1. Introduction
The hydropower industry plays a crucial role worldwide in the electricity market and network frequency control. Nevertheless, the technology requires complex design and construction procedures. This industry highly relies on reaction turbines (which generate combined forces of pressure and moving water), particularly Francis turbines, which offer high flexibility in a wide range of heads and discharge compared to their counterparts, e.g., Kaplan and Propeller turbines [
1,
2,
3]. The initial tool that the hydropower plant designers relied on to understand the flow field through the plant elements was the Model Test. This method has been traditionally used to derive empirical equations for calculating the dimensions of hydropower turbines [
4,
5]. After significant development in numerical techniques and software since the 2000s, this approach has been widely used not only in the hydropower industry but also in a wide range of mechanical problems from water engineering to mechatronic and even non-Newtonian fluids due to its lower cost and faster results in comparison to experimental techniques [
6,
7,
8,
9,
10]. Computational tools are particularly suitable for investigating flow distribution, vortex formation, and draft tube vibration in hydropower turbines. This method has been widely used in the last two decades due to the development of powerful computational software to study fluid interaction with plant elements, including the draft tube [
11,
12,
13].
The draft tube optimum geometry has been a challenging topic in the last few years, and different geometries have been examined through computational tools. At the same time, several performance criteria have been targeted in previous studies. In 2010, different elbow draft tube curvatures were selected for the Francis turbine using CFD simulation. This research found the best geometry of the draft tube based on comparing the efficiency and pressure recovery factor [
14]. In another study in 2010 [
15], the results of the Francis turbine for the new geometry with a narrow diffuser width and high arch door shape at the diffuser exit were compared with the traditional geometry of the draft tube using CFD simulation and validated with experimental data. The computational results show that the RANS turbulence model and steady state condition under full load agree well with the model test results. In contrast, the URANS model cannot predict suitable results for the part load. The authors suggested further investigation to obtain the best turbulence model. In 2010, the optimum ratio of the height of the draft tube to the runner diameter and the draft tube’s length was computed using CFD simulation in a no-pier draft tube. The results show that the optimum height ratio is 2.24 and the optimum length ratio is 6.0, and a change in mass flow rate does not affect efficiency or loss in the draft tube. This research aimed to examine the ability of CFD simulation in complex geometry [
16]. Two geometrical configurations of the elbow draft tube in the Kaplan turbine were investigated in 2012. The research’s main target was to find the reasons for the drop in efficiency in the draft tube’s elbow [
17]. The effect of the conical draft tube and diffuser angle was investigated in the straight conical draft tube in 2012 using CFD simulation. The results show that both of the investigated parameters have significant effects on the performance of the draft tube [
18]. In 2013, using CFD simulation in Francis Turbine, the vortex rope and pressure distribution of three types of guide vanes were investigated on three draft tube types: zero, one, and two piers. To develop the results, the authors suggested performing the experimental work [
19]. The researcher investigated the effects of changing the draft tube diffuser on performance in 2014. The results show that the maximum efficiency was achieved in the draft tube length at 10.0 times the runner diameter. Also, the pier’s location after the elbow affects the velocity distribution significantly [
20]. In 2015, CFD schemes were used to find the Francis turbine draft tube’s flow field behavior and performance with Splitter at different locations in the elbow. Using the horizontal Splitter in the elbow causes the outlet flow to be uniform, but the efficiency of the turbine and draft tube decreases [
21]. Using CFD simulation, the design of the draft tube shape in the Francis turbine across rehabilitation was optimized in 2016. This research aimed to reduce flow loss and improve efficiency and energy recovery [
22].
CFD simulation and experimental methods were used to investigate the conical draft tube, cone angle, and outlet cross-section to determine the best efficiency point in 2017. The best cone angle has been reported as 7 to 8 degrees, and it was found that increasing the cone angle degree caused decreased efficiency and backflow creation [
23]. Moreover, in 2018, the Francis turbine draft tube height, length, elbow curvature radius, and outlet cross-section were targeted to optimize the draft tube design. It was found that the draft tube height of the inlet cone section, the width of the outlet section, and the elbow section curvature radius significantly affect the draft tube’s performance [
24]. Additionally, three types of elbow curves were studied to investigate Francis turbine efficiency in 2018. It was found that the draft tube in logarithmic spiral and hyperbolic–logarithmic spiral templates has the lowest loss coefficient and the highest efficiency, respectively [
25].
