the comprehensive evaluation results of multiple indicators, it is particularly important for the comprehensive evaluation of the sustainability of mineral resources. Some scholars have conducted relevant studies on the comprehensive evaluation of mineral resource sustainability, and more results have been achieved in the construction of evaluation models and indicator systems; some papers [9,10,11] have adopted a single subjective assignment method to determine the weights completely according to expert experience, without considering the numerical characteristics of evaluation indicators, which is too subjective. The literature [12,13,14,15,16,17,18] used one or several relevant indicators to determine the weights, which can reflect the problem to some extent, but the consideration is not comprehensive enough and the weights obtained are not accurate. The literature [19,20,21,22,23,24,25,26,27,28] used a combination of the expert survey method and hierarchical analysis to determine the weights, where the judgment matrix established by the hierarchical analysis method is quite computationally intensive because it needs to be continuously tested for consistency until it is satisfied. The literature [29,30] used the objective assignment approach to ascertain the weights, which equalizes the value of the indicators and ignores subjective information such as the experience and knowledge of decision makers, which inevitably leads to situations such as unreasonable weighting coefficients. The literature [18,31,32,33,34] introduced the cloud model into the evaluation system of mineral resources, but did not make a comparison with other methods and lacked some universality.
Therefore, this work uses a combination of enhanced hierarchical analysis and the entropy weighting method to establish the weight values of each indicator in the sustainability assessment of mineral resources in order to eliminate the shortcomings of the single-assignment method. Further, the fuzzy mathematical method was used to assess the sustainability of mineral resources in Henan Province in a hierarchical and comprehensive manner. Meanwhile, we introduce the evaluation method based on the cloud model into the mineral resource sustainability evaluation system and verify its rationality. On this basis, we first used enhanced hierarchical analysis and the entropy method, combined with fuzzy mathematical formula to assess the sustainability of Henan Province in mineral resources. Then, another cloud model-based mineral resource sustainability evaluation method was used to assess the sustainability of mineral resources in Henan Province. The final evaluation results of the two evaluation methods were compared, and the final evaluation results for the sustainability of mineral resources in Henan Province were obtained; the reasonableness and accuracy of the evaluation method based on the cloud model in the field of mineral resources evaluation were determined.

2. A Comprehensive Evaluation Method for the Sustainability of Mineral Resources Based on Subjective and Objective Weights

2.1. Establish the Weights, Both Subjective and Objective

2.1.1. Determination of Subjective Weights Based on the Progressed AHP Strategy

The progressed AHP strategy, the scalar expansion strategy of progressive investigation, requires rehashed consistency tests on the judgment matrix when utilizing the AHP strategy to calculate the weights. If there are n elements to be compared, the judgment matrix only has to be built to make n(n − 2)/2 comparative judgments, and the mineral resource sustainability system is a very complex giant multi-layer system with spatio-temporal interaction [28], with more system indicators and larger n values, which is very computationally intensive, and, in addition, the genuine calculation handle regularly leads to challenges in choice making, since the judgment network cannot pass the consistency test. When the improved hierarchical analysis is used to determine the judgment matrix, the constructed judgment matrix is consistent regardless of the scale used, and no consistency test is required, greatly simplifying the computational process, making the method simple and easy to utilize [35,36].
The essential steps of the improved AHP are as follows: n evaluation metrics are compared according to expert experience and ranked according to their importance: x1 ≥ x2 ≥ …≥ xn, and the ratio of the scalar values of xi and xi + 1 is recorded as ti, and then the values of the other elements can be calculated according to the transferability. The resulting judgment matrix is shown in Equation (1).
R = 1 t 1 t 1 t 2 t 1 t 2 t 3 t 1 t 2 1 / t 1 1 t 2 t 2 t 3 t 2 t 3 1 / t 1 t 2 1 / t 2 1 t 3 t 3 t 4 1 / t 1 t 2 t 3 1 / t 2 t 3 1 / t 3 1 t 4 t 5 1 / t 1 t 2 t n 2 1 / t 2 t 3 t n 2 1 / t 3 t 4 t n 2 1 / t 4 t 5 t n 2 t n 1 1 / t 1 t 2 t n 1 1 / t 2 t 3 t n 1 1 / t 3 t 4 t n 1 1 / t 4 t 5 t n 1 1
The judgment matrix R in Equation (1) is uniformity and does not require a uniform test, and the weights of the indicators derived from it are shown in Equation (2).
w i = j = 1 n r i j n / i = 1 n j = 1 n r i j n
where wi is the value of the subjective weight of each evaluation index for the sustainability of mineral resources derived; rij is the scalar value of the ith element in the judgment matrix R compared with the jth element, and its meaning is shown in Table 1.

