1. Introduction
Experiencing a situation in which one’s life is threatened, or witnessing a scenario in which others’ lives are in danger, are considered traumatic events. Some traumatic events are one-time or short-term events, such as traffic accidents or assaults. Other traumatic events may occur repeatedly over a long period, such as child abuse and domestic violence. A one-time or simple traumatic event is called simple trauma, while recurring and persistent traumatic is referred to as long-term trauma [
1,
2,
3].
Individuals who experience long-term trauma are more impulsive and have more difficulty in emotional regulation than those who experience simple trauma [
1,
4]. Repressed hostility may appear as somatization symptoms or, in extreme cases, may be accompanied by dissociative identity disorder. Chronic complex trauma influences the severity of symptoms and the personality structure. This is not clearly explained by post-traumatic stress disorder (PTSD). In other words, symptoms due to complex trauma are characterized by the individual experiencing difficulties in self-organization (DSO), such as problems with emotional regulation, having a negative self-concept, and difficulties with interpersonal relationships, along with re-experiencing the trauma and demonstrating avoidance and hyper-arousal, which are major symptoms of PTSD. This syndrome is called complex post-traumatic stress disorder (CPTSD) [
1,
5].
Previous studies have involved separately diagnosing complex PTSD to elucidate the psychopathology and enable more effective treatment of subjects who have experienced repeated and chronically extreme traumatic events [
1,
4,
6,
7,
8,
9,
10]. CPTSD is listed separately from PTSD in the International Classification of Diseases 11th Revision (ICD-11); however, it is not separately listed in the Diagnostic and Statistical Manual of Mental Disorders 5th Revision (DSM-5). Studies comparing CPTSD and PTSD have been undertaken and have produced evidence for intervention methods through worldwide clinical trials.
In the Republic of Korea, the Daegu subway disaster in 2003 drew attention to PTSD, and the National Trauma Center was established in 2018 after the Sewol ferry disaster in 2014. However, there was no discrimination between PTSD interventions and CPTSD interventions. Ahn introduced CPTSD in 2007 [
11], emphasizing the requirement for intervention specific to CPTSD only. Lee reported psychotherapy and treatment for CPTSD in 2020 [
6]. Studies on CPTSD interventions have increased in Korea recently. These recent studies have some limitations in that existing psychological treatments were applied to CPTSD and treatment based on CPTSD symptoms was not performed [
12].
CPTSD requires psychological stabilization through physical stabilization and the setting of treatment goals for cognitive intervention. The condition induces emotional changes through cognitive distortion owing to the subject’s experience of long-term trauma [
8,
13]. Because these emotional changes cause the subject to re-experience negative feelings and to dissociate symptoms from sensing, psychological stabilization by means of physical stabilization is required. CPTSD caused by continuous exposure to abuse and violence in interpersonal relationships negatively affects the subject’s daily life through generating negative concepts about themselves and others and causing a distorted understanding in relational contexts. To review and restructure damaged interpersonal relationships, physical intervention as well as cognitive intervention should be applied for effective treatment.
To modulate the abnormal coping mechanisms of the brain caused by CPTSD, the intervention program designed in this study applies the principles of bottom-up intervention, top-down intervention, and integration intervention. The bottom-up approach is intended to change the lower part of the brain through experience from five sensors so that it eventually affects the upper part of the brain, such as the prefrontal cortex (PFC), which is responsible for cognition. The top-down approach is intended to change the bodily and emotional responses (the lower part of the brain) through reconstructing cognition (the upper part of the brain). In other words, the top-down approach is applied to the cerebral neocortex. It addresses cognition by seeking meaning and understanding to facilitate control of the affective disorder and bodily sensory experiences and to increase linguistic self-esteem [
13]. The proposed intervention program consists of both the bottom-up approach and the top-down approach to treat CPTSD symptoms, which helps to stabilize the arousal state of the autonomic nervous system (ANS) and to restructure negative cognition and thinking.
In psychology, the effectiveness of an intervention program is typically evaluated based on the subject’s subjective response to scaled questionnaires. Although clinical scales have been widely utilized for their validity and reliability, there are some limitations in consistency with this approach because it is a subjective self-report method. In biomedical engineering and digital healthcare fields, heart rate variability (HRV), which is a quantitative measure of the variation in intervals between heartbeats, has been widely utilized to quantify the state of the subject [
14,
15]. In psychology, it has been increasingly employed to assess the effects of psychotherapy [
16,
17]. However, HRV has rarely been utilized for CPTSD.