Although the previous research discussed the optimization of draft tube geometries and considered various influential factors in the initial design procedure, they all ignored the slight modifications that can occur in the ‘as built’ designs due to construction challenges, while the potential effect of such modifications on the operation and maintenance stages is unknown. It is a crucial piece of knowledge that links the design, construction, and operation phases, potentially influences the construction procedures, and introduces a new source of problems for troubleshooting purposes. Nevertheless, due to the interdisciplinary nature of the issue, this factor has always been overlooked.
This paper targets this significant gap and aims to investigate the potential effect of slight design modifications in the construction phase on flow characteristics; moreover, in a real industrial case based on numerical simulations, the applicability of troubleshooting methods is also investigated. Accordingly, despite the literature, this paper considers the slight differences between ‘initial design’ and ‘as-built design’ and uses CFD simulations in both geometries. The present study has mainly targeted the effect of increasing draft tube height on important flow characteristics. The current research has particularly aimed to shed light on pressure fluctuations and vortex rope, as these flow characteristics have never been investigated in the literature, and a deep understanding of these factors is essential to establishing a robust knowledge of draft tube vibrations. Additionally, the effect of air/water injection (as a common troubleshooting technique) is investigated in two geometries. Accordingly, the methodology and simulation specification are presented in
Section 2. Later, the results are presented and discussed in
Section 3, and the conclusions are made in
Section 4.
2. Methodology
A prototype Francis turbine at the Maroon Power Plant in Khuzestan Province, Iran, was investigated in this research.
Table 1 shows nominal specifications based on the design parameters of the Maroon turbine. The studies in this particular power plant show that vortex-induced vibrations are a significant problem in this plant. Therefore, investigating the issue and finding a solution would be a point of interest to both researchers and industrial applications.
The simulation was carried out in both steady and unsteady conditions. In the former, the domain included the spiral case, the stay vanes, the guide vanes, the runner, and the draft tube (
Figure 1a), while in the latter, the stay vanes to the draft tube outlet were simulated (
Figure 1b).
Figure 1c,d show the runner and draft tube dimensions.
Governing equations, including the continuity, momentum, and turbulence equations, are required for the flow field simulation. Reynolds-averaged Navier–Stokes equations for an incompressible and Newtonian fluid are as follows [
26]:
where
is density, υ is kinematic viscosity,
is the average velocity, and
is the average pressure.
Using the Boussinesq equation and the Reynolds stress tensor,
is obtained as [
26]:
υt, ε, and k are kinematic turbulence viscosity, turbulence dissipation rate, and turbulence kinetic energy, respectively.
Mass flow inlet, turbulence kinetic energy (k), and specific dissipation rate (ω) were considered for spiral case inlet boundary conditions. The turbulence kinetic energy and specific dissipation rate are obtained below [
27]:
where u
ave is average velocity. Moreover, I and l, the turbulence intensity and turbulence length scale, respectively, are calculated below [
27]:
Here, Dh is the hydraulic diameter. The outlet boundary condition was calculated based on pressure, turbulence intensity, and turbulence length scale.
The pressure value is calculated at three operating points according to Equation (9) [
28],
Table 2, and
Figure 2.
where L is the distance between the tailrace and the midline of the draft tube outlet elevations, p
2 is the draft tube pressure outlet, and p
a is atmospheric pressure. The draft tube’s upper and lower edge elevations are 349.5 and 346 m above sea level, respectively. In
Table 2, the percent of partial discharge operating point is explained as the discharge of the turbine over optimum efficiency discharge (Q/Q
opt × 100).
A total cell number of 2,631,341 was selected, considering grid quality and the grid independence test, using an analysis of the grid convergence index (GCI) as mentioned in detail in [
29,
30]. Moreover, structured and unstructured grid types were used in the draft tube and the rest of the geometry, respectively. The tangential, radial, and axial velocities, TKE (Turbulence Kinetic Energy), and ω at the beginning of the stay vanes were extracted at three operating points in the inlet of steady state.