2.1.2. Objective Weight Determination Based on Entropy Weight Method

According to the fundamental tenets of the information theories, information is a quantity of the orderliness of a system, while entropy is a quantity of the disorderliness [37]. The objective entropy weight obtained by using information entropy does not indicate the importance coefficient of indicators in the actual sense, but the intensity coefficient of each indicator in the competitive sense, which varies depending on the value taken by the evaluation object. The entropy method can accurately reflect the amount of information of mineral resource sustainability evaluation indexes and can effectively solve the problem of large amounts of information and the difficulty in the quantification of mineral resource sustainability evaluation indexes.
The basic idea of the entropy method is as follows: the index system for evaluating the sustainability of mineral wealth is divided into a target level, a criterion level and an element level [28], and the indicator set U = {u1, u2,…, un} of each element layer is a collection of n indicators of the evaluation elements. The evaluation set Q = {q1, q2,…, qm} is a set consisting of m evaluations, which are usually taken as very strong, strong, moderate, poor and very poor. For each indicator ui in U doing one evaluation, a fuzzy mapping f(ui) from U to Q can be obtained, and according to the fuzzy transformation principle, the fuzzy mapping can eventually determine a fuzzy judgment matrix F (Equation (3)) [38].
F = f 11 f 12 f 1 m f 21 f 22 f 2 m f n 1 f n 2 f n m
Then, the entropy of the ith evaluation indicator is given in the Formula (4).
e i = 1 ln m j = 1 m f i j ln f i j
where it is assumed that fijlnfij = 0 when fij = 0.
Then, the total entropy value is shown in Equation (5).
E = i = 1 n e i
The entropy weight of the ith evaluation index is shown in Formula (6)
v i = 1 n E 1 e i , 0 v i 1

2.1.3. Determination of Integrated Weights

The combined weights ai are shown in Equation (7).
a i = w i v i j = 1 n w j v j

2.2. Numerical Calculation Using Fuzzy Mathematical Methods

In this paper, the three-level fluffy comprehensive assessment strategy is utilized to comprehensively assess the sustainability of mineral assets.
(1) The fuzzy statistics method is used to determine the affiliation of the factor evaluation levels [27], and then the affiliation of each evaluation index level is normalized to form a matrix F = [fij](i = 1,2,…, n; j = 1,2,…, m), where fij is the weight of the ith index at the jth level.
(2) Let the combination weight be A = [a1,a2,…, an], then the evaluation result is shown in Equation (8):
B = A · F
(3) A weighted average of B yields Equation (9):
B = k = 1 m k B k / k = 1 m B k
where Bk is the element of the kth column in B, which is the judging result of each grade.
(4) The above are the steps of the first-level fuzzy integrated evaluation of the element layer, which finally results in the final evaluation results of the ten elements of the element layer, then the second-level fuzzy integrated evaluation of the criterion layer, which results in the fuzzy integrated evaluation results of the development force and coordination force of the criterion layer, and, finally, the third-level fuzzy integrated evaluation of the target layer, which results in the evaluation results of the sustainability of the target layer. The steps of the comprehensive evaluation of mineral resource sustainability at all levels are shown in Figure 2.

