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Review

Exploring Shear Wave Velocity—NSPT Correlations for Geotechnical Site Characterization: A Review

by
Hasan Ali Abbas
1,
Duaa Al-Jeznawi
2,
Musab Aied Qissab Al-Janabi
2,
Luís Filipe Almeida Bernardo
3,* and
Manuel António Sobral Campos Jacinto
4
1
Department of Building and Construction Techniques Engineering, Madenat Alelem University College, Baghdad 10006, Iraq
2
Department of Civil Engineering, College of Engineering, Al-Nahrain University, Jadriya, Baghdad 10070, Iraq
3
Department of Civil Engineering and Architecture, University of Beira Interior, GeoBioTec-UBI, 6201-001 Covilhã, Portugal
4
Civil Engineering Department, Polytechnic Institute of Guarda, 6300-559 Guarda, Portugal
*
Author to whom correspondence should be addressed.
CivilEng 2024, 5(1), 119-135; https://doi.org/10.3390/civileng5010006
Submission received: 23 November 2023 / Revised: 12 January 2024 / Accepted: 17 January 2024 / Published: 22 January 2024

Abstract

:
Shear wave velocity (Vs) is a critical parameter in geophysical investigations, micro-zonation research, and site classification. In instances where conducting direct tests at specific locations is challenging due to equipment unavailability, limited space, or initial instrumentation costs, it becomes essential to estimate Vs directly, using empirical correlations for effective site characterization. The present review paper explores the correlations of Vs with the standard penetration test (SPT) for geotechnical site characterization. Vs, a critical parameter in geotechnical and seismic engineering, is integral to a wide range of projects, including foundation design and seismic hazard assessment. The current paper provides a detailed analysis of the key findings, implications for geotechnical engineering practice, and future research needs in this area. It emphasizes the importance of site-specific calibration, the impact of geological background, depth-dependent behavior, data quality control, and the integration of Vs data with other geophysical methods. The review underlines the continuous monitoring of Vs values due to potential changes over time. Addressing these insights and gaps in research contributes to the accuracy and safety of geotechnical projects, particularly in seismic-prone regions.

1. Introduction

The accurate characterization of geotechnical properties at a construction site is a fundamental prerequisite for ensuring the stability and safety of underground geotechnical engineering projects. Several factors influence how destructive an earthquake can be, including its depth, magnitude, fault type, distance from the seismic source to the site, groundwater level, and local site conditions. The type of soil beneath a structure affects the behavior of ground movements during an earthquake between the depth of the bedrock and the surface. This is known as the local site effect [1]. The key characteristics of intense ground shaking, such as amplitude, frequency content, and duration, are significantly impacted by local site conditions. The degree of their influence is closely tied to the material properties of the subsurface [2]. Since earthquakes are difficult to predict, conducting a site-specific seismic hazard analysis is a practical approach in earthquake engineering [3]. One of the most crucial parameters for assessing the earthquake risk at a site is the shear wave velocity (Vs) specific to that location. The Vs value for the upper 30 m of soil is employed to estimate various dynamic properties of the soil [4,5,6]. Site-specific Vs characteristics provides insights into how the site is expected to respond during seismic shaking. Vs reflects the dynamic mechanical properties of subsurface materials and is instrumental in the assessment of soil and rock behavior under various load and environmental conditions [7]. According to Rajabi et al. [8], shear waves, also known as secondary or S-waves, are seismic waves that propagate through the earth’s subsurface material, causing particles’ movement to be perpendicular to the direction of wave propagation, as shown in Figure 1. Unlike compressional waves (P-waves), shear waves do not change the volume of the material but instead induce shear deformation (refer to Figure 1). It is a crucial parameter because it provides insights into the stiffness of geological formations [9]. It quantifies how quickly shear waves travel through the subsurface, which is directly related to the material’s resistance to the dynamic shearing and deformation.
The proper determination of Vs can enhance our understanding of site-specific geotechnical challenges and contribute to the design and construction of resilient infrastructures. In recent years, the use of the standard penetration test (SPT) has been a common practice for assessing subsurface conditions and providing valuable data for geotechnical analysis. However, researchers and practitioners have increasingly recognized that SPT results alone may not always yield the most accurate representation of subsurface conditions, particularly in heterogeneous geological settings. This recognition has led to the exploration of alternative methods and correlations to refine the estimation of Vs [10].
The implementation of correlations in estimating Vs, particularly with respect to the SPT, is essential in geotechnical engineering. However, errors can occur due to factors influencing the choice of the correlation, such as the geological conditions, soil or rock type, and location, potentially leading to misleading estimations.
This paper focuses on the investigation of shear wave velocity correlations with the number of blows of the standard penetration test (NSPT) for geotechnical site characterization. The NSPT incorporates both dynamic and static measurements during soil penetration, providing a more comprehensive insight into the geotechnical properties of the subsurface. By examining the correlation between NSPT results and Vs, this study aims to provide a critical discussion on the reliability of the former studies in estimating Vs by correlation, especially in regions where geological complexities pose significant challenges to traditional testing methods.

