Manipulating Optical Scattering of Quasi-BIC in Dielectric Metasurface with Off-Center Hole

Abstract

Bound states in the continuum (BICs) correspond to a particular leaky mode with an infinitely large quality-factor (Q-factor) located within the continuum spectrum. To date, most of the research work reported focuses on the BIC-enhanced light matter interaction due to its extreme near-field confinement. Little attention has been paid to the scattering properties of the BIC mode. In this work, we numerically study the far-field radiation manipulation of BICs by exploring multipole interference. By simply breaking the symmetry of the silicon metasurface, an ideal BIC is converted to a quasi-BIC with a finite Q-factor, which is manifested by the Fano resonance in the transmission spectrum. We found that both the intensity and directionality of the far-field radiation pattern can not only be tuned by the asymmetric parameters but can also experience huge changes around the resonance. Even for the same structure, two quasi-BICs show a different radiation pattern evolution when the asymmetric structure parameter d increases. It can be found that far-field radiation from one BIC evolves from electric-quadrupole-dominant radiation to toroidal-dipole-dominant radiation, whereas the other one shows electric-dipole-like radiation due to the interference of the magnetic dipole and electric quadrupole with the increasing asymmetric parameters. The result may find applications in high-directionality nonlinear optical devices and semiconductor lasers by using a quasi-BIC-based metasurface.

1. Introduction

Scattering manipulation lays the foundation of modern photonics, which has outstanding prospects in wavefront manipulation, optical signal processing, energy collection, and sensing. In recent years, one of the main focuses in nanophotonics is to manipulate the optical scattering in order to obtain novel properties unavailable for traditional optical materials and structures [1,2,3,4,5,6,7,8,9,10].

Metasurfaces, a type of two-dimensional artificial dielectric material composed of subwavelength nanostructures, are able to support multiple multipole oscillations at the same time, and the interference of multipoles determines the resonant characteristics and far-field distributions [11,12,13,14,15,16,17]. Unlike the metal metasurface mainly supporting the electric dipole oscillation, there are abundant magnetic responses in all-dielectric metasurfaces, enabling the manipulation of the interference between the electric dipole, magnetic dipole, toroidal dipole, and other higher-order multipoles [18,19,20,21,22,23,24,25,26,27,28,29,30,31,32,33,34,35,36,37,38,39]. The investigation of multipole interference is of great significance to further exploring resonance mechanisms and manipulating radiation characteristics. For example, when perpendicular electric and magnetic dipoles are excited simultaneously and are of equal intensity, unidirectional scattering can be formed by interference between them, thus enhancing the forward scattering and suppressing the backscattering, and vice versa. This is known as the Kerker effect [40,41,42]. Another example of multipole interference is the formation of the anapole mode, which has strong near-field enhancement but suppressed far-field radiation. The physical mechanism behind this is the destructive interference of electric dipoles and toroidal dipoles, which shares a similar far-field radiation with the same amplitude and out of phase [43,44,45,46,47].

Bound states in the continuum (BICs) are special nonradiating states with an infinite lifetime [48,49,50,51,52] that were first introduced in quantum systems in 1929 by von Neumann and Wigner [53]. In recent years, BICs are also widely found in all-dielectric metasurfaces [54,55,56,57,58,59,60]. It is noted that, after introducing the symmetry perturbation in nanostructures, the nonradiative BICs can be transformed into radiative quasi-BICs, accompanied by the occurrence of sharp Fano resonances with high Q-factors [61,62,63,64,65,66,67,68], which have been developed in nonlinear optics [69,70,71,72,73,74], imaging and sensing [75,76,77,78], light emission manipulation and lasing [79,80,81], and so on. Quasi-BICs can exhibit a strong coupling of multipoles and may enrich the manipulation of the far-field scattering pattern [82].

In this work, we investigate the scattering characteristics of quasi-BICs in silicon metasurfaces through further exploring the multipole interference. First, the two quasi-BICs with the Fano profile are excited by moving the position of the air-hole in nanodisks. Due to the multipole interference at different wavelengths, the far-field radiation strength and direction vary dramatically near each Fano resonance. Next, we study the influence of the asymmetric parameter d and the air-hole radius r on the far-field radiation. The calculated results reveal that the radiation strength and directions at the resonance wavelength can be by tuned by the structure parameters. It is noted that, even for the same resonant mode, the multipole scattering pattern can be completely different at various structural parameters. Our results may shed light on developing the photonic devices with the desired radiation pattern.