2.3. Comprehensive Evaluation of the Sustainability of Mineral Resources in Henan Province Based on Subjective and Objective Weights

The data collection with 2013 as the base year was conducted through relevant research literature, policy documents, statistical data, and website information. These include more than 30 domestic and foreign research literature; more than 100 policy documents on mineral resource management and mining investment from 31 provinces. From this, we derived the evaluation indexes and evaluation criteria for the sustainability evaluation of mineral resources in Henan Province as shown in Table 2. Since the mineral resource sustainability evaluation index system contains three levels, 10 elements and 34 indicators, the calculation is large when making a comprehensive judgment and limited to space; therefore, only the first element—the comprehensive judgment of resource endowment and development conditions—is used as an example for detailed explanation.
According to the table, U = {potential value of major mineral reserves per capita, mineral resource pressure index, concentration of major mineral resources, geological exploration degree, mineral resource development condition} and Q = {very strong, strong, medium, poor, very poor}. The indicators of resource endowment and development conditions are classified into five grades according to the evaluation set Q. The basic steps of the comprehensive evaluation of the level of resource endowment and development conditions are shown below.

2.3.1. Improved Hierarchical Analysis to Determine Subjective Weights

(1) In accordance with the expert opinions and related information, the following sequential relationships were obtained for each evaluation index: potential value > exploration degree > development conditions > resource aggregation degree > pressure index.
(2) The relative importance of each indicator can be determined through the expert survey: r 12 = 1.2, r 23 = 1.6, r 34 = 1.7, r 45 = 1.8.
(3) The judgment matrix R is derived from Equation (1).
R = 1 1.2 2.04 3.264 5.8752 1 / 1.2 1 1.7 2.72 4.896 1 / 2.04 1 / 1.7 1 1.6 2.88 1 / 3.264 1 / 2.72 1 / 1.6 1 1.8 1 / 5.8752 1 / 4.896 1 / 2.88 1 / 1.8 1
(4) Using Equation (2), the subjective weight esteem of each index can be obtained: w 1 = 0.367, w 2 = 0.277, w 3 = 0.180, w 4 = 0.113, w 5 = 0.063. The subjective weight values of potential value, degree of exploration, development condition, resource aggregation and pressure index are indicated in order.

2.3.2. Find the Evaluation Matrix F

According to the data in Table 2, the affiliation degree of each index is obtained by the method of fuzzy statistics and then normalized to obtain the judgment matrix of resource endowment and development conditions.
F = 0.00 0.00 0.60 0.40 0.00 0.10 0.30 0.50 0.10 0.00 0.40 0.40 0.20 0.00 0.00 0.00 0.00 0.20 0.30 0.50 0.50 0.40 0.10 0.00 0.00

2.3.3. Determination of Objective Weights by Entropy Power Method

(1) According to the matrix F and Equation (4), the entropy of each indicator can be found as: e 1 = 0.418, e 2 = 0.0.726, e 3 = 0.656, e 4 = 0.640, e 5 = 0.586.
(2) According to Equation (5), the total entropy value is: E = 3.026.
(3) According to Equation (6), the objective weights of potential value, exploration degree, development condition, resource aggregation and pressure index can be obtained: v 1 = 0.295, v 2 = 0.139, v 3 = 0.174, v 4 = 0.182, v 5 = 0.210.

2.3.4. Finding the Combination Weights

According to Equation (7), the combined weight vector is A = [0.509, 0.184, 0.146, 0.099, 0.06], which represents the weight values of potential value, exploration degree, development condition, resource aggregation and pressure index in order, and this weight is the final weight of resource endowment and development conditions obtained by the combination of improved hierarchical analysis and the entropy weight method.

2.3.5. Calculating Judgment Results

Judgment results are calculated according to Equation (8): B11 = [0.107, 0.138, 0.453, 0.252, 0.049].