2. Significance of Vs in Geotechnical Engineering

Vs is incredibly important in geotechnical engineering because it has a central role in various aspects of the field [11]. The S-wave exclusively induces shear deformation (as shown in Figure 1), which is a key factor for understanding the elastic strength and stiffness of soil and rock layers below the surface, essentially providing a direct assessment of the material’s rigidity and stiffness. This information is crucial for designing structures like foundations and retaining walls [12,13,14]. Additionally, Vs is essential for predicting how a site will respond during earthquakes, helping engineers design buildings that can withstand seismic activity. It also helps in designing foundations that can handle dynamic loads, such as those from wind, waves, and earthquakes [15]. Moreover, Vs is a cornerstone in assessing seismic hazards such as soil liquefaction [16]. It greatly contributes to evaluating earthquake risks, planning land use, creating building codes, and reducing risks [17]. Engineers rely on Vs data to make informed decisions about improving the ground, analyzing slope stability, planning tunnels and excavations, and assessing environmental impacts [18,19,20,21]. This ensures the safety and stability of various civil engineering projects, especially when dealing with seismic events and dynamic loads.

3. Role of NSPT in Vs Determination

The NSPT plays a significant role in Vs studies within geotechnical engineering. This test involves driving a standardized sampler into the ground and recording the number of blows required for it to penetrate a specific depth [22]. By driving a standardized sampler into the ground and recording penetration depths, NSPT provides critical subsurface insights, allowing engineers to characterize soil and geological conditions [23]. The collected data are often taken at multiple depths, facilitating the creation of depth profiles that reveal variations in Vs with depth. Additionally, empirical correlations established between NSPT values and Vs enable estimations of Vs in situations where direct measurements may be challenging or costly [1]. This information proves to be indispensable in regard to foundation design, aiding engineers in assessing material stiffness and the capacity to withstand dynamic loads, particularly during seismic events, thus ensuring the safety and stability of diverse civil engineering projects [24]. Furthermore, NSPT data contribute significantly to seismic hazard assessments [25], as they offer valuable subsurface information that, when coupled with Vs data, help engineers evaluate a site’s vulnerability to seismic events and rule the design of earthquake-resistant structures, ultimately enhancing risk mitigation strategies and land-use planning within geotechnical engineering.
Field and laboratory Vs measurements are commonly employed alongside other in situ tests such as the NSPT and cone penetration resistance (qc) by Cone Penetration Test (CPT), as well as laboratory measurements like effective confining pressure (σ′) and void ratio (e) [26]. The Vs measurements are employed to create various correlations that can be incorporated into engineering research to harness the extensive data and expertise gathered by researchers [27]. While Vs values are generally preferred over estimates, correlations with penetration resistance can provide valuable and cost-effective insights in specific scenarios [28,29,30,31,32]:
  • When constructing regional seismic hazard maps for site classification, using the average shear wave velocity down to a depth of 30 m (Vs30), the inclusion of correlations with penetration measurements can enhance the Vs values, especially because the range of Vs30 values within each class is quite extensive.
  • To offer validation for measured Vs values in scenarios demanding high accuracy in deposit response calculations, such as in studies related to liquefaction, it is advisable to confirm the consistency between geophysical and geotechnical measurements.
  • As a preliminary tool for pinpointing areas where geophysical measurements would provide the most significant advantages.
  • For initial assessments and rough estimations in low-risk projects where the expenses associated with comprehensive Vs testing are not warranted, either during feasibility studies or for the final design calculations.
  • The Vs profile derived from correlations can serve as an initial input for commencing the inversion process in Rayleigh wave testing.
Recognizing their importance, it is important to mention that the reliability of numerous correlations used in engineering has been questioned. These correlations often overlook crucial factors that can significantly influence Vs values, such as variations in soil type, particle characteristics, geological age, and the initial fabric of the soil. For instance, both empirical findings and theoretical considerations have demonstrated that Vs is primarily influenced by e and σ′. One of the widely utilized empirical formulas for estimating (σ′ and e) pairs is the one originally introduced by Hardin and Richart [33], and Hardin and Black [17]:
V s = A F e ( σ ) B
where Fe represents a function based on the void ratio, and A and B are constants specific to the material. The stress exponent, denoted as B, ranges from 0.22 to 0.29, with many researchers endorsing a practical value of 0.25 [34]. However, classical contact mechanics solutions, based on the Hertz–Mindlin contact theory, predict a lower value for B at 0.16 [35]. This discrepancy arises from the assumption in these solutions that soil particles are smooth and behave like elastic spheres. When considering contacts involving rough surfaces, adjustments to the theory yield higher values of exponent B that better match the experimental findings [36]. The influence of effective stress is frequently eliminated by applying an overburden correction factor, as demonstrated in various studies (e.g., [37]). In essence, Vs is regularly adjusted to account for the vertical effective stress (σv′), as observed in investigations aimed at assessing the liquefaction potential (e.g., [16,38]):
V s 1 = V s ( P a σ v ) 0.25
where Vs1 represents the stress-normalized shear wave velocity, and Pa denotes normal atmospheric pressure in units consistent with σv′ (for instance, Pa ≈ 100 kPa if σv′ is measured in kPa). The term ( P a σ v ) 0.25 is considered as a stress correction (Cvs) [16]. By substituting Equation (1) into Equation (2), the normalized shear wave velocity, Vs1, becomes as follows:
V s 1 = A F e ( σ ) B ( P a σ v ) 0.25
When B is equal to 0.25, Pa is 100 kPa, and σv′ = σ′(3/(1 + 2K0)), with K0 representing the coefficient of earth pressure at rest, the expression for Vs1 can be formulated as follows:
V s 1 = A F e [ 100 3 / ( 1 + 2 K 0 ) ] 0.25
These empirical relationships do not incorporate any function that considers particle characteristics, which encompass factors such as particle size, shape, gradation, and mineral composition. Additionally, these relationships do not establish any particle-size restrictions for the applicability of the proposed formula. Some researchers have made efforts to outline the key characteristics of various well-established correlations between Vs and parameters like NSPT, qc, relative density, mean grain size (D50), and e [32]. This effort aims to aid readers in assessing the suitability of these correlations for practical applications in geotechnical engineering.