2. Quasi-BICs with Fano Profile Supported by Silicon Metasurfaces

The metasurface is composed of a square array of Si nanodisks with an off-centered round penetrating air-hole lying on a ${\mathrm{SiO}}_2$ substrate, as shown in Figure 1. This design can be easily achieved through electron-beam lithography (EBL) and inductively coupled plasma (ICP) etching techniques [80,83,84]. The far-field radiation of incident light can be manipulated by resonant metasurfaces. Figure 1b shows the nanostructure in one unit cell, with a lattice constant P of 1300 nm, a side length L of 1200 nm, and a thickness h of 220 nm. Then, an air-hole is etched from the $\mathrm{Si}$ nanodisk to excite resonances. The finite-element method (COMSOL Multiphysics 5.4) is employed to analyze the optical properties of this metasurface. The periodical boundary conditions are set in the x and y directions and perfectly matched layers are set in the z direction. The dielectric constants of $\mathrm{Si}$ and ${\mathrm{SiO}}_2$ are extracted from the Palik Handbook [85]. The air-hole with a radius of 200 nm and a depth of 220 nm is located in the center of each unit cell. A plane wave is normally incident onto the metasurface along the $-z$ direction.

As illustrated in Figure 2, a polarization-independent, doubly degenerate Fano resonance arises from the constructive and destructive interference of discrete resonance states with broadband continuum states, and the resonance redshifts slightly with the increase in d, which is the distance between the air-hole and the nanodisk centers. For the incident light under y polarization, however, when the air-hole shifts away from the center position of the Si nanodisk along the x direction (or $-x$ direction), the mirror symmetry of the structure along the y axis is broken, and two sharper Fano resonances appear to the right of the original resonance peak, indicating that there are two nonradiative symmetry-protected bound states in the continuum (SP-BICs) at $d=0$. The SP-BIC is produced because the spatial symmetry of the mode does not match that of the external radiation wave, so the mode cannot be radiated. The radiation channel with free space can be constructed by introducing symmetry-breaking into the structure, so that the BIC mode can be converted to a radiable quasi-BIC mode with a high Q-factor. Herein, the off-centered round penetrating air-hole is embedded into Si nanodisks to break the in-plane inversion symmetry of a structure, which can transform the SP-BIC into quasi-BICs with Fano profiles [62,63]. When the offset distance of the air-hole increases, as shown in Figure 2b, which means that the structure becomes more asymmetric, the resonance will have a lower Q-factor due to the increased energy leakage.

Next, we fix $d=200$ nm and $r=200$ nm to further study the resonance characteristics and far-field radiation. The simulated transmission spectrum is shown in Figure 3a; as discussed above, three resonance modes are observed in the wavelength range of interest, marked as symbols I, II, III. Mode I is a doubly degenerate mode, and modes II, III are the quasi SP-BICs. Figure 3b–d give the corresponding electric field distribution. As illustrated in Figure 3b, the field of mode I is trapped within the structure, and there is no obvious field enhancement at the edge. The field of mode II is enhanced in the off-air-hole region with a circle-distributed field vector, which indicates the bound property of the field. For mode III, the field intensity gets much stronger near the air-hole, and the electric field vector forms an obvious vortex in the $x-y$ plane, indicating that the mode is produced by a strong magnetic dipole oscillation along the z direction. It is noted that the resonance spectrum of mode II is relatively sharper with a larger Q-factor, so it supports a stronger field enhancement at the resonance wavelength.