2.3.6. Weighted Average for B11

From Equation (9), we obtain B′11 = 2.995, which is the final evaluation result of resource endowment and development conditions, and B′11 is between 2 and 3, that is, resource endowment and development conditions are between “strong” and “medium”. The above is the comprehensive evaluation of mineral resource endowment and development conditions in Henan Province, and the evaluation steps of the remaining nine indicators in the element layer are similar to them. The final evaluation results of each indicator in the first-level fuzzy comprehensive evaluation are:
  • B12 = (0.160, 0.380, 0.353, 0.038, 0.070); B13 = (0.000, 0.385, 0.260, 0.270, 0.085);
  • B14 = (0.098, 0.195, 0.323, 0.260, 0.125); B15 = (0.020, 0.250, 0.310, 0.270, 0.150);
  • B21 = (0.290, 0.060, 0.145, 0.160, 0.345); B22 = (0.340, 0.283, 0.100, 0.160, 0.118);
  • B23 = (0.320, 0.140, 0.313, 0.105, 0.123); B24 = (0.160, 0.385, 0.260, 0.145, 0.050);
  • B25 = (0.000, 0.195, 0.333, 0.100, 0.373).
Organize the evaluation results corresponding to the first-level evaluation indicators into a matrix.
(1) Resource base development condition matrix R1
R 1 = 0.107 0.138 0.454 0.252 0.049 0.160 0.380 0.353 0.038 0.070 0.000 0.385 0.260 0.270 0.085 0.098 0.060 0.145 0.160 0.345 0.020 0.250 0.310 0.270 0.150
(2) Resource coordination and transformation capability matrix R2
R 2 = 0.290 0.060 0.145 0.160 0.345 0.340 0.283 0.100 0.160 0.118 0.320 0.140 0.313 0.105 0.123 0.160 0.385 0.260 0.145 0.050 0.000 0.195 0.333 0.100 0.373
According to the two-level fuzzy integrated evaluation, the evaluation results of development and coordination are B1 = (0.066, 0.294, 0.321, 0.220, 0.099) and B2 = (0.256, 0.221, 0.207, 0.140, 0.176). The weighted average gives B′1 = 2.992 and B′2 = 2.759, which is the final evaluation result of the developmental and coordination power. According to the three-level fuzzy integrated evaluation, the final evaluation result of the sustainability of mineral resources in the target layer of Henan Province can be obtained as B = (0.142, 0.265, 0.275, 0.188, 0.130). The weighted average is B′ = 2.899, which is the final evaluation result of the sustainability of mineral resources in Henan Province; B′ is between 2 and 3, so the sustainability of mineral resources in Henan Province is between “strong” and “medium”.

2.4. Comprehensive Evaluation Results of the Sustainability of Mineral Resources in Henan Province with a Combination of Subjective and Objective Weights

In order to thoroughly research the features and deficiencies of each evaluation element in the mineral resource sustainability index system of Henan Province, the weighted average of B12 to B25 is obtained as follows: B′12 = 2.480, B′13 = 3.005, B′14 = 3.120, B′15 = 3.280, B′21 = 3.210, B′22 = 2.434, B′23 = 2.571, B′24 = 2.540 and B′25 = 3.650. They represent the final evaluation results of economic development and efficiency, social development and quality of life, environmental impact, intellectual level, resource conversion efficiency, economic coordination, social coordination, environmental coordination and intellectual coordination, in that order. Figure 3 shows the rating evaluation factors of each index of the sustainability of mineral resources in Henan Province. In addition, there is a detailed explanation of each indicator, as shown in Table 3.

3. A Comprehensive Evaluation Method of Mineral Resource Sustainability Based on a Cloud Model

3.1. Principle of Comprehensive Evaluation of Mineral Resource Sustainability Based on a Cloud Model

3.1.1. Cloud Model Concept

A cloud is a natural language representation of some qualitative concept. A cloud is a model of uncertainty transformation between some qualitative concept represented by natural language values and a quantitative representation that is intuitive and universal. It mainly reflects conceptual uncertainty, i.e., vagueness and randomness. The basic idea of the cloud model is that U is a quantitative domain expressed in exact values and C is a qualitative concept on U. If some quantitative value x is both a value in U and a random realization of C, x has determinant μ(x) ∈ [0, 1] for C, and the distribution of μ(x) satisfies μ: U → [0, 1], x ∈ U with x → μ(x), then each x is a cloud droplet and the distribution of x over the domain U of the argument is called a cloud. The cloud model is mainly expressed in terms of three basic numerical characteristic values: Expectation Ex, i.e., the expectation of the distribution of cloud drops in the theoretical domain space; Entropy En, i.e., the uncertainty and ambiguity of the distribution of cloud drops; Hyperentropy He, i.e., the entropy of the entropy, which indicates the degree of dispersion of the clouds in the cloud diagram. The greater the hyperentropy, the greater the thickness of the clouds; for example, when setting the number of cloud drops to 2000, C = (0.6, 0.2, 0.01, 2000), of which the cloud diagram is shown in Figure 4.