4. Measurement of Vs

Vs is determined for geomaterials by using laboratory tests or field (i.e., in situ) tests. The laboratory techniques are subdivided into the binder element test and resonant column test. The binder element test was developed by Shirley [39] and then Shirley and Hampton [40] to determine the shear velocity of the laboratory specimen scale of geomaterial at a very low shear strain <10−6 [41]. The shear velocity, as determined in this case, is based on two parameters, namely the wave traveling time and the specimen length. The boundary condition of length is the location of the pulser and the receiver transmitters, and the wave traveling time is defined as the first observed deflection in the time–amplitude graph [42]. However, many factors could affect the estimation of the traveling time, such as the moisture content [43], grain size [44], wave reflection [45], etc. Therefore, the frequency domain and cross-correlation are developed to reduce the uncertainties regarding the traveling time definition [46,47,48,49]. However, the outcomes of these techniques proved obvious deviations of Vs values following the soil type [50].
The resonant column test can be subclassified into several techniques depending on the specimen–setup–boundary condition and the vibration mode. The most popular setups are the fixed–free end and free–free end resonant column to measure both the longitudinal and torsional specimen vibration, as developed by Wilson [51] and Hardin and Richart [33], respectively. Drnevich, in 1985 [52], combined the resonant column and torsional shear into one device to identify the elastic characteristic of geomaterial with a strain range of 10−6–10−1. The wave velocity is determined using the resonant frequency domain and the coefficient of damping. The above laboratory methods are considered to be nondestructive tests dealing with elastic or elastic–plastic wave propagation. They are followed by many researches utilizing these techniques to characterize the elastic properties of soils [53,54,55,56,57] and rocks [58,59,60,61].
On the other hand, the in situ tests are either a surface geophysical technique or a combination of geotechnical investigation techniques with the geophysical technique for the subsurface. The surface seismic techniques are conducted at or near the ground level to investigate the subsurface characteristics indirectly depending on the reflected or refracted waves from the ground. Meanwhile, the subsurface involved in penetrating the ground to a specific depth is to be investigated using one of the geotechnical underground investigation methods, such as the borehole or the cone penetrometer test with attached seismic source and receiver. The seismic refraction is a geophysical method that depends on the Rayleigh surface waves, using the Spectral Analysis of Surface Waves (SASW) technique [62]. The shear velocity computed by the analysis of the refracted wave received depends on three parameters: travel times and the detector’s and the source’s locations [63].
The downhole logging test is widely used in the deep exploration of oil and minerals; it was developed by Schlumberger Educational Services, Texas [64]. The acoustic or sonic wave collected in this method by a group of receivers attached to an acoustic borehole logging probes moved down the borehole to be investigated, with the sonic wave source up the receiver by a specific distance [65,66]. The analysis of the received waves is carried out using the slowness travel time [67] or the frequency domain, using the Fast Fourier Transform (FFT) logarithm [68]. The cross-hole seismic test is relatively similar to that elaborated in the downhole logging test. However, in this test, the number of boreholes must be at least two or more to determine the Vs across the distance between the boreholes [69], where one of the boreholes contains the wave transmitter and the others works as wave receiver boreholes, as elaborated by standard D4428/D4428M-07 (2014) [70]. The Vs is calculated with the equation below:
V s = S R / t s
where SR is the distance between the source and receiver boreholes or between the two receiver boreholes, and ts is the travel time of shear waves [71]. For a further assessment, the surface wave could be estimated as well by adopting the SASW or the Multichannel Analysis of Surface Waves (MASW) techniques [72,73]. The Seismic Cone Penetrometer Test (SCPT) is one of the common tests in geotechnical investigation to predict the elastic properties of geomaterial [74]. In this test, the cone penetration test is developed by adding a wave receiver inside the cone to determine the Vs at different depths generated by a wave source at the ground surface [75,76]. Since Vs is determined by defining the travel time of the wave, the attenuation of wave propagation may cause a huge dissipation in the shear wave. Therefore, the cross-correlation procedure can assist in identifying the traveling time [77]. However, using two arrays of seismic cones is a benefit to overcoming the issue of wave attenuation and determining the average Vs at an interval depth based on the following equation [78]:
V s = ( L 2   L 1 ) / ( T 2 T 1 )
where L2 and L1 are the calculated distances between the source and the deeper and shallower receiver, respectively. Meanwhile, T2 and T1 are the shear velocity wave travel time from the source to the deeper and shallower receiver, respectively. Table 1 presents a summary of laboratory and field tests to determine the Vs.

