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Review

Effects of Insular Cortex on Post-Stroke Dysphagia: A Systematic Review and Meta Analysis

by
Jia Qiao
1,†,
Zhimin Wu
2,†,
Xue Cheng
3,
Qiuping Ye
1,
Meng Dai
1,
Yong Dai
4 and
Zulin Dou
1,*
1
Department of Rehabilitation Medicine, The Third Affiliated Hospital of Sun Yat-sen University, Guangzhou 510630, China
2
Department of Neurosurgery, The Third Affiliated Hospital of Sun Yat-sen University, Guangzhou 510630, China
3
Department of Rehabilitation Medicine, The First Affiliated Hospital of Sun Yat-sen University, Guangzhou 510080, China
4
Clinical Medical College of Acupuncture, Guangzhou University of Chinese Medicine, Guangzhou 510006, China
*
Author to whom correspondence should be addressed.
†
The authors contributed equally to this work.
Brain Sci. 2022, 12(10), 1334; https://doi.org/10.3390/brainsci12101334
Submission received: 3 September 2022 / Revised: 21 September 2022 / Accepted: 28 September 2022 / Published: 2 October 2022
(This article belongs to the Section Neural Control of Peripheral Function)
Browse Figures
Review Reports Versions Notes

Abstract

:
Objective: To investigate the relationship of lobar and deep brain regions with post-stroke dysphagia (PSD). Method: The databases of Medline, Embase, Web of Science, and Cochrane Library were searched from the establishment to May 2022. Studies that investigated the effects of lesions in lobar and deep brain regions on swallowing function after stroke were screened. The primary outcomes were PSD-related brain regions (including aspiration-related and oral transit time-related brain regions). The secondary outcomes were the incidence rate of PSD. The brain regions with the most overlap in the included studies were considered to be most relevant to PSD, and were presented as percentages. Data were compared utilizing the t-tests for continuous variables and χ2 for frequency-based variables. Result: A total of 24 studies and 2306 patients were included. The PSD-related lobar and deep brain regions included the insular cortex, frontal lobe, temporal gyrus, basal ganglia, postcentral, precentral, precuneus, corona radiate, etc. Among these brain regions, the insular cortex was most frequently reported (taking up 54.2%) in the included studies. Furthermore, the total incidence rate of PSD was around 40.4%, and the incidence of male was nearly 2.57 times as much as that of female (χ2 = 196.17, p < 0.001). Conclusions: In lobar and deep brain regions, the insular cortex may be most relevant to PSD and aspiration, which may be a potentially promising target in the treatment of PSD.

1. Introduction

Strokes are common diseases; in the aggregate, they are among the leading causes of mortality and long-term disability in developed countries, and their incidence is increasing as the population ages. There are an estimated 100 million individuals living with stroke sequelae worldwide, which has an enormous impact on patients’ quality of life and raises the financial burden of medical treatment [1]. Post-stroke dysphagia (PSD) is a major complication or significant sequelae after stroke, which may manifest as aspiration, pharyngeal residual, delayed swallowing initiation, etc., and be closely related to aspiration pneumonia, starvation, and dehydration [2,3,4]. Early data suggest that it affects 29–78% of patients with stroke and is linked to a higher risk of hospital readmissions and death [5,6]. Besides, other PSD-related factors include advanced age, unilateral spatial neglect (USN), etc., because of the decline of physiological functions [7,8].
The medulla oblongata is usually considered to be the swallowing center, where the swallowing central pattern generator (swCPG) participates in the coordinated contraction of lingual, pharyngeal, and laryngeal muscles [9,10]. However, the lobar and deep brain regions also play an important role in the neural regulation of swallowing (including prefrontal lobe, temporal lobe, insular lobe, parietal lobe, thalamus, supplementary motor area, corona radiata, internal capsule, periventricular white matter, etc.). Any lesions of these brain regions are thought to be related to PSD [11,12,13,14]. For example, the activation of the primary sensory/motor cortex is believed to predominate in reflex swallowing [15,16,17], while the activation of the primary sensory/motor cortex, insular, prefrontal lobe, subgenual cingulate gyrus, cuneate, and precuneus is associated with spontaneous swallowing [11,13]. The aspiration, a major complication of PSD, has been reported to be related to lesions of brainstem [14]. However, whether there is an association between aspiration and lesions of lobar and deep brain regions has not been well investigated.
Neuroimaging technologies, including functional magnetic resonance imaging (fMRI), make it possible to identify the relationship between brain regions and PSD [18,19,20]. MRI provides high sensitivity and specificity for ischemic stroke, in which the diffusion-weighted imaging (DWI) is most sensitive to hyperacute cerebral infarction [21,22]. Besides, voxel-based lesion-symptom mapping (VLSM) is a technique used to make voxel-wise statistical comparisons between lesion sites and neuropsychological test performance [11]. Furthermore, videofluoroscopic swallowing study (VFSS) and fiberoptic endoscopic evaluation of swallowing (FEES) are widely used in evaluation of PSD, and both VFSS and FEES are characterized as the gold standards for assessing PSD with different advantages and indications [23].
Several studies have reported that neuroanatomical location is linked to the incidence, severity, and characteristics of PSD [13,17,24,25]. Given that the lobar and deep brain regions related to PSD are reportedly different, we conducted this systematic review and compared existing studies in the literature. The aim of this study was to investigate the relationship of lobar and deep brain regions with PSD. We hope to provide evidence that can guide treatment for PSD in clinical practice.