Multipole decomposition enables an accurate calculation of the multipolar moment and its far-field scattering contribution, which is an effective way to explore the coupling between multipoles. In the following, we perform the multipole far-field scattering of these three resonance modes. First, the electric field in the nanostructure is calculated, which has three dimensions (x, y, z). Then the current ($\overrightarrow{j}$) can be obtained through $\overrightarrow{j}=-i\omega {ϵ}_0(n^2-1)\overrightarrow{E}$. Finally, the multipole moments and their contributions are calculated by the correlation functions between the multipole moment and displacement current [46,84]. From Figure 4a, we can see that the far-field scattering energy of mode I is mainly contributed by the coupling of the magnetic dipole and electric quadrupole, and that the toroidal dipole also plays a role. The radiation of other multipoles is relatively small. It is noted that mode I is a degenerate state, as illustrated in Appendix A.1. When $d=0$, the far-field radiation of this mode is dominated by the toroidal dipole. As d increases, the moments of other multipoles are manipulated, causing interference between different multipoles. Therefore, the near-field distribution of mode I is perturbed. Compared with $d=0$, the radiation intensity in the y-direction gets weaker at $d=200$ nm, as shown at ${\lambda }_2$ in Figure 4b. Near the resonance wavelength ${\lambda }_2$, the electric and magnetic dipoles at ${\lambda }_1$ significantly couple to each other (Figure 3a), resulting in distinct unidirectional scattering, as shown in Figure 4b. At wavelength ${\lambda }_3$, the coupling of electric, magnetic, and toroidal dipoles and the electric quadrupole lead to a special far-field radiation pattern, as shown in Figure 4b. For mode II, the far-field scattering at the resonance wavelength ${\lambda }_5$ is mainly contributed by the electric quadrupole, so the radiation pattern displays an obvious quadrupole distribution. The toroidal dipole along the y-direction also plays a rule, so the radiation of the quadrupole along the x-direction is slightly stronger. At wavelength ${\lambda }_4$, the apparent electric and toroidal dipoles and the magnetic quadrupole coupling results in a scattering enhancement in the x-direction. At wavelength ${\lambda }_6$, the electric quadrupole still has a strong scattering, so the far-field radiation shows the property of the quadrupole as well. The electric dipole along the y-direction also has a large contribution, so the far-field radiation pattern in the x-direction is relatively strong. Due to the fact that ${\lambda }_4$ and ${\lambda }_6$ are in the off-resonance region, the radiation significantly reduces compared to that at ${\lambda }_5$. For mode III, magnetic dipole radiation contributes dominantly at the resonance wavelength ${\lambda }_8$, so an obvious magnetic dipole radiation can be seen in Figure 4b, whose pattern is modified by the coupling of other multipoles. At wavelength ${\lambda }_7$, directional radiation is produced by the interaction between the electric and magnetic dipoles, whereas, at wavelength ${\lambda }_9$, obvious magnetic dipole radiation can be observed. It is noted that the presented radiation pattern is the result of the unit cell of the metasurface, rather than the entire metasurface, while it is still an outcome of the array effect of the metasurface. It is also obviously different from a single nanoparticle, which may support low-Q Mie resonance (as shown in Appendix A.3). The radiation pattern can reveal the interference between multipoles of the resonance mode effectively, which corresponds better with near-field distribution and multipole decomposition.

3. Optical Radiation for Different Nanostructure Parameters

3.1. Optical Radiation under Different Asymmetric Parameters d

The far-field radiation of multiple resonant modes has been discussed in the above section. Herein, we investigate the influence of asymmetric parameters d on the optical radiation. As shown in Figure 5, for mode I, the resonant scattering at $d=100$ nm is contributed by the magnetic dipole, magnetic quadrupole, electric quadrupole, and toroidal dipole, with comparable intensity. As d increases, the radiation of the magnetic quadrupole and toroidal dipole drops gradually; thus, the total scattering is dominated by the magnetic dipole and electric quadrupole, whereas the corresponding far-field radiation remains approximately unchanged, which is determined by the coupling of the magnetic dipole and electric quadrupole, as shown in Figure 6. For mode II, with the increase of d, the mode leakage gets larger and, thus, the resonance gradually becomes broader. The radiation of the electric quadrupole is greatly suppressed. At $d=100$ nm, the far-field radiation shows an obvious quadrupole pattern, which is mainly contributed by the electric quadrupole. When $d=300$ nm, the toroidal dipole contributes most to the scattering, which also manifests itself in the radiation pattern. Therefore, by changing the structure parameters, the dipole producing the resonance changes, leading to a different pattern of the far-field radiation, even though the transmission spectrum does not change much. At $d=100$ nm, the far-field radiation of mode III is mainly contributed by the magnetic dipole, whereas other multipoles are greatly suppressed. The far-field radiation also presents the dipole property. With the increase in d, the radiation intensity of the electric quadrupole gets larger. When it interferes strongly with the magnetic dipole, the total radiation along the x-direction is inhibited, as shown in Figure 6.