5. Vs-NSPT Correlations

Obtaining Vs data at all intervals and in every borehole can be challenging due to various factors, such as financial constraints, noisy worksites, or a lack of expertise [79]. Consequently, a widely adopted approach for predicting Vs involves using correlations with other soil-related variables. These correlations were established based on factors like the NSPT, depth (z), soil type (st), geological age, and overburden pressure, as identified in a number of research studies. Numerous variables can influence the NSPT significantly. Among the most critical variables to consider are the type of hammer, the borehole diameter, the rod length, and the energy imparted to the tube with each hammer blow [80]. Correlations with the Vs are crucial in geotechnical engineering and seismic analysis, linking the Vs with other geotechnical or seismic parameters [81]. These correlations are essential for assessing soil and rock behavior during seismic events. NSPT-based empirical correlations, specifically, establish relationships between the SPT results and Vs. These empirical correlations are developed through statistical analysis, allowing engineers to estimate Vs based on NSPT values, often using data collected at various depths in a soil profile [82]. NSPT consistently exhibits the strongest correlation with the Vs when compared to other variables. These correlations are typically expressed in the form of Vs = aNb, where ‘a’ and ‘b’ represent coefficients specific to the site. Due to the increasing popularity of NSPT in soil studies and the ease of collecting NSPT data in most locations, these types of correlations are widely used. Several studies, such as the ones from Ghazi et al. [83] and Gautam [84], developed correlations between this geophysical variable and other physically determined soil parameters. Jafari, Shafiei, and Razmkhah [79] conducted a comprehensive assessment of the statistical relationship between the Vs and NSPT. The majority of the studies they analyzed, except for Lee [24], specifically addressed the relationship between the uncorrected NSPT and Vs across different soil types, including both sand and clay soils. These empirical correlations were typically developed for regions with similar lithological characteristics, taking into account regional variations in soil types and qualities resulting from diverse geological settings and ongoing geomorphic events. The scope of these correlations was primarily limited to equivalent geomorphic locations and soil attributes. Consequently, it remains essential to establish correlations between Vs and geotechnical characteristics by using data specific to particular locations, irrespective of the various proposed empirical relationships. Daag et al. [85] established an equation between the Vs and NSPT through the application of a nonlinear regression approach. They developed equations linking these two variables within the Metro Manila region of the Philippines, utilizing 265 sets of NSPT values corresponding to Vs data. The researchers assessed the accuracy of their models by using the R2 statistic, yielding values within a range from 0.73 to 0.79. Hossain et al. [86] employed an indirect approach to develop a relationship between Vs and NSPT, considering 13 different cities with varying soil components, including sand, clay, and silt. The study introduced an innovative technique for combining all the collected data and determining main correlations, specifically focusing on the Dinajpur city in Bangladesh. The study’s assessment was conducted through the determination of R2 values, which ranged from 0.04416 to 0.6134 for all soil types, 0.0593 to 0.668 for sand, 0.5911 to 0.7149 for clay, and 0.5547 to 0.6794 for silt. Naik et al. [87] developed an equation between NSPT and Vs, using seismic downhole methods on 120 datasets across 12 different locations in Kanpur. Their findings indicated that the proposed correlation exhibited a strong performance, with a remarkable 95% of the data showing an error margin of only 10% of the scaled percentage error. The study evaluated the results in terms of R2, which yielded values of approximately 0.898 and 0.927 for various soil types and clay, respectively. Hence, in this context, various researchers have proposed numerous correlations, which are summarized in Table 2.
The validation of these correlations involves field investigations where both NSPT data and direct measurements of Vs are collected at specific sites [122]. These data are used to test the accuracy of the correlations by comparing predicted Vs values with measured Vs values. Zhang et al., in 2022 [123], stated that, while correlations offer cost-efficiency and rapid estimations of Vs, they also show limitations such as site-specific limitations, the range of applicable depths, and their dependence on soil types. Consequently, engineers usually use correlations as valuable tools, alongside site-specific investigations and direct measurements, to ensure accuracy in geotechnical assessments and project design.