HRV serves as a sensitive indicator of the functionality of the autonomic nervous system (ANS) [
18,
19,
20]. This system’s parasympathetic and sympathetic branches modulate the heart rate via influences on the sinoatrial node pacemaker [
21]. The high-frequency (HF) peak of HRV, derived from spectral analysis of inter-beat intervals, is believed to represent the parasympathetic or vagal tone, though there is some debate regarding the sensitivity and specificity of commonly utilized HRV measures [
22,
23]. Reduced HRV, which is often observed in post-traumatic stress disorder (PTSD), implies autonomic inflexibility, potentially resulting from sympathetic overactivity, parasympathetic deficiency [
20,
21,
24,
25], or the exacerbation of common cardiovascular issues associated with PTSD [
26]. Lower HRV values have also been noted in various psychiatric disorders, including schizophrenia, depression, bipolar disorder, and panic disorder [
27,
28,
29,
30], linking decreased HRV to pathophysiology, psychopathology, and increased mortality [
21,
31].
Therefore, this study investigated the relationship between HRV and the psychological status of one subject who suffers from CPTSD. The principal hypothesis was that checking the subject’s HRV in real time could help a psychotherapist to determine the subject’s psychological status.
3. Results and Discussion
3.1. Therapeutic Intervention and Symptom Change during the Proposed Program
To analyze the effectiveness of the therapeutic intervention on the symptoms of the subject in every session, the observation notes (dramatic changes in positive and negative emotions of the subject, self-reporting of his traumatic events, treatment with stabilization techniques) and the transcripts were analyzed qualitatively. The qualitative analysis was compared with the calculated HRV in each session. The comparison is outlined below.
3.1.1. Session One: Exploring Traumatic Events and CPTSD Symptoms, Creating a Safety Zone, and Training Stabilization
In the first session, traumatic events and CPTSD symptoms were first explored. After this, the stabilization treatment to establish a safety zone for relieving and self-managing the subject’s symptoms was implemented.
Figure 1 shows the 5 min RMSSD and the SDNN for the first session. At 15 min from the start of the first session, the subject self-reported his core traumatic event (the “T” remark). The abrupt negative emotional change (the “N” remark) and the abrupt drop in the RMSSD near the 15 min point appear to have been related to this self-reporting. However, the SDNN near the 15 min point increased in contrast to the RMSSD.
In the first session, the subject self-narrated his traumatic events at approximately minute 14 and minute 51 from the session start: “Hits for no reason…all my friends know.” “I’m still scared when I run into kids who look like mutts on the way. When I think of their faces, I get angry…scared.” The subject expressed negative emotions, such as shame and neglect, while recalling the above key traumatic events. The subject self-reported symptoms of CPTSD caused by these events, such as re-experience, avoidance, negative self-concept, and interpersonal difficulties. To address the core symptoms, four sets of safety-zone-making and stabilization techniques were performed from minute 35 to minute 52. When the subject recalled the traumatic event, he self-reported discomfort as “8” on the scale before the stabilization technique was implemented. After the stabilization technique was performed, he self-reported “4” for his discomfort level.
3.1.2. Session Two: Cognitive Reconstruction
The second session was the stage of restructuring the subject’s distorted cognition by finding the core beliefs that had a significant impact on his core being. He identified his traumatic events with his other experiences. He self-narrated his traumatic events: “Sometimes I thought I might be mentally sick. When I see someone whom I don’t like, I just want to kill them…so I thought I had a mental disease”. “I’m just walking around…a random assault could happen to me”. [What is the random assault?] “It’s when suddenly, for no reason, someone just beats, assaults, and robs me.” [Is that the same as your experience when a friend slapped the back of your head on the bus in high school?] “Isn’t it the same thing?” [Can you tell me what you read in the newspaper about the random assault?] “It was an assault and threats with a knife”.
This is a typical symptom of CPTSD victims: a negative self-concept and cognitive distortion cause the emotional changes. After the initial stabilization technique was implemented at the start of the session (approximately 5 min from the beginning), the subject self-reported his interpersonal experience until the middle of the second session. During this self-reporting period, the subject exhibited depression and an abrupt decrease in the SDNN (
Figure 2).