3.1.2. Principles of Cloud Model Evaluation Based on Combined Weights

In the application of cloud theory models, we usually use forward cloud generators and inverse cloud generators to achieve the conversion between qualitative index description and quantitative data. In this paper, the inverse cloud generator (Figure 5) is used to generate a comprehensive cloud to be evaluated and a standard evaluation cloud to assess the service status of the roadbed to achieve a more scientific, objective, convenient and intuitive judgement of the roadbed condition. The steps of the inverse cloud generator algorithm are.
(1) Calculate the sample mean
X ¯ = 1 n i = 1 n x i
(2) Calculate the sample variance
S 2 = 1 n 1 i = 1 n x i X ¯ 2
(3) Calculate expectations
d = 1 n i = 1 n x i X ¯
(4) Calculate first-order sample center distance
d = 1 n i = 1 n x i X ¯
Then the sample entropy
E n = Π 2 × 1 n x i X ¯
(5) Calculate the sample hyperentropy
H e = S 2 E n 2
The specific steps of the cloud model evaluation method based on the combination of weights for the characteristics of mineral resource potential in Henan Province are as follows.
Step 1: A combination of the improved hierarchical analysis and the entropy weighting method is calculated to obtain a vector set of indicator weights.
Step 2: For each assessment indicator, establish the corresponding rubric set and its value range, and generate the standard evaluation cloud corresponding to each level.
Step 3: Using the inverse cloud generator to find Ex, En and Ee of the existing data, the eigenvalues of the three clouds are generated by calculating the average of n sample points according to the inverse cloud generator algorithm.
Step 4: Generate a standard evaluation cloud, a level-one evaluation cloud, a level-two evaluation cloud and a comprehensive evaluation cloud.
Step 5: Calculate the similarity between the comprehensive evaluation cloud and the standard evaluation cloud of the corresponding attributes, from which the overall comparison of the cloud map can be carried out to assess the ranking of the mineral resource potential of Henan Province. The whole assessment process is shown in Figure 6.

3.2. Comprehensive Evaluation Results of the Sustainability of Mineral Resources in Henan Province Based on a Cloud Model

3.2.1. Generate a Standard Cloud

Similarly, using expert evaluation data of mineral resource potential in Henan Province, according to the determined five grade intervals, five grade evaluation parameters are obtained by cloud generator. Then, five levels of standard cloud images are generated by MATLAB, as shown in Figure 7.

3.2.2. Generate a Cloud Map

Through the resource endowment and development conditions in Figure 8, a cloud map is generated.
The drawing results of the ten-element index level evaluation cloud chart are shown in Figure 9.
The secondary evaluation cloud map is drawn by the same principle as the primary evaluation cloud, as shown in Figure 10.
Finally, the comprehensive evaluation cloud map of the sustainability of mineral resources in Henan Province is obtained, as shown in Figure 11.

4. Comparison of Two Evaluation Results

The evaluation results of the indicators at all levels are compared between the two evaluation results, as shown in Table 4. After comprehensive analysis, in Figure 3, the evaluation factors of indicators U12 and U23 tend to be close to 2, i.e., the rating is near “strong”, while the evaluation factors of indicators U15 and U25 tend to be close to 4, maintaining the rating near “poor”, and the rest of the indicators tend to be “medium”. According to the above comprehensive evaluation results, Henan Province is considered to have medium mineral resource sustainability on the national scale, and its advantages are economic development and efficiency and social coordination, mainly in the form of high per capita GDP per capita growth rate, a high mining employment rate and social security coverage rate. The deficiencies are intellectual level and intellectual coordination, mainly in the form of serious loss of scientific and technological personnel in the mining industry, low growth rate of scientific and technological contribution, the amount of college students per 10,000 people is lower than the national average, and the ratio of scientific and technological activities to GDP is low. If we can further improve the mining intelligence situation, it will help to improve the level of sustainability of mineral resources in Henan Province. Meanwhile, as shown in Figure 12, comparing the results of mineral resource sustainability based on the subjective and objective weight method and the evaluation of mineral resource sustainability based on the cloud model reveals that, although there are some differences between the two, the evaluation results are generally highly consistent. The above evaluation results are basically consistent with the actual situation, as investigated by relevant experts from Henan Provincial Bureau of Statistics, the Department of Land and Resources, and the Environmental Protection Bureau, indicating that the evaluation method and evaluation results of this paper are scientific and reasonable.