6. Geotechnical Applications

The prediction of the geotechnical engineering of Vs has a variety of applications throughout the construction and infrastructure development process. By assisting engineers and geologists in understanding subsurface conditions, soil behavior, and seismic risks, this predictive capability eventually contributes to the safety and stability of structures [124]. It is essential to estimate the Vs while describing the characteristics of subsurface materials. Geotechnical engineers can categorize different types of soil and rock, gauge the stiffness of the soil, and recognize potential geohazards by measuring Vs values at various depths [125]. Poulos, in 2016 [126], stated that the accurate predictions of Vs are significant for engineers to adapt foundation designs to specific soil conditions, ensuring the stability of structures and infrastructure during site selection and foundation design processes. Predicting Vs, for instance, helps in determining the proper depth for deep foundations (such as piles or caissons) or the necessity for ground improvement procedures in places with soft or liquefiable soils, such as coastal zones [127]. Thus, when identifying the possibility of soil liquefaction during seismic occurrences, the Vs is a critical factor. Liquefaction is the temporary loss of strength of saturated soils, which can result in structural damage and the deterioration of foundations. Engineers may recognize liquefaction-prone regions by using predicted Vs profiles and then take mitigation steps to improve soil stability [128]. These steps might include ground densification or the installation of reinforcement. Therefore, it is important to predict Vs profiles in order to comprehend how seismic waves would travel through the subsurface. In areas with a high level of seismic activity, this information is essential for estimating the magnitude of ground vibrations and informing seismic design standards and building codes [129]. In order to customize rehabilitation procedures to specific soil conditions at various locations, Liu et al., in 2022 [130], emphasized the critical role of accurately predicting the Vs, as it is essential for assessing infrastructure resilience and facilitating modifications and reinforcements of older structures to meet current seismic safety standards. Also, Fang et al., in 2023 [131], emphasized that predicting Vs profiles is the key for tunnel lining design, excavation method selection, and overall ground stability estimation, reducing the probability of ground settlement and other geotechnical difficulties in tunneling and underground construction projects. Table 3 summarizes examples illustrating the dependency of geotechnical applications on Vs prediction.

7. Challenges and Uncertainties

Challenges in NSPT-based Vs predictions arise from factors like soil variability, instrumentation quality, and depth limitations. These uncertainties can be addressed through site-specific analysis, high-quality equipment, and validation with other methods to improve reliability in geotechnical and seismic assessments.

7.1. Sources of Error in NSPT-Based Vs Predictions

The measurement of Vs through the test of standard penetration is a valuable geotechnical tool, but it faces various challenges and uncertainties that can impact the accuracy of Vs estimates. Soil heterogeneity, characterized by variations in soil types, compaction, and layering across a site, can introduce substantial errors in NSPT-derived Vs measurements, thereby compromising the accuracy of Vs estimations. Instrumentation quality and calibration discrepancies in NSPT equipment can vary, potentially impacting the dependability of Vs measurements and introducing errors through calibration issues, sensor errors, or improper equipment use [139]. The depth to which Vs is measured in NSPT, primarily focusing on upper soil layers, may not accurately represent deeper strata, potentially introducing errors in geotechnical designs, particularly in cases where deep-seated soil conditions are important [140]. Tunusluoglu, in 2023 [141], stated that empirical correlations used for converting NSPT data to Vs introduce uncertainty, as they are often based on local or regional data and may not be universally applicable across diverse geological situations. Inaccurate Vs profiles can result from insufficient spacing and depth of NSPT investigations, while the presence of varying soil layers and interfaces may introduce errors through shear wave reflection or refraction in Vs measurements [142]. Verstraeten et al., in 2008 [143], discussed that environmental conditions, such as soil moisture content, temperature, and groundwater levels, can affect the propagation of shear waves, introducing uncertainties into Vs measurements. Nejad et al., in 2017 [144], demonstrated that the restrictions on the depth to which shear waves can propagate in NSPT testing, often dictated by the rod’s length, might require the adoption of more advanced geophysical techniques to obtain deeper Vs information, which can potentially introduce errors during the transition from NSPT to these methods. Al-Jeznawi et al., in 2023 [82], highlighted that site-specific geological factors, such as the presence of unconsolidated sediments, bedrock, or faults, can create complex subsurface conditions that make it challenging to assess Vs accurately through NSPT testing. Furthermore, variability in data inversion techniques for NSPT data to derive Vs profiles can affect the quality of the results, with errors potentially arising from inappropriate model assumptions or insufficient data processing [145].