2. Method

2.1. Data Sources and Searches

Medline, Embase, Web of Science, and the Cochrane Library were systematically searched from the establishment to May 2022. We manually searched the related studies with the MESH term “stroke” or “post-stroke” or “poststroke” or “hemiplegia” or “hemiparesis” or “paresis” or “paretic” or “hemipareticand” and “lesion” or “site” or “region” and “dysphagia” or “swallowing disorder” or “deglutition”. A hand search was additionally performed to screen the articles to further clarify potentially eligible studies in the pre-selected articles. The full search strategy and Mesh terms were detailed in the Supplementary Materials. The retrieval was based on the subject terms, keywords, or titles. This study was registered with PROSPERO (CRD42022339058).

2.2. Inclusion and Excluded Criteria

Inclusion criteria were: (1) detailed brain regions related to stroke were confirmed by MRI or CT; (2) age >18 years old; (3) swallowing function was evaluated by VFSS, FEES, or clinical evaluations; (4) studies published in English; (5) case-control studies; (6) prospective or retrospective cohort studies with consecutive enrollment; (7) randomized controlled trials; and (8) human as a study population. Excluded criteria were: (1) the detailed brain regions and swallowing function were not described; (2) studies were not published in English.

2.3. Data Extraction

Two well-trained evaluators (JQ and XC) independently extracted data from the abstract, original texts, additional appendices, and protocols. Disagreements were resolved by discussion with the third author (ZMW). The studied were screened for review as per the Population, Intervention, Comparison, Outcomes, and Study design (PICOS) criteria [26]. Full texts of screened publications were examined based on the inclusion criteria and study quality. To comply with the PRISMA statement, the reviewers pilot-tested eligibility criteria and presented a flow diagram of study selection. The characteristics of study included publication year and first author, while characteristics of patients included numbers of patients, locations of stroke, phases of stroke, diagnosis methods of stroke, image analysis methods, evaluation of PSD, days to stroke evaluation, days to PSD evaluation, age, gender, rates of PSD, PSD-related brain regions, aspiration-related brain regions, and oral transit time (OTT)-related brain regions. The primary outcomes were PSD-related brain regions (including aspiration-related and OTT-related regions), and the brain regions related to dysphagia in studies were presented as percentages. The secondary outcomes were the incidence rate of PSD. If data extraction could not be completed, important missing data were first requested from the corresponding author of the studies.

2.4. Quality Assessment

We utilized relevant elements from the Cochrane Collaboration’s risk of bias checklist [27]. Two authors (QJ and XC) independently evaluated factors as Yes, No, or Unclear. Disagreements were resolved by discussion with the third author (ZMW). We documented additional factors, including study design, timeline for data capture, assessor-blinded, consistent assessment for all patients, declared operational definition for outcome, and outcome addressed for all patients.

2.5. Data Synthesis and Analysis

The brain regions with the most overlap in the included studies were considered to be most relevant to PSD. The cortical surface maps were generated by BrainNet viewer software (www.nitrc.org/projects/bnv/ (accessed on 31 October 2017) and Mricon software (www. mccauslandcenter.sc.edu/MRIcro/mricron (accessed on 2 May 2016). Differences between groups were identified by the two-tailed independent-sample t-tests or χ2 analyses for continuous variables and frequency-based variables (as appropriate). All statistical analyses were performed using SPSS software (version 23.0, SPSS/IBM, Armonk, NY, USA).

3. Result

A total of 3601 articles were screened, and the full text of 51 articles was reviewed. Finally, 24 studies (2306 patients) meet the inclusion criteria and are included in the final analysis. Figure 1 shows the PRISMA flow diagram. A detailed description and quality assessment of each article is provided in Table 1, Table 2, Table 3 and Table 4.