5. Conclusions

  • Taking into account the significance of weights in the integrated assessment, this article has optimized the previous single-assignment method on the basis of the improved graded analysis method and entropy power method combined with the subjective–objective combination weight method to modify the mineral resource sustainability evaluation model, so that the subjective and objective are unified, and the distribution method is more rational and more realistic.
  • In view of the multi-level and multi-indicator characteristics of the mineral resource sustainability evaluation index system, the improved AHP method is used to identify the weights, and compared with the traditional AHP approach, the judgment matrix does not need to be tested for consistency again, which greatly reduces the calculation volume in the evaluation process.
  • The weighted average of the resulting comprehensive evaluation results makes the final evaluation results more intuitive and easier for statistics and analysis.
  • The final result of this paper is a comparative analysis among the indicators of mineral resource sustainability in the same region within the same time period, so as to facilitate the identification of the strengths and weaknesses of each indicator in the region. This model can also be used to assess the sustainable nature of mineral resources among different regions in the same time period horizontally, or to rate the dynamic development of mineral resource sustainability in the same region in different time periods vertically.
  • We evaluated the sustainability of mineral resources in Henan Province using the introduced cloud model approach. Then, the results of the derived evaluation indicators at all levels were compared with the evaluation results at all levels derived from the comprehensive evaluation method of mineral resource sustainability based on subjective and objective weights, and it was found that only a few indicators had very small errors in the evaluation results and were within the acceptable range. Therefore, the evaluation of mineral resources using the cloud model is a reasonable and acceptable method, and the evaluation results are accurate and have better visibility.

Author Contributions

Conceptualization, S.G. and S.Y.; methodology, J.L.; software, X.R. and J.L., H.Z.; validation, S.G., S.Y. and F.X.; formal analysis, D.N.; investigation, J.D.; resources, S.W.; data curation, J.W.; writing—original draft preparation, S.G., S.Y. and J.L.; writing—review and editing, S.G.; visualization, X.R.; supervision, S.G.; project administration, F.X.; funding acquisition, S.G. All authors have read and agreed to the published version of the manuscript.

Funding

This work was financially supported by the Fundamental Research Funds for the Universities of Henan Province (grant No. NSFRF200332), China Postdoctoral Science Foundation (grant No. 2021M701100), Key Research and Development and Promotion of Special (Science and Technology) Project of Henan Province (grant Nos. 212102310379 and 212102310603), National Natural Science Foundation of China (grant Nos. 41907402 and 51604093), the Key Scientific Research Project Fund of Colleges and Universities in Henan Province (grant Nos. 21A610005 and 20B440001), the research fund of Henan Key Laboratory for Green and Efficient Mining & Comprehensive Utilization of Mineral Resources, Henan Polytechnic University (grant Nos. KCF2210) and the Doctoral Foundation of Henan Polytechnic University (grant No. B2019-22).

Data Availability Statement

Data will be made available on request.

Conflicts of Interest

The authors declare no conflict of interest.