7.2. Data Interpretation Challenges of Vs in Terms of NSPT

Interpreting Vs through the SPT data involves various challenges and uncertainties affecting the reliability of the results [146]. One significant challenge is the dependence on empirical correlations for Vs estimation, which may not be commonly applicable and can introduce errors, especially when applied beyond their original region of development. Soil behavior can be highly variable even within a single geological formation, making it essential to account for local geological situation and soil property variations during interpretation [141]. Furthermore, the influence of soil types on Vs estimations must be carefully considered, as different soil types exhibit different responses to SPT testing. Paoletti, in 2012 [147], emphasized the significance of sampling depth, especially in heterogeneous soil profiles where deeper sampling may be essential for accurate characterization of deeper strata, while also highlighting the potential introduction of uncertainties in the interpretation of SPT results due to factors like hammer energy and borehole condition. Ensuring data quality is a key, given that imprecisions in data collection, such as miscounts or equipment errors, have the potential to undermine the reliability of Vs estimates [140]. Additionally, interpreting Vs values is further complicated by the depth-dependent characteristics of soil; dynamic effects from the SPT hammer impact; and geological complexity, particularly in areas with faults, rock layers, or mixed soil types [88]. Therefore, the integration of data from multiple SPT tests, carried out at different site locations, frequently presents challenges that require thorough consideration and interpretation.

8. Case Studies

Vs derived from the NSPT has found extensive applications in geotechnical and seismic engineering [141]. Real-world case studies demonstrate the invaluable role of NSPT-derived Vs in various scenarios. For instance, in seismic-prone regions like California, comprehending and characterizing subsurface Vs profiles is a key for earthquake engineering and hazard assessment [148]. The latter has stated that the seismic performance of structures and sites exposed to earthquakes is complicatedly linked to these Vs profiles. Thus, to ensure the resilience of buildings and infrastructure in California, engineers usually employ NSPT-derived Vs values. These data are fundamental for evaluating the dynamic response of the ground during seismic events, including the propagation of seismic waves through soil and their interaction with structures. Several case studies demonstrate the practical use of NSPT-derived Vs values, involving evaluations at a variety of sites, including urban areas, fault zones, and regions with different geological characteristics.
Idriss and Boulanger, in 2006 [149], explored the varying roles of liquefaction correlations based on different testing methods, such as SPT, CPT, and Vs. For instance, fluctuating the relative density (Dr) of a clean sand from 30% to 80% is expected to result in a considerable increase in NSPT, estimated to be approximately 7.1 times higher, and a substantial rise in CPT tip resistance, approximately 3.3 times higher, as indicated by Equations (7) and (8), respectively. According to the available correlations, the same change in Dr was expected to impact Vs, increasing it by a factor of about 1.4.
D r = ( N 1 ) 60 40
D r = 0.478   ( q C I N ) 0.264 1.063
where qCIN is qC/Pa, as suggested by Robertson and Wride in 1997 [150]; qC is the cone tip resistance; and Pa is the atmospheric pressure.
As an illustration, Seed, in 1970 [151], proposed that the parameter K2max would equal 34 and 64 for a Dr of 30% and 80%, respectively. This results in Vs values that differ by a factor of approximately the square root of 64 divided by 34, which is about 1.37. The authors stated that it is possible that this range could be somewhat greater in the case of soils with a significant gravel content. Consequently, there is an ongoing requirement for a more comprehensive understanding of correlations based on Vs and an evaluation of their precision in comparison to correlations based on SPT and CPT data.
Other case studies highlighted the practical application of Vs data derived from the NSPT in ensuring the stability, safety, and long-term performance of critical structures (tall buildings and bridges). This was comprehensively discussed by Yeung and Kitch [152], and Tomlinson and Woodward [153]. Ensuring the resilience of critical infrastructure, such as pipelines and lifelines, was addressed by Seed in 1970 [151], Whitman and Liao in 1985 [154], and Kramer in 1996 [2], who considered one of the primary concerns in earthquake-prone areas, namely the potential for ground shaking to damage or disrupt critical infrastructure. Pipelines that transport water, gas, or petroleum, as well as lifelines like power distribution systems, communication networks, and transportation routes, are exclusively susceptible.
A number of case studies have highlighted the wide range of applications of Vs obtained through the NSPT in practical settings. NSPT-derived Vs values offer important information on subsurface conditions and soil behavior, significantly impacting the fields of geotechnical and seismic engineering. These applications lead to enhanced safety and resilience in construction practices.
Practically, predicting the Vs from SPT tests should include the significance of site-specific calibration to account for varying geological conditions, the crucial role of geological background in Vs predictions, the depth-dependent behavior of soil and the need for comprehensive depth profiles, the direct relationship between data quality and reliable Vs estimations, the value of integrating NSPT-derived Vs with other geophysical methods, and the importance of continuous monitoring due to potential Vs changes over time, all contributing to the precision and reliability of Vs predictions.