3.1. Characteristics of Included Studies

Of 24 studies (2306 patients), the median age of participants was 68.60 (age range from 61.1 to 75.0 years), and 57.24% (n = 1712) of the population were male. The median sample size was 95 (ranging from 20 to 342). Thirteen of the included studies were supratentorial strokes [11,12,13,17,25,28,29,30,31,32,33,34,35], one infratentorial stroke [36], and seven both the supratentorial and infratentorial strokes [16,37,38,39,40,41,42]. Besides, subjects of sixteen studies were in acute phase of stroke [11,12,13,14,16,17,25,29,34,35,38,39,41,42,43,44], one was in subacute phase of stroke [30], and one was in chronic phase of stroke [28], while the stroke phases of the remaining six studies were unclear (Table 1).
Table
Table 1. The characteristics of included studies.
Table 1. The characteristics of included studies.
StudyNumber of PatientsLocations of StrokePhases of StrokeDiagnosis Methods of StrokeImage Analysis MethodsEvaluation of PSDDays to Evaluation of Lesion Sites after StrokeDays to Evaluation of PSDAge (Mean ± SD, Years)Gender
(M/F)		Incidence of PSDPresence of Dysphagia before Stroke-Event
Hess 2021 [11]n = 132SupratentorialAcuteCTVLSMWSTNANA71.20 ± 14.2078/5463.60%NA
Zhang 2021 [43]n = 275NAAcuteMRI (DWI; DTI)VLSMWST; V-VSTWithin
3 days		Within 24 h67.92 ± 12.22182/9341.10%No
Galovic 2017 [17]n = 62SupratentorialAcuteMRIVLSMFOIS3 ± 2 daysWithin 48 h75.00 ± 21.0028/34NANo
Moon 2018 [37]n = 90Supratentorial and InfratentorialNAMRIVLSMVFSSNANA68.02 ± 13.2157/33NANo
Moon 2022 [36]n = 40CerebellarNAMRIVLSMVFSS(VDS)NANA64.02 ± 13.2124/16NANo
Galovic 2013 [25]n = 94SupratentorialAcuteMRIROISSANAWithin 48 h74.00 ± 19.0048/4636.00%NA
Nakamori 2021 [38]n = 342Supratentorial and InfratentorialAcuteMRI (FLAIR)NAVFSSWithin 1 weekWithin 14 days70.40 ± 12.60200/14213.20%NA
Jang 2017 [28]n = 82SupratentorialChronicMRIVLSMVFSSNANA73.90 ± 8.0175/773.17%No
Lapa 2021 [29]n = 113SupratentorialAcuteCT or MRIASPECTSFEES(FEDSS)NAWithin 24 h69.00 ± 13.0067/4554.90%No
Wilmskoetter 2019 [13]n = 68SupratentorialAcuteDWIVLSMMBSImP; PASNANA68.21 ± 15.2332/36NANo
Suntrup 2015 [44]n = 200NAAcuteCT or MRINAFEES(FEDSS)Within 24–60 h Within 96 h73.70 ± 16.50101/9982.50%No
Flowers 2017 [14]n = 160NAAcuteMRINANAWithin 14 daysNA68.0091/6948.00%NA
Kim 2016 [30]n = 31SupratentorialSubacuteDTIFA value; ADC valueVFSS(VDS)NANA61.10 ± 9.4219/1254.80%No
Im 2018 [31]n = 21SupratentorialNAMRINAVFSSNAWithin 14 days57.38 ± 12.7113/8NANo
Osawa 2013 [39]n = 50Supratentorial and InfratentorialAcuteCT or MRISPECT dataVFSS; RSST; MWSTNANA70.20 ± 10.3032/1870.00%No
Momosaki 2012 [32]n = 20SupratentorialNAMRIrCBFMWST; FEES
FOIS		NAWithin 7 days66.10 ± 5.1014/6NANo
Cola 2010 [12]n = 20SupratentorialAcuteMRINAVFSSNANA62.30 ± 12.2019/135.00%No
Saito 2016 [40]n = 20Supratentorial and InfratentorialNAMRI (DWI; FLAIR)NAVFSSNAWithin 4 weeks76.40 ± 10.407/13NANA
Dehaghani 2016 [16]n = 113Supratentorial and InfratentorialAcuteCT or MRINAMASAWithin 24–72 hWithin 20 days64.37 ± 15.1069/4447.80%No
Daniels 1996 [24]n = 16SupratentorialNACT or MRINAVFSSwithin 1 monthwithin 1 month66.60 ± 13.9012/4NANA
Broadley 2003 [41]n = 149Supratentorial and InfratentorialAcuteCT or MRINAParramatta Hospitals AssessmentNAWithin 72 h72.0088/6150.00%NA
Steinhagen 2009 [42]n = 60Supratentorial and InfratentorialAcuteCT or MRINAFEESNANA74.60 ± 11.4025/35NANo
Gonzalez-Fernandez 2008 [34]n = 14SupratentorialAcuteMRI (FLAIR;
DWI)		ROIsNAWithin 24 hWithin 7 days62.60 ± 14.307/7NANo
Galovic 2016 [35]n = 119SupratentorialAcuteMRI (DWI)VLSMBogenhausen Dysphagia Score part 2NAWithin 48 h76.00 ± 9.0065/54NANo
Note: CT, Computed Tomography; MRI, Magnetic Resonance Imaging; FLAIR, Fluid Attenuated Inversion Recovery; DWI, Diffusion-Weighted Imaging; VLSM, Voxel-based Lesion Symptom Mapping; ROI, Region of Interest; FA value, Fractional Anisotropy value; ADC value, Apparent Diffusion Coefficient value; SPECT, Single-photon Emission Computed Tomography; rCBF, Regional Cerebral Blood Flow; WST, Water Swallowing test; V-VST, Volume Viscosity Screening Test; VFSS, Videofluoroscopic Swallowing Study; FOIS, Functional Oral Intake Scale; PAS, Penetration-aspiration Scale; VDS, Videofuoroscopic Dysphagia Scale; FEES, Fiberoptic Endoscopic Evaluation of Swallowing; FEDSS, Fiberoptic Endoscopic Dysphagia Severity Scale; RSST, Repetitive Saliva Swallowing Test; MWST, Modified Water Swallow Test; SSA, Standardized Swallowing Assessment; NA, not applicable.