Immediately after the subject’s self-narration of traumatic events at approximately 4 min, both the SDNN and RMSSD increased, as shown in
Figure 3, which suggests that the self-narration induced the subject’s psychological change. At approximately 74 min, the preferred sense of the subject among the five senses was explored. Based on the explored preferred sense, the second stabilization technique was performed. Psychological stability was self-reported as “2” in terms of the discomfort level, and increases in the SDNN and RMSSD were observed, as shown in
Figure 2.
The stabilization technique, a bottom-up process, produced an immediate response to the HRV changes compared to the top-down process, such as the cognitive intervention method. Since the cognitive changes of those who experience CPTSD are chronic symptoms, the process of changing distorted cognition and thinking is likely to be a more difficult process. Therefore, during the top-down process, a dramatic change in HRV was not observed, unlike in the bottom-up intervention.
3.1.3. Session Three: Sensory Reconstruction and Identifying Resources
In the third session, the subject clearly revealed his negative self-concept, which was not integrated within himself. At the start of this session, a rapid decline in both the SDNN and RMSSD was observed, as shown in
Figure 3. At this point, the subject self-reported his unacceptable experience. In the transcript, this was described as follows: “Embarrassment is seven points. … Injustice is ten points. It’s really terrifying. It’s unfair I had to go through this experience”. “Just think about it for a moment…I wouldn’t have gone this far…I’m so sorry for him….It’s confusing. I’m sorry and I’m annoyed…. However, it was not that I was 100% kind, and he did that kind of thing afterward [after recalling the traumatic event].” “The maximum points, ten points (of discomfort)….Does this make sense? [a sigh and a deep breath…hesitating to talk]”.
Since he had self-reported his negative self-experience at the beginning of the session, he self-narrated his traumatic symptoms up to the middle of the session. He scored his traumatic events as ten points, the maximum points. Although he reported negative events, as in Session 2, the previous session, he deconstructed and reconstructed his traumatic events in talking with the psychotherapist, which resulted in a symptom change. This process is a typical top-down one. In the process of discussing the traumatic events, the story is reassembled, which helps the CPTSD victim to have a new point of view toward the traumatic events. Here, it is suggested that the increasing trend of both the SDNN and RMSSD from approximately minute 18 to minute 50, as shown in
Figure 3, is related to these verbal reports.
In this session, the stabilization technique, which involved exploring resources, was performed. First, the subject was to hug himself, identify an external resource (someone beside himself), and then experience acceptance by the external resource. Next, the stabilization technique based on the subject’s preferred sense was performed, in a similar way to the second session. The subject rated his experience, which ranged from ten points to six points after the second stabilization and to three points after the third stabilization.
3.1.4. Session Four: Confirming One’s Own Change, Exploring Self-Management Plan, and Projecting One’s Own Future (Going into the World)
In the last session, the subject confirmed his own changes and explored self-management methods. These results appear to be related to the abrupt positive emotion changes at approximately minute 5 and minute 42, as shown in
Figure 4. The HRV at both moments exhibited increasing tendencies, except for the SDNN at 5 min. The subject described his positive emotion accordingly: [What kind of person do you think you are?] “I think I am growing a bit….I could say it is unnecessary to be upset. Let’s talk just about this situation”.
The stabilization technique in the last session utilized a timeline based on the subject’s preferred sense. As the intervention program progressed, the subject integrated his separate sense of self. He practiced maintaining these changes in the future. He talked about a problem centered on himself as the victim at approximately minute 45 (
Figure 4). This re-experience is a phenomenon that can happen to those who have experienced CPTSD. Therefore, through a future projection technique, the subject’s coping methods were checked for a future situation. After the projection process, breathing training and imagery training work were conducted. During these sessions, the subject experienced positive sensations of the five senses through light stream mediation. Through a body scanning technique, he verbally reported a “warm and cozy sensation”. The HRV, as shown in
Figure 4, increased as well.
During the future projection process, the subject assessed himself accordingly: “Compared to five years ago, I am doing better…. First of all, I’m getting older and getting to know the world more. I grew up”. [Are you punishing yourself like you did before?] “I don’t think so”. [What do you want to say to yourself in five years?] “Something cool. My future is wonderful. I would like to inherit something valuable”.