9. Conclusions

This review paper provides a comprehensive overview of Vs-NSPT correlations, highlighting their essential role in geotechnical and seismic engineering applications. The key findings underscore the significance of site-specific calibration, geological background, depth-dependent behavior, data quality, and integration with other geophysical methods in ensuring the accuracy of Vs predictions. Continuous monitoring is emphasized to account for potential changes in Vs values over time. The implications for geotechnical engineering practice necessitate the need for systematic calibration, data quality assurance, and an integrated approach to Vs estimations. In geotechnical engineering, addressing uncertainties in Vs estimation is crucial for project safety and success. This involves site-specific investigations, data quality control, advanced techniques, considering various factors, accounting for depth-dependent behavior, and minimizing errors. Risk assessments and professional guidance are essential for reliable geotechnical projects, even in unpredictable subsurface conditions. The current review identifies research gaps in the development of stronger correlations, the improvement of depth-dependent models, and the exploration of innovative techniques, providing a roadmap for advancing Vs prediction methods in the field.

Author Contributions

Data collection, D.A.-J.; investigation, M.A.Q.A.-J.; writing—review and editing, D.A.-J. and H.A.A.; review and writing—original draft preparation, L.F.A.B. and M.A.S.C.J.; review, editing, and visualization, H.A.A., M.A.Q.A.-J., M.A.S.C.J. and L.F.A.B. All authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

All the data used to support the findings of this study are included within the article.

Conflicts of Interest

The authors declare no conflicts of interest.