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Figure 1. Location map of Henan Province. (a) China Map; (b) Henan Map.
Figure 1. Location map of Henan Province. (a) China Map; (b) Henan Map.
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Figure 2. Steps of comprehensive evaluation of mineral resource sustainability at all levels.
Figure 2. Steps of comprehensive evaluation of mineral resource sustainability at all levels.
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Figure 3. Evaluation factors of each index level of the sustainability of mineral resources in Henan Province.
Figure 3. Evaluation factors of each index level of the sustainability of mineral resources in Henan Province.
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Figure 4. Example cloud model.
Figure 4. Example cloud model.
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Figure 5. Reverse Cloud Launcher.
Figure 5. Reverse Cloud Launcher.
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Figure 6. Evaluation process.
Figure 6. Evaluation process.
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Figure 7. Code interpretation and final generation diagram for building evaluation criteria cloud. (a) Explanation of building evaluation criteria cloud code; (b) Generated standard evaluation charts.
Figure 7. Code interpretation and final generation diagram for building evaluation criteria cloud. (a) Explanation of building evaluation criteria cloud code; (b) Generated standard evaluation charts.
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Figure 8. The evaluation index map of mineral resource sustainability in Henan Province.
Figure 8. The evaluation index map of mineral resource sustainability in Henan Province.
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Figure 9. First-level evaluation cloud. (a) Evaluation results of resource base development conditions; (b) Evaluation results of resource coordination and transformation capacity.
Figure 9. First-level evaluation cloud. (a) Evaluation results of resource base development conditions; (b) Evaluation results of resource coordination and transformation capacity.
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Figure 10. Secondary evaluation cloud.
Figure 10. Secondary evaluation cloud.
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Figure 11. Comprehensive evaluation cloud.
Figure 11. Comprehensive evaluation cloud.
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Figure 12. Comparative radar chart of the two evaluation results.
Figure 12. Comparative radar chart of the two evaluation results.
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Table 1. Judgement matrix scale and meaning.
Table 1. Judgement matrix scale and meaning.
ScaleImplication
1The two factors are of equal importance
1.2One factor is slightly more important than the other
1.4One factor is more important than the other
1.6One factor is more important than the other
1.8One factor is more important than the other
CountdownThe factor ri is compared with rj to get rji, then rj is compared with rj to get rji = 1/ri
Table 2. Table of evaluation indicators and evaluation criteria for the sustainability of mineral resources in Henan Province.
Table 2. Table of evaluation indicators and evaluation criteria for the sustainability of mineral resources in Henan Province.
Element NameIndicator NameUnit of MeasurementIndicator Value/Indicator DescriptionEvaluation Criteria (National Average)
U11: Resource endowment and development conditionsU111 The potential value of major mineral holdings per personMillion CNY/person1.832.46
U112 Mineral Resource Pressure Index%Energy Minerals: 98.5
Metal Minerals: 59.7
Non-metallic minerals: 3
Energy Minerals: 85.6
Metal Minerals: 65.8
Non-metallic minerals: 2
U113 Aggregation of major mineral resourcesMillion CNY/km21073.56889.69
U114 Degree of Geological Exploration Low and uneven level of exploration
U115 Mineral Resource Development Conditions The location of the mine is good and the development conditions are excellent
U12: Development of and benefit to economyU121 GDP per capitaCNY42,57553,935
U122 GDP per capita annual growth rate%7.56.7
U123 Net fixed assets per capitaMillion CNY3.754.39
U124 Hundred CNY Mining Original Value of Fixed Assets Realized Profit TaxCNY17.657.54
U125 Hundred CNY of total mining output realized profits and taxesCNY12.4813.52
U126 Investment elasticity of mining output 0.0860.482
U13: Development of society and quality of lifeU131 Natural population growth rate%6.125.86
U132 Mining industry personnel growth rate%−12.25−10.06
U133 Per capita incomeCNYCities and towns 27,232.92Cities and towns 33,616.2