By eliminating the spiral case, the flow was simulated from the stay vanes to the draft tube outlet in an unsteady state. Without the spiral case, the number of cells was reduced by 2,120,295, and the program run time was reduced by 41%. Therefore, the spiral case was not considered in an unsteady state simulation because of the shorter program running time.
In the current research, y+ was used 50 because this value equals the wall function schemes under no transitional flow conditions and the SST k–ω model [
27,
29].
Three methods can be used for validation, as mentioned in [
29,
30]. In the first method, which is based on the ASME standard [
31], the accuracy of the current simulation was verified by comparison with EPFL University’s draft tube model simulation results, as experimental data are available for the EPFL model. In the second method, the static pressure obtained from the pressure gauge installed 1 m below the turbine band was used to compare the simulation results with the experimental data [
29]. In the third approach (based on the Winter–Kennedy method), the pressure difference between two points on the spiral case was compared with the simulation results [
29,
30]. The flow in the EPFL draft tube model was simulated in the first method using the SIMPLE algorithm and various turbulence models such as SST k–ω, RNG, k–ε, RSM, and Realizable. Different discretization schemes were implemented, such as power law, second-order upwind, MUSCL, and QUICK. Later, the results were compared with the experimental values. The comparison showed that the SST k–ω model and the power-law discretization scheme have the best outcome [
29,
30].
In addition to comparing the simulation results with experimental data, an analysis of the iterative convergence error value in the EPFL model is obtained with Equation (10) [
30]:
MSR and TMF are the residual sources of mass and mass flux through the domain, respectively. The results show that for the SST turbulence model, the iterative convergence error for the power law is smaller (Iterative convergence error = 8.95 × 10
−6) than the value obtained for the second-order (Iterative convergence error = 1.1 × 10
−4). Consequently, the power law method demonstrates a more accurate response [
29,
30].
For the second method, comparisons of the simulation with experimental results at three operating points of the Maroon Power Plant (66.6%, 86.2%, and 100%) were performed, giving resulting errors of 8%, 12.7%, and 19.3% for the three operating points, respectively (
Table 3). Therefore, the results are within an acceptable range [
29,
30].
In addition to the above procedures, the Winter–Kennedy method was used to estimate the accuracy of the results. In this method, the difference in pressure between two points in the hydropower plant is calculated as follows [
29,
30,
32]:
Measuring the pressure difference in the Maroon hydropower spiral case gives
m = 9.004523 and
n = 0.5 [
32]. In Equation (11),
Q and
are the inlet turbine flow rate and the difference in pressure between the two points in the spiral case, respectively. The errors calculated at the three operating points (66.6%, 86.2%, and 100%) are 13.8%, 9.8%, and 6.23%, respectively (
Table 4). Consequently, the determined errors are within an acceptable range [
29,
30].
The time-step length is considered the time required for a one-degree runner rotation (0.00208 s) [
12,
29,
30]. Using FLUENT 6.3.26 and two single computers with an i7-4790 CPU at 3.6 GHz, the residuals and maximum sub-iteration convergence criteria were considered 10
−8 and 20, respectively. Each time step took about 240 s. The unsteady-state solution proceeded for up to 5 s; no significant changes were observed in the flow parameters after this time.
After the flow field simulation at three operating points, the injection water and air were added from the center of the runner cone and from 72 nozzles on the perimeter of the draft tube from the discharge ring, respectively [
29]. The amount of water/air injection at three operating points is shown in
Table 5. The selection of air, water, or combined air and water injection in different conditions was based on the reasons presented by [
29,
30].
3. Results
The axial static pressure contour and vortex rope in the draft tube are shown in
Figure 3a–c. As expected, increasing the guide vane opening degree causes a low-pressure area and the vortex rope size to decrease. In previous research, the vortex rope in overload conditions has an onion shape [
33,
34]. The results of the current study (
Figure 3c) align with this finding.
After flow simulation without injection, water/air injection was added based on
Table 5 at three operating points. At 86.2% and 100% operating points, air injection from 72 nozzles on the perimeter of the draft tube from the discharge ring was considered, and at the 66.6% operating point, combined air and water injection were considered. Water was injected from the center of the runner cone.