3.2. Study Design and Quality Assessment

As shown in Table 2, five of the included articles were prospective studies [25,34,38,41,42], five articles were retrospective ones [13,24,30,39,40], while the types of other fourteen articles were unclear. A total of fourteen articles reported being assessor-blinded [11,12,13,17,28,29,30,34,38,40,41,42,43,44], and the other ten were unclear. Twenty-three articles reported consistent assessment for all patients, and the remaining one was unclear [25]. Eighteen articles reported declared operational definition for the outcome, and the remaining six were unclear [13,14,25,34,35,41]. Twenty-three articles reported outcomes addressed for all patients, and the remaining one did not report [41].
Table
Table 2. Evaluation of study quality.
Table 2. Evaluation of study quality.
StudyTimeline for Data CaptureAssessor BlindedConsistent Assessment for All PatientsDeclared Operational Definition for OutcomeOutcome Addressed for All Patients
Hess 2021 [11]unclearyesyesyesyes
Zhang 2021 [43]unclearyesyesyesyes
Galovic 2017 [17]unclearyesyesyesyes
Moon 2018 [37]unclearunclearyesyesyes
Moon 2022 [36]unclearunclearyesyesyes
Galovic 2013 [25]prospectiveunclearunclearunclearyes
Nakamori 2021 [38]prospectiveyesyesyesyes
Jang 2017 [28]unclearyesyesyesyes
Lapa 2021 [29]unclearyesyesyesyes
Wilmskoetter 2019 [13]retrospectiveyesyesunclearyes
Suntrup 2015 [44]unclearyesyesyesyes
Flowers 2017 [14]unclearunclearyesunclearyes
Kim 2016 [30]retrospectiveyesyesyesyes
Im 2018 [31]unclearunclearyesyesyes
Osawa 2013 [39]retrospectiveunclearyesyesyes
Momosaki 2012 [32]unclearunclearyesyesyes
Calo 2010 [12]unclearyesyesyesyes
Saito 2016 [40]retrospectiveyesyesyesyes
Dehaghani 2016 [36]unclearunclearyesyesyes
Daniels 1996 [24]retrospectiveunclearyesyesyes
Broadley 2003 [41]prospectiveyesyesunclearno
Steinhagen 2009 [42]prospectiveyesyesyesyes
Gonzalez-Fernandez 2008 [34]prospectiveyesyesunclearyes
Galovic 2016 [35]unclearunclearyesunclearyes

3.3. Swallowing Assessment

The swallowing assessment tools included the Water Swallowing Test (WST) [11,43], Videofluoroscopic Swallowing Study (VFSS) (taking up 37.5% of included studies) [12,24,28,30,31,36,38,39,40], Volume-viscosity Swallow Test (V-VST) (4.2%) [43], Fiberoptic Endoscopic Evaluation of Swallowing (FEES) (12.5%) [29,42,44], MBS impairment tool (MBSImP) (4.2%) [13], Standardized Clinical Assessment Tool (4.2%) [25], and Bogenhausen Dysphagia Score Part 2 (BDS-2) (4.2%) [35]. A total of thirteen articles described the days to the evaluation of PSD (ranging from 24 h to 4 weeks; Table 1).

3.4. Diagnosis of Stroke

The MRI was used for the diagnosis of stroke in the 24 articles, in which four articles reported using DWI scans [13,34,35,43], two articles adopted DTI scans [30,43], three articles used flair scans [34,38,40], and the remaining twelve articles did not report the scanning sequence. Of all the articles, eight articles adopted VLSM in the assessment of stroke-related brain regions [11,13,17,28,35,36,37,43], and eight described the days to evaluation of lesion sites after stroke (ranging from 24 h to 14 days; Table 1) [14,16,17,24,34,38,43,44].