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Figure 1. Visualizing the propagation of P and S seismic waves corresponding to stress–strain response and determination of the elastic modulus (E) in the case of P-waves, and the shear modulus (G) in the case of S-waves.
Figure 1. Visualizing the propagation of P and S seismic waves corresponding to stress–strain response and determination of the elastic modulus (E) in the case of P-waves, and the shear modulus (G) in the case of S-waves.
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Table 1. A summary of laboratory and in situ tests to determine the Vs corresponding to the analysis method.
Table 1. A summary of laboratory and in situ tests to determine the Vs corresponding to the analysis method.
Test TypeNameAnalysis Method
LaboratoryBender elementFirst arrival, frequency domain and cross-correlation
Torsional resonant column testFrequency domain by Fast Fourier Transformation (FFT)
In situSurfaceSeismic refractionTravel time analysis
Seismic reflectionReflection analysis by frequency domain and in time domain
SubsurfaceDownhole loggingFirst arrival, frequency domain
Cross-hole seismic testTravel time and amplitude analysis
Seismic Cone Penetrometer Test (SCPT)Travel time analysis, cross-correlation analysis
Table 2. Relationships between Vs and NSPT based on the previous works (note: NNSPT).
Table 2. Relationships between Vs and NSPT based on the previous works (note: NNSPT).
No.ReferenceAll Soil (m/s)Sand (m/s)Clay (m/s)
1[85]56.82 N0.486145.07 N0.553470.26 N0.4220
2[88] 99.5 N0.345100.3 N0.33894.4 N0.379
3[79] 19 N0.85
4[89] 77.1 N0.355
5[90] 107.2 N0.34
6[91] 95 N0.30
7[87]78.46 N0.390 81.18N0.377
8[92] 72 N0.4
9[93] 95.64 N0.301100.53 N0.265
10[94] 58 N0.3973 N0.3344 N0.48
11[95]82.6 N0.43079 N0.434
12[96] 90 N0.30990.8 N0.319
13[79]121 N0.2780 N0.33
14[97] 68.3 N0.292
15[98]22 N0.85
16[99]19 N0.6
17[99]51.5 N0.516
18[100] 123.4 N0.29184.2 N0.17
19[101]107.6 N0.36
20[102] 162 N0.17165.7 N0.19
21[103]121 N0.27
22[104]76 N0.33
23[24] 157 N0.4914 N0.31
24[105] 125 N0.3
25[106]116.1 (N + 0.3185)0.202
26[107]5.3 N + 135.1N0.27 + 152
27[108] 100 N0.29
28[109] 56 N0.5
29[110]97 N0.314
30[111]61 N0.5
31[112] 80 N0.333100 N0.333
32[113]85 N0.34888 N0.3494 N0.34
33[114]91 N0.337
34[115]90 N0.341
35[116]92 N0.329
36[117]82 N0.3959 N0.47
37[118] 87 N0.87
38[119]92.1 N0.33
39[120]85 N0.31
40[104]76 N0.33
41[121] 32 N0.5
42[99]N0.6
Table 3. Examples of the dependency of geotechnical applications on Vs prediction.
Table 3. Examples of the dependency of geotechnical applications on Vs prediction.
No.Geotechnical ApplicationVs Role
1Bridge designEngineers evaluate the soil conditions at bridge piers by using estimated Vs values while building the foundations for bridges. The proper foundation type, depth, and design parameters could be determined using this information to guarantee the stability and safety of the bridge under a variety of loading circumstances, including seismic events [132].
2Tunnel constructionFang et al., in 2023 [131], stated that predicting Vs is crucial for tunnel lining construction, assessing tunneling project ground stability, avoiding subsidence, and optimizing excavation techniques to prevent tunnel collapses by providing insights into the geological conditions along the tunnel route.
3Designing for earthquake hazardKrinitzsky, in 1995 [133], stated that predicting Vs is a key for seismic hazard assessments, influencing earthquake hazard zoning, construction standards, and earthquake-resistant structure design in seismically active regions by helping determine ground motion predictions.
4Dam safetyEbrahimi et al., in 2022 [134], emphasized that engineers rely on accurate Vs data to assess dam stability, ensuring the development of safe and reliable dams capable of withstanding both typical loading and potential seismic events by examining foundational conditions.
5Construction of underground utilities and pipelinesChaudhuri and Choudhury, in 2023 [135], emphasized the importance of predicting Vs in the design of buried pipes and subsurface utilities, as it is essential for ensuring foundation stability and resilience against ground movements such as settlement or seismic activity in these structures.
6Slope stability analysisYang et al., in 2023 [136], demonstrated that the prediction of Vs in geotechnical engineering is instrumental in assessing slope stability, allowing engineers to mitigate landslides and slope failures through a comprehensive understanding of subsurface conditions and soil shear strength in both natural and manmade slopes.
7Landfill designValencia-González et al., in 2022 [137], emphasized that predicting Vs is crucial for evaluating the geotechnical properties of landfill liners and foundations to secure the environmentally safe containment of waste during landfill construction.
8Coastal engineeringMunirwansyah et al., in 2020 [138], highlighted that the prediction of Vs is a key for the evaluation of the stability of coastal protective structures, including seawalls, revetments, and piers, thereby enabling engineers to design coastal defenses capable of withstanding waves and storm surge.
9Mine planningAccording to Allawi and Al-Jawad, in 2022 [124], the prediction of Vs in mining operations informs mining engineers about the geomechanical characteristics of surrounding rock, facilitating the design of secure and efficient mine slopes and tunnels.
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Abbas, H.A.; Al-Jeznawi, D.; Al-Janabi, M.A.Q.; Bernardo, L.F.A.; Jacinto, M.A.S.C. Exploring Shear Wave Velocity—NSPT Correlations for Geotechnical Site Characterization: A Review. CivilEng 2024, 5, 119-135. https://doi.org/10.3390/civileng5010006

AMA Style

Abbas HA, Al-Jeznawi D, Al-Janabi MAQ, Bernardo LFA, Jacinto MASC. Exploring Shear Wave Velocity—NSPT Correlations for Geotechnical Site Characterization: A Review. CivilEng. 2024; 5(1):119-135. https://doi.org/10.3390/civileng5010006

Chicago/Turabian Style

Abbas, Hasan Ali, Duaa Al-Jeznawi, Musab Aied Qissab Al-Janabi, Luís Filipe Almeida Bernardo, and Manuel António Sobral Campos Jacinto. 2024. "Exploring Shear Wave Velocity—NSPT Correlations for Geotechnical Site Characterization: A Review" CivilEng 5, no. 1: 119-135. https://doi.org/10.3390/civileng5010006

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