3.2. Optical Radiation under Different Radii r of Air-Hole

Next, we study the dependence of the air-hole radius r on the light radiation, as shown in Figure 7. As r increases, the resonance spectra of these modes are broadened and their Q-factors decrease. In particular, for mode I, the larger air-hole introduces a larger mode leakage and results in a broader resonance. At the same time, the multipole coupling is modified as well. For mode I, when $r=150$ nm, the largest contribution to the scattered energy is provided by the electric quadrupole. Due to the influence of the magnetic dipole and toroidal dipole, the radiation strength of the metasurface along the x-direction is the strongest, as shown in Figure 8. As r increases, the resonance gradually becomes weak, and the outgoing radiation also weakens. At $r=350$ nm, the scattering intensity of the magnetic dipole reaches the maximum. When it strongly couples with the electric dipole and electric quadrupole, mode I forms directional radiation in the ($-x$, $-z$) quadrant. For mode II, when $r=150$ nm, the far-field scattering of the electric quadrupole is the largest, as shown in Figure 8. With the increase in r, the scattering strength of the electric quadrupole and toroidal dipole becomes comparable. The interference between them cancels each other out in the far-field along the y-direction, and enhances the radiation along the x-direction, as shown in Figure 8. For mode III, with the increase in r, the far-field scattering of the magnetic dipole is suppressed, whereas the scattering of the electric quadrupole is gradually improved. Thus, their far-field radiation interferes destructively along the x-direction, resulting in the enhancement of the scattering along the y-direction.

In general, the symmetry of the structure is disturbed by breaking the geometric structure of the metasurface to excite the SP-BIC, such as split rings [86,87], asymmetric nanorods [78,88], notched cubes [69], and so on. Due to the limitation of fabrication, it is difficult to control its asymmetric parameter in the experiment, so it is difficult to obtain an ultra-high Q-factor by this method. For our work, the symmetry-breaking of the nanostructure is introduced by moving the air-hole position in the nanodisks. In the fabrication process, the specific position parameters of the nanodisks are fixed, and then their lithographic patterns are drawn by L-Edit tool. Finally, the sample is fabricated by EBL and ICP techniques. The fabrication process only changes the uniformity and roughness of the nano-device; the position of the air-hole does not move. Therefore, the asymmetry parameter is accurately controlled in the experiment, which provides a way for the achievement of an ultra-high Q-factor in the SP-BIC metasurfaces.

In addition, our work performs a deep study on the far-field radiation modulation of resonant quasi-BIC modes. In other words, by regulating the interference of multiple dipoles, we can manipulate the far-field radiation pattern and direction of light waves. Therefore, our design provides a route for high-directionality dielectric metasurface lasers and nonlinear optical devices.

4. Conclusions

In summary, we study the optical radiation characteristics of multiple quasi-BICs with a Fano profile supported by $\mathrm{Si}$ metasurfaces. First, we explore the excitation mechanism of resonant modes and their features. Among them, mode I is a doubly degenerate state, and modes II and III are quasi-BICs excited by the symmetry-breaking of structures. We find that the far-field scattering of these three resonant modes is contributed by the coupling of different multipoles, and shows different properties at the resonant wavelength and nearby wavelengths. Next, we study the influence of the asymmetric parameter d and the air-hole radius r on the far-field radiation. We find that the radiation intensity of different multipoles is modified dramatically when changing the structure parameters. Thus, even for the same resonant mode, the far-field radiation pattern can vary a lot. For example, with the increase in d, the radiation pattern of quasi-BIC mode II changes from electric-quadrupole-dominated to toroidal-dipole-dominated. For quasi-BIC mode III, magnetic-dipole-dominated radiation changes to the directional radiation only along the y-direction as d increases because of the coupling of the electric quadrupole and magnetic dipole. Our results enrich the tunability of the far-field radiation patterns of a meta-device and may show enormous potential in high-directionality nonlinear optical devices, LEDs, semiconductor lasers, and so on.