3.5. PSD-Related Lobar and Deep Brain Regions

The PSD-related lobar and deep brain regions included insular cortex (including the right, left, and anterior insular cortex) [11,13,14,16,17,24,25,29,31,35,37,39,41], which has been reported in 54.2% of included studies; frontal lobe (16.7%) (including superior frontal gyrus, inferior frontal gyrus, left inferior frontal lobe, right inferior frontal gyrus, middle frontal gyrus) [3,28,37,40]; temporal gyrus (4.2%) [11]; left and right basal ganglia (25%) (including right internal capsule, bilateral posterior limb of the internal capsule, lentiform nucleus) [11,28,29,34,37,38]; corona radiata (16.7%) (including left corona radiata and superior corona radiata) [13,16,25,34]; postcentral (12.5%) (including right primary sensory cortex) [13,16,44]; precentral (16.7%) (including left primary motor cortex, motor supplementary areas) [13,28,30,44]; precuneus (4.2%) [39] (Table 3 and Figure 2).
Table
Table 3. The PSD-related brain regions, aspiration-related brain regions, and OTT-related brain regions.
Table 3. The PSD-related brain regions, aspiration-related brain regions, and OTT-related brain regions.
StudyNumber of PatientsPSD-Related Brain RegionsAspiration-Related Brain RegionsOTT-Related Brain Regions
Hess 2021 [11]n = 132Right insular cortex; Left basal ganglia; Left corona radiata; Left central regionNANA
Zhang 2021 [43]n = 275Left inferior parietal gyrusNANA
Galovic 2017 [17]n = 62Superior corona radiata; Anterior insular cortexNANA
Moon 2018 [37]n = 90Superior frontal gyrus; Inferior frontal gyrus; Lentiform nucleus; Insular cortexNALentiform nucleus; Insular cortex
Moon 2022 [36]n = 40Posterior lobe of the left cerebellumNANA
Galovic 2013 [25]n = 94Internal capsule; Insular cortexInsular cortexNA
Nakamori 2021 [38]n = 342Parietal lobe lesion; Basal gangliaParietal lobeNA
Jang 2017 [28]n = 82Left inferior frontal lobe; Precentral gyrus; Right basal ganglia; Corona radiate; PutamenPutamenPrecentral gyrus
Lapa 2021 [29]n = 113Left lentiform nucleus; Left insular cortex; Left frontal operculum; Right insular cortexNANA
Wilmskoetter 2019 [13]n = 68Right inferior frontal gyrus; Pre- and postcentral gyrus; Supramarginal gyrus; Angular gyrus; Superior temporal gyrus; Insular cortex; Thalamus; Amygdala; Superior longitudinal fasciculus; Corona radiata; Internal capsule; External capsule; Ansalenticularis; Lenticular fasciculusNANA
Suntrup 2015 [44]n = 200Right pre- and post-central gyri; Opercular region; Supramarginal gyrus; Respective subcortical white matter tracts; Post-central lesionNANA
Flowers 2017 [14]n = 160Medullary; Insular cortex; PontineNANA
Kim 2016 [30]n = 31Primary motor cortex on the contra-lesional side; Bilateral posterior limb of the internal capsuleNANA
Im 2018 [31]n = 21Caudate nucleus; Insular cortexCaudate nucleusNA
Osawa 2013 [39]n = 50Left precuneus; Left insular cortex; Anterior cingulate gyrusAnterior cingulate gyrusNA
Momosaki 2012 [32]n = 20Brodmann area 4NANA
Calo 2010 [12]n = 20Left periventricular white matterNANA
Saito 2016 [40]n = 20Middle frontal gyrusNANA
Dehaghani 2016 [16]n = 133Right primary sensory; Right insular cortex; Right internal capsuleNANA
Daniels 1996 [24]n = 16Insular cortexNANA
Broadley 2003 [41]n = 149Frontal cortex; Insular cortexNANA
Steinhagen 2009 [42]n = 60NAInsular cortexNA
Gonzalez-Fernandez 2008 [34]n = 14Primary somatosensory; Motor and motor supplementary areas; Putamen; Caudate; Basal ganglia; Internal capsule; NANA
Galovic 2016 [35]n = 119Anterior insular cortexNANA
Note: PSD, post-stroke dysphagia; OTT, oral transit time; NA, not applicable.
A total of twelve studies reported the effect of the insular cortex on PSD. These studies were conducted on an acute phase of stroke, investigated the potential lesion pattern related to PSD, and found that the right insular cortex is related to swallowing dysfunction and predictive for the development of dysphagia [11,16,29]. According to Hess et al., the MNI coordinates were X = −39, Y = −11, Z = 10, and the voxels were 799 [11]. Another two studies, conducted on right hemispheric strokes, reported that associations were found in the left insular cortex [29,39]. Furthermore, two studies conducted on supratentorial strokes by VLSM analysis demonstrated that the anterior insular cortex was associated with the prognosis of PSD [17,35]. The anterior insular cortex (MNI coordinates were X = 39, Y = 10, Z = 20) was related to impaired oral intake 4 weeks after stroke, as reported by Galovic et al. [17], and affected 54% of voxels. Besides, Galovic et al. reported the anterior insular cortex was also related to the time before oral feeding [35] and found a significant difference in the anterior insular cortex (MNI coordinates are X = 37, Y = 10, Z = 6) by the comparison between tube-dependency and no tube feeding patients, which affected 70% of voxels. The remaining six studies did not report the specific regions of the insular cortex.