Rural 11,696.74Rural 12,363.4
U134 Engel’s coefficient%Cities 23.18Cities 29.30
Rural 26.34Rural 32.24
U14: Environmental impactU141 “Three waste” pollution index%48.5930.9
U15: Intelligence levelU151 School-age children enrollment rate%100.099.9
U152 Growth rate of scientific and technical personnel in the mining industry%−1.58−1.46
U153 Science and Technology Contribution Growth Rate%1.32.0
U21: Resource conversion efficiencyU211 Mineral Resource Recovery Rate%8070
U212 Comprehensive utilization rate of co-associated mineral resources%9020
U213 Succession resource support strength%35.830.3
U22: Economic HarmonizationU221 The proportion of non-mining value added%93.396.9
U222 Mining earnings growth%106.1−4.4
U223 Energy consumption of 10,000 CNY GDPTons of standard coal0.5710.586
U23: Social coherenceU231 Mining Employment Rate%97.095.98
U232 Social Security CoveragepeopleNumber of health technicians per 10,000 population: 57.4Number of health technicians per 10,000 population: 61.2
%Growth rate of premium income by category: 14.69Growth rate of premium income by category: 16.41
U24: Environmental HarmonyU241 Environmental pollution control elasticity coefficient%307.658.9
U242 Comprehensive treatment rate of “three wastes”%38.6840.21
U243 Land reclamation rate%881
U25: Intellectual coordinationU251 Education spending as a percentage of GDP%4.674.87
U252 Number of college students in 10,000Million people200.472695.8
U253 Science and technology activity expenses as a percentage of GDP%1.252.11
U254 Mining Management Level betterModerate
Table 3. Explanatory notes of each evaluation index.
Table 3. Explanatory notes of each evaluation index.
Evaluation ObjectivesLevel I IndicatorsIndicator NameLevel II IndicatorsIndicator Name
Sustainability of mineral resources in Henan Province UResource base development conditionsU1Resource endowment and development conditionsU11
Economic Development and BenefitsU12
Social development and quality of lifeU13
Environmental impactU14
Intelligence levelU15
Resource coordination and transformation capabilitiesU2Resource conversion efficiencyU21
Economic HarmonizationU22
Social coherenceU23
Environmental HarmonyU24
Intellectual coordinationU25
Table 4. Comparison of evaluation results of different methods.
Table 4. Comparison of evaluation results of different methods.
Sustainability Evaluation MethodologyFuzzy Comprehensive Evaluation MethodCloud Model Method
U Sustainability level of mineral resources in Henan ProvinceSomewhere between strong and mediumSomewhere between strong and medium
U1 indicator levelSomewhere between strong and mediumSomewhere between strong and medium
U2 indicator levelSomewhere between strong and mediumSomewhere between strong and medium
U11 indicator levelSomewhere between strong and mediumSomewhere between strong and medium
U12 indicator levelSomewhere between strong and mediumSomewhere between strong and medium
U13 indicator levelBetween moderate and poorSomewhere between strong and medium
U14 indicator levelBetween moderate and poorBetween moderate and poor
U15 indicator levelBetween moderate and poorBetween moderate and poor
U21 indicator levelBetween moderate and poorBetween moderate and poor
U22 indicator levelSomewhere between strong and mediumSomewhere between strong and medium
U23 indicator levelSomewhere between strong and mediumSomewhere between strong and medium
U24 indicator levelSomewhere between strong and mediumSomewhere between strong and medium
U25 indicator levelBetween moderate and poorBetween moderate and poor
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Gong, S.; Yao, S.; Xi, F.; Liu, J.; Ren, X.; Niu, D.; Ding, J.; Zhang, H.; Wang, J.; Wang, S. A Comparison of Research Methods to Determine the Sustainability of Mineral Resources in Henan Province Based on Cloud Analysis. Sustainability 2022, 14, 15834. https://doi.org/10.3390/su142315834

AMA Style

Gong S, Yao S, Xi F, Liu J, Ren X, Niu D, Ding J, Zhang H, Wang J, Wang S. A Comparison of Research Methods to Determine the Sustainability of Mineral Resources in Henan Province Based on Cloud Analysis. Sustainability. 2022; 14(23):15834. https://doi.org/10.3390/su142315834

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Gong, Shuang, Shibin Yao, Furui Xi, Juan Liu, Xingyang Ren, Dengyun Niu, Jiaxing Ding, Hao Zhang, Jingkuo Wang, and Shuai Wang. 2022. "A Comparison of Research Methods to Determine the Sustainability of Mineral Resources in Henan Province Based on Cloud Analysis" Sustainability 14, no. 23: 15834. https://doi.org/10.3390/su142315834

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