3.2. Correlation between the Intervention Event and the HRV Change Ratio
During all four sessions, the subject self-reported his traumatic event five times. Among the five trauma tellings, abrupt negative emotion changes within five minutes of the trauma tellings were observed four times. In the case of the only trauma telling not related to abrupt negative emotion change, the psychotherapist performed the stabilizing technique right after the trauma telling. Among the ten stabilizing techniques used in all four sessions, abrupt positive emotion change within five minutes was observed once. The trauma telling appears to have altered the subject’s psychological status.
To statistically evaluate the relationship between the intervention events (trauma telling, stabilization technique, positive emotion change, and negative emotion change) and the subject’s psychological and physical status, the change ratios of the calculated HRV factors (RMSSD, SDNN, VLF, LF, HF, and Ratio) were analyzed. The change ratios of the HRV factors were used instead of their absolute values because the change trends are more meaningful than the absolute values.
First, with respect to the cases marked as no intervention event, the change ratios of the HRV factors were calculated. In all four sessions, the time-zero HRV change ratios of the non-noteworthy events were counted as 39. The five-min-later HRV change ratios were 23. The standard deviations of the RMSSD and SDNN were under 0.327, much smaller than the other standard deviations. The standard deviation range of the other HRV factors ranged from 0.489 to 1.803 and their average was 0.934. The average change ratios of the RMSSD and SDNN were −0.3% and −10.2% at time 0 and 1.1% and −11.9% five minutes later, respectively. The RMSSD showed almost no change during the ordinary status, but the SDNN showed a gradual decrease of approximately 10%.
Figure 5 exhibits the change ratio of the HRV factors when the subject described his traumatic event at time 0. In all four sessions, the trauma telling happened five times. The RMSSD and SDNN showed only reliable standard deviations. The SDNN increased by 10% at time 0 of the trauma telling and then decreased by 10% five minutes later. In relation to the average SDNN change ratio of the ordinary status (around −10%), it appears that parasympathetic change occurred due to the trauma telling and then returned to the ordinary status. Considering the above-mentioned relation between the trauma telling and the abrupt negative emotional change, the SDNN change ratio according to the trauma telling can be explained. Even though the standard deviation of the RMSSD was the least among all the HRV factors, its change ratio (under 10%) was negligible compared to its change ratio at the ordinary status (around 0%).
The change ratio of the HRV factors when the psychotherapist performed the stabilizing technique at time 0 was as shown in
Figure 6. In all four sessions, the stabilizing technique was performed ten times. The RMSSD and SDNN showed only reliable standard deviations. The SDNN increased by about 23% at time 0 and then exhibited almost no change five minutes later. It is inferred that the stabilizing technique facilitated autonomic flexibility. Even though the standard deviation of the RMSSD was the least among all the HRV factors, its change ratio (under 10%) was negligible compared to its change ratio at the ordinary status (around 0%).
Figure 7 shows the change ratio of the HRV factors when the subject’s abrupt positive emotion change was observed at time 0. In all four sessions, a positive emotion change was observed four times. The RMSSD and SDNN showed only reliable standard deviations. The RMSSD at time 0 only increased by about 25%. The SDNN at time 0 decreased by about 4.4%. For positive emotional change in all the sessions, the RMSSD changed by over 10%. Considering this evidence, the 25% RMSSD increase at time 0 does not appear to consistently represent the subject’s status at that time.
The change ratio of the HRV factors when the subject’s abrupt negative emotion change was observed at time 0 are shown in
Figure 8. In all four sessions, a negative emotion change was observed eight times. The RMSSD and SDNN only showed reliable standard deviations. The SDNN increased by about 4.5% at time 0 and then decreased by approximately 17% five minutes later because of the negative emotion change. Considering the average SDNN change ratio of the ordinary status (around −10%), the 4.5% increase was a significant change, and the 17% SDNN decrease appeared to be closer to the ordinary status. It is inferred that the abrupt negative emotion change caused the SDNN to increase at time 0. Even though the standard deviation of the RMSSD was the least among all the HRV factors, its change ratio (under 10%) was negligible compared with its change ratio at the ordinary status (around 0%).