3.6. Aspiration-Related and Oral Transit Time (OTT)-Related Brain Regions

The aspiration-related brain regions included insular cortex (8.3%) [25,42], parietal lobe (4.17%) [38], putamen (4.17%) [28], caudate nucleus (4.17%) [31], and anterior cingulate gyrus (4.17%) [39]. The OTT-related brain regions included insular cortex, lentiform nucleus, and precentral gyrus [28,37].

3.7. The Incidence Rate of PSD

The incidence rates of PSD were 63.6%, 41.1%, 54.9%, 82.5%, 48%, 35%, 47.8%, and 50% in acute phase of stroke [11,12,14,16,29,41,43,44], while the rate was 54.8% in subacute phase of stroke [29]. For supratentorial stroke patients, the reported incidence rates of PSD were 54.9%, 54.8%, and 35% [12,29,30]. Furthermore, the incidence rate of aspiration was 36%, 13.2%, and 70.0% in acute phase of stroke [25,38,39].
We conducted a secondary analysis according to the data provided in the included articles. The results showed that the incidence rate of PSD was around 40.4%, which was significantly higher in the male than in the female population (χ2 = 196.17, p < 0.001), while there was no statistical difference in incidence rate between ischemic and hemorrhagic stroke groups (χ2 = 1.173, p = 0.279), as well as right and left hemispheric stroke groups (χ2 = 0.648, p = 0.412) (Table 4).
Table
Table 4. The incidence of PSD stratified by gender, type of stroke, and location of stroke.
Table 4. The incidence of PSD stratified by gender, type of stroke, and location of stroke.
StudyNumber of PatientsPSD vs. No PSDMale vs. FemaleIschemic vs. HemorrhagicRight vs. LeftInfratentorial vs. Supratentorial
Hess 2021 [11]n = 13284/4848/36NA36/4810/74
Zhang 2021 [43]n = 275113/16275/38NA52/43NA
Galovic 2017 [17]n = 62NANANANANA
Moon 2018 [37]n = 9090/057/3364/2650/3516/74
Moon 2022 [36]n = 40NANANANANA
Galovic 2013 [25]n = 94NANANANANA
Nakamori 2021 [38]n = 34245/29737/18NANANA
Jang 2017 [28]n = 8282/075/768/1426/11NA
Lapa 2021 [29]n = 11362/5127/24NA11/40NA
Wilmskoetter 2019 [13]n = 68NA32/36NANANA
Suntrup 2015 [44]n = 200NANANANANA
Flowers 2017 [14]n = 16076/8446/30NANANA
Kim 2016 [30]n = 3117/1412/5NA13/14NA
Im 2018 [31]n = 2121/013/814/79/12NA
Osawa 2013 [39]n = 5027/2313/1419/84/1213/3
Momosaki 2012 [32]n = 2010/108/22/8NANA
Calo 2010 [12]n = 207/14NANA10/10NA
Saito 2016 [40]n = 2020/07/13NA8/12NA
Dehaghani 2016 [36]n = 13354/7924/308/12NANA
Daniels 1996 [24]n = 16NANANA8/8NA
Broadley 2003 [41]n = 14974/7541/33NANANA
Steinhagen 2009 [42]n = 60NANANANA16/44
Gonzalez-Fernandez 2008 [34]n = 2914/157/7NA10/4NA
Galovic 2016 [35]n = 11912/1076/6NA5/7NA
Note: PSD, post-stroke dysphagia. NA, not applicable.

4. Discussion

The present study found that the PSD-related lobar and deep brain regions included the insular cortex, frontal lobe, temporal gyrus, basal ganglia, postcentral, precentral, precuneus, corona radiate, etc., in which the insular cortex might be most relevant to PSD and aspiration after PSD and was reported in 54.2% of included studies. Furthermore, the total incidence rate of PSD was around 40.4%, and the incidence of male was nearly 2.57 times as much as that of female.

4.1. The Lobar and Deep Brain Regions Participate in the Swallowing Function Regulation

The swallowing function is not only regulated by the medulla oblongata, but by the lobar and deep brain regions. Different lobar and deep brain regions participate in different aspects of swallowing function. For example, lobar regions like the parietal–temporal lobes are associated with oropharyngeal residue, while the somatosensory cortex governs and executes motions by controlling and providing feedback to the brainstem and is responsible for the laryngeal elevation and vestibular closure [13,45]. Besides, the deep brain regions are also involved in PSD. The basal ganglia are considered to participate in the sensory input of swallowing function [34,46], in which the internal capsule is involved in the oropharyngeal residue and aspiration after dysphagia [13,34], while the outer capsule is involved in laryngeal elevation and vestibular closure [13,35]. The periventricular white matter is related to the occurrence of PSD [12,31], and the corona radiata is related to the oropharyngeal residue, laryngeal elevation, and vestibular closure [13].

4.2. Insular Cortex May Be Most Relevant to PSD

The present study found that the insular cortex may be most relevant to PSD. The insular cortex is involved in an overwhelming variety of functions, including decision-making, complex social functions, addiction, and sensory processing, to represent feelings [47,48]. It is located in the deep brain part of the lateral fissure and covered by the parietal, frontal, and temporal lobes, which accept the projection fiber from the thalamic nucleus and participate in the swallowing coordination by sensory-motor integration [13]. Therefore, the insular cortex participates in the various aspects of the swallowing process, including OTT, tube dependency, pharyngeal transit time, and aspiration [17,25,31,35,37]. Damage to the insular cortex (e.g., brain trauma) is more likely to manifest as delayed swallowing initiation, decreased laryngeal elevation, and impairment of laryngeal vestibular closure [13,49,50].

4.3. Insular Cortex May Be Relevant to Aspiration after PSD

The aspiration is a common but serious sequela after PSD and is associated with abnormal swallow–breathing coordination [51]. The insular cortex may be involved in the aspiration process by participating in the swallow–breathing coordination. The swallow–breathing coordination center is often considered the medulla oblongata, in which the swCPG and respiratory center pattern generator (rCPG) participates in the regulation of swallow–breathing coordination directly [9,10]. A core aspect of swallow–breathing coordination is the reciprocal inhibition between swCPG and rCPG, and any injury or damage to the brainstem may lead to PSD and aspiration [52].
Meanwhile, the lobar and deep brain neural networks also play an important role in swallow–breathing coordination. On the one hand, the insular cortex participates in the coordination of swallowing function. The previous studies adopted fMRI to explore the features of the cerebral cortex for PSD patients and found that the insular cortex was activated obviously during the swallowing task [50]. For healthy volunteers, the insular cortex was also activated, and the functional connection was enhanced between the insular cortex and other brain regions during swallowing tasks, including the sensorimotor cortex, frontal lobe, and parietal lobe [49]. Besides, damage to the anterior insular would cause more serious symptoms, manifesting as severely impaired oral intake requiring acute tube insertion [35].
On the other hand, the insular cortex also participates in the coordination of respiratory function. Brain imaging studies have provided evidence that dyspnea is associated with activation of the insular cortex [53]. Meanwhile, Trevizan-Baú et al. adopted holera toxin subunit B (CT-B) for the retrograde tracing of the neural regulation of breathing and found that insular exists alongside a great number of neurons with CT-B labeled [54]. Van et al. used the pseudorabies virus (PRV) inoculation into the thyroarytenoid muscle, which participates in the breathing–swallowing coordination, showing that the PRV transfer from the peripheral to the swCPG, rCPG, hypothalamus, insular, and motor cortex. Besides, the different insular cortex regions might be involved in different breathing patterns, and damage to the posterior insular cortex is more likely to manifest as respiratory excitatory responses, while the anterior insular manifests as inhibitory respiratory responses [55]. Therefore, the insular cortex (especially the anterior insular) might be involved in the occurrence of aspiration after PSD by participating in the regulation of swallow–breathing coordination.
According to the previous research, we proposed a new hypothesis for the mechanism of the insular cortex on aspiration after PSD. Firstly, the brainstem receives input signals from peripheral organs (including the tongue, bronchial, and esophagus), in which the swCPG and rCPG located in the brainstem are reciprocal inhibition. Secondly, the thalamus receives input signals from the brainstem. Eventually, the insular cortex receives input signals from the thalamus. The stroke in the insular cortex may disturb the reciprocal inhibition relationship of swCPG and rCPG, which may lead to PSD and aspiration after PSD (Figure 3).

4.4. Clinical/Rehabilitative Implication of Normal Function for Insular Cortex

Several suggestions can be recommended according to our results. Firstly, the insular cortex participates in the various aspects of swallowing and can be a potentially promising target for the treatment of aspiration. For example, noninvasive brain stimulation (NIBS), including repetitive transcranial magnetic stimulation (rTMS) and transcranial direct current stimulation (tDCS), is a practical technique which has proved effective, and is widely used to promote the recovery of PSD [56]. However, the rTMS relies on accurate stimulation at specific brain regions to achieve clinical efficacy [57]. Therefore, the insular cortex may become the target in the treatment of PSD and aspiration. Secondly, brainstem stroke is reportedly the main incentive of PSD [58], however, the lobar and deep brain regions also participate in the swallowing function regulation [59]. After lobar and deep brain regions stroke, a comprehensive assessment may be needed to avoid serious complications according to our results.

4.5. Limitations

The present study has several limitations. First, the relationship between the brain stem and dysphagia is not investigated in the present study. Second, only studies that presented detailed stroke lesion sites were included, while those on the large areas of the brain regions were excluded, which might cause potential bias. Third, the studies included in the present research were limited to those in English, which may lead to bias. Fourth, the relationship between brain lesions and dysphagia after stroke was investigated based on qualitative analysis rather than quantitative analysis due to the limited data. Therefore, high-quality quantitative analysis studies are needed.