3.3. Change in the IES-R-K and AIS Scale before, after, and 10 Months after the Proposed Program
Table 1 shows the scale changes in the IES-R-K and AIS before, after, and 10 months after the proposed program. The IES-R-K values were 60 points in the pre-survey, 43 points in the post-survey, and 40 points in the follow-up survey, indicating that the level was lowered from a very serious level before the program to a serious level after the program. The IES-R-K changed to 43 points in the post-survey, which represented a low level in the severe range (40-59 points), and this status was maintained until the follow-up survey (40 points). With regard to the differences by subfactors of the IES-R-K, re-experiencing decreased the most from 23 to 15 points, followed by avoidance from 24 to 17 points, and sleep and dissociation from 14 to 10 points, with hyperarousal decreasing from 21 to 20 points. The AIS change indicated that the quality of sleep improved from 10 points in the pre-survey, to 7 points in the post-survey, and finally to 6 points in the follow-up survey.
4. Discussion
During the intervention program, the subject’s RMSSD and SDNN were monitored every five minutes (
Figure 1,
Figure 2,
Figure 3 and
Figure 4). The RMSSD and SDNN showed a similar trend in sessions 1, 3 and 4. Only at the second session did the SDNN fluctuate more dramatically compared to the RMSSD. Despite the similar trends in sessions 1, 3 and 4, the change variation of the SDNN in the identical session was much bigger than that of the RMSSD. With regard to monitoring the subject’s state, the more variable factor, the SDNN, is more appropriate.
The first 3 min of heart rate data in every session were not included as they were considered to reflect the stabilization of the subject. Despite of this stabilizing time, the coefficients of variation (CV) of the first RMSSD and SDNN (calculated on minute 8) in every session were 34.2% and 68.9%. The CVs of the RMSSD and SDNN right after the subject’s trauma telling were 31.9% and 21.1%. This implies that it is inappropriate to compare the values with each other because of the fluctuation associated with the same event. Various researchers have recommended careful comparison of short-term HRV readings [
46].
Therefore, we compared the change ratios of the HRVs. The comparison revealed that trauma telling had a significant impact on the subject’s psychological status, as evidenced by the observed abrupt negative emotion changes within five minutes of the trauma tellings and the 10% SDNN increase at the time of the trauma tellings (
Figure 5,
Figure 6,
Figure 7 and
Figure 8). This suggests that reliving the traumatic event through self-reporting can affect the subject’s ANS as well as inducing emotional distress. The abrupt negative emotion changes followed by the trauma tellings increased the SDNN by about 10.5%, which was about twice the average SDNN increase (4.5%) at the time of all the abrupt emotion changes. The abrupt emotion changes followed by the trauma telling appeared to regulate the subject’s ANS to a greater extent.
The occurrence of abrupt negative emotion changes had a notable impact on the SDNN, which increased by approximately 4.5% on average at the time of the negative emotion change (
Figure 5,
Figure 6,
Figure 7 and
Figure 8). However, this increase was followed by a decrease of approximately 17% five minutes later, indicating a return to the subject’s ordinary state. Furthermore, the stabilizing technique performed by the psychotherapist showed promising results in promoting autonomic flexibility. The change ratios of the HRV factors demonstrated an increase in SDNN by approximately 23% at the time of intervention, indicating a positive effect on the subject’s physiological response. This suggests that the stabilizing technique may have helped the subject regulate their autonomic nervous system and to achieve a more balanced state.
Additionally, the occurrence of abrupt positive emotion changes was observed to influence the HRV factors in different ways (
Figure 5,
Figure 6,
Figure 7 and
Figure 8). While the RMSSD showed a considerable increase of around 25% at the time of positive emotion change, the other HRV factors exhibited decreases of under 10%. This indicates that the HRV factors may not be highly sensitive to transient positive emotional fluctuations. Therefore, relying solely on the RMSSD as a real-time indicator during psychological counseling may not be reliable.
Overall, the findings highlight the importance of considering different interventional events and their corresponding effects on a subject’s psychological and physiological status. While trauma telling and stabilizing techniques showed significant associations with emotional and autonomic responses, the impact of positive emotion changes was less pronounced, and the use of RMSSD as a real-time indicator may be limited. These findings contribute to our understanding of the complex dynamics between interventional events and a subject’s well-being, emphasizing the need for comprehensive assessments in psychological counseling settings.
Despite these positive findings, this research has some limitations: Only one subject participated in this study; recruiting more subjects would be required to statistically evaluate the usefulness of real-time HRV monitoring in psychotherapy. Along with the subject’s ANS, their respiration could also affect the HRV values [
49]. In order to remove the effect of respiratory sinus arrhythmia at the measured HRV, independent respiration measurement is required simultaneously with HRV measurement.