4.6. Conclusions

The PSD-related lobar and deep brain regions included the insular cortex, frontal lobe, parietal lobe, basal ganglia, etc., in which insular cortex may be the area most relevant to PSD and aspiration after PSD.

Supplementary Materials

The following supporting information can be downloaded at: https://www.mdpi.com/article/10.3390/brainsci12101334/s1.

Author Contributions

J.Q. and Z.W. are responsible for article retrieval and writing. X.C. is responsible for the statistical analysis and illustration drawing during revision. Q.Y., M.D. and Y.D. are responsible for the selection of articles and analysis of the data. Z.D. is responsible for the review of articles and ensuring that all listed authors have approved the manuscript before submission. All authors have read and agreed to the published version of the manuscript.

Funding

The authors disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This work has been sponsored by the Natural Science Foundation of China [NSFC, No. 82272617], and Science and Technology Program of Guangzhou [No. 201604020153].

Acknowledgments

We thank Z.W. for his professional assistance in language editing, and X.C. for her professional assistance in image editing during revision.

Conflicts of Interest

The authors declare no conflict of interest.

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Brainsci 12 01334 g001 550
Figure 1. The PRISMA flow diagram.
Figure 1. The PRISMA flow diagram.
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Figure 2. Illustration of lesion overlap and distribution for patients with post-stroke dysphagia (PSD). The insular cortex might be the most relevant brain region for PSD. (A) Lobar brain regions related to PSD. (B) Insular cortex and corresponding published articles in this review. (C) Deep brain regions related to PSD (including basal ganglia). (D) The percentages of specific brain regions related to PSD in the included studies. Note: the detailed information (including the lesion reported and the related studies) was shown in Table 2; L, left; R, right.
Figure 2. Illustration of lesion overlap and distribution for patients with post-stroke dysphagia (PSD). The insular cortex might be the most relevant brain region for PSD. (A) Lobar brain regions related to PSD. (B) Insular cortex and corresponding published articles in this review. (C) Deep brain regions related to PSD (including basal ganglia). (D) The percentages of specific brain regions related to PSD in the included studies. Note: the detailed information (including the lesion reported and the related studies) was shown in Table 2; L, left; R, right.
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Brainsci 12 01334 g003 550
Figure 3. A hypothesis for the mechanism of the insular cortex on aspiration after PSD based on previous studies. Firstly, the brainstem receives input signals from peripheral organs (including the tongue, bronchial, and esophagus), in which the swCPG and rCPG located in the brainstem are reciprocal inhibition. Secondly, the thalamus receives input signals from the brainstem. Eventually, the insular cortex receives input signals from the thalamus. The stroke in the insular cortex may disturb the reciprocal inhibition relationship of swCPG and rCPG, which may lead to PSD and aspiration after PSD. Note: PSD, post-stroke dysphagia; swCPG, swallowing center pattern generator; rCPG, respiratory center pattern generator. Green arrow, promotion; red arrow, inhabitation.
Figure 3. A hypothesis for the mechanism of the insular cortex on aspiration after PSD based on previous studies. Firstly, the brainstem receives input signals from peripheral organs (including the tongue, bronchial, and esophagus), in which the swCPG and rCPG located in the brainstem are reciprocal inhibition. Secondly, the thalamus receives input signals from the brainstem. Eventually, the insular cortex receives input signals from the thalamus. The stroke in the insular cortex may disturb the reciprocal inhibition relationship of swCPG and rCPG, which may lead to PSD and aspiration after PSD. Note: PSD, post-stroke dysphagia; swCPG, swallowing center pattern generator; rCPG, respiratory center pattern generator. Green arrow, promotion; red arrow, inhabitation.
Brainsci 12 01334 g003
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Qiao, J.; Wu, Z.; Cheng, X.; Ye, Q.; Dai, M.; Dai, Y.; Dou, Z. Effects of Insular Cortex on Post-Stroke Dysphagia: A Systematic Review and Meta Analysis. Brain Sci. 2022, 12, 1334. https://doi.org/10.3390/brainsci12101334

AMA Style

Qiao J, Wu Z, Cheng X, Ye Q, Dai M, Dai Y, Dou Z. Effects of Insular Cortex on Post-Stroke Dysphagia: A Systematic Review and Meta Analysis. Brain Sciences. 2022; 12(10):1334. https://doi.org/10.3390/brainsci12101334

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Qiao, Jia, Zhimin Wu, Xue Cheng, Qiuping Ye, Meng Dai, Yong Dai, and Zulin Dou. 2022. "Effects of Insular Cortex on Post-Stroke Dysphagia: A Systematic Review and Meta Analysis" Brain Sciences 12, no. 10: 1334. https://doi.org/10.3390/brainsci12101334

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