Figure 4a–c show pressure fluctuations on the wall at 2.3 m below the draft tube inlet and with and without injection at three operating points. The results show that pressure fluctuations increase gradually at the different operating points. Four seconds after beginning injection, pressure fluctuations increase from 1.2 to 2.8 times higher compared to the first second of injection.
The location of air injection was changed to the runner cone center to find the reason for the increasing pressure fluctuations.
The flow was simulated again without and with air injection at the 86.2% operating point. Nozzle diameter and air velocity are unknown when air is injected from the center of the runner cone. Thus, using the Strouhal number similarity, there is a similarity between two conditions: air injection from the discharge ring and the runner cone’s center. Equations (12) and (13) show the relations between the Strouhal number and the discharge of the nozzle [
34]:
St, f, l, u, A, and Q are Strouhal numbers, rotation frequency, characteristic length (hydraulic diameter), velocity, area based on air nozzle diameter, and air discharge, respectively.
Note that, in injection from the perimeter of the draft tube, the air was injected from 72 nozzles whose discharge and velocity have known data, whereas, in air injection from the runner cone center, both nozzle diameter and air velocity are unknown [
29,
30].
Pressure fluctuations on the draft tube wall during air injection from the runner cone center are shown in
Figure 5. Similar to previous results, injection from the runner cone center still causes increasing pressure fluctuations.
Previous research shows that injection from the runner cone center causes increasing flow turbulence in the center of the draft tube and vortex rope area [
29,
35].
Figure 5 demonstrates that the ratio between the second four and the second one after injection is approximately 3.6. Therefore, it is consistent with previous research.
The obtained results show that, despite injection causing decreasing pressure fluctuations on the draft tube wall, pressure fluctuations were increased in this study. Regarding the obtained results, changing the air injection location does not affect increasing pressure fluctuations. Another scenario was followed to find the reason. Accordingly, all as-built and initially approved design drawings were investigated, and it was found that there was a slight change in the height of the draft tube during execution [
36].
Figure 6 shows the difference between initially designed geometry and as-built geometry. Due to the topography of the draft tube installation location and the requirement of the installation of the draft tube in unit 1 and the draft tube in development in unit 2 at the same elevation, a change in draft tube height was considered and caused 5 m differences between as-built and initially approved designs in unit 1.
The flow field was simulated again to investigate the potential effect of such a slight difference on the results by removing the extra part at the operating point of 86.2%.
Figure 7 and
Figure 8 show pressure fluctuation on the draft tube wall (without and with air injection), axial static pressure contour, and vortex rope. According to
Figure 7, the increasing trend is not observed after injection, and the pressure fluctuations have decreased. Also, a shorter vortex can be seen.
Comparing
Figure 4b and
Figure 7, it is evident that the injection technique is only influential in initially designed geometry, not as-built geometry. To further investigate this finding, simulations from a design perspective have compared as-built and initially approved design [
36,
37] sizes with dimensions obtained from Francis turbine empirical equations [
5,
38].
Therefore, using Equations (14)–(16), runner diameter and draft tube height (B1 in
Figure 6) are calculated as follows [
5,
38]:
Hn, n, D3, and ns are the design head, runner speed in revolutions per minute, runner diameter, and specific speed, respectively.
Calculated values from Equations (14) and (16) have been compared with as-built and initially designed dimensions in
Table 6. Based on the mentioned equations, runner diameter, and draft tube height have a direct relationship. However,
Table 6 shows that the draft tube height and runner diameter in the calculated and initially approved design dimensions have the same order. But in the as-built geometry, despite the increased draft tube height, the runner diameter has been kept constant, and the value of the draft tube dimension is approximately three times the runner diameter dimension. Therefore, based on CFD simulation and investigation of pressure fluctuations on the wall without and with injection in two geometries: as-built design and by removing extra parts in the draft tube, changes in turbine dimension can cause significant problems and endanger safety.
In addition to the above argument, the optimum proportions of Francis turbine draft tubes can be calculated based on the USBR standard. Accordingly, the optimum height of the draft tube, from the inlet draft tube to the elbow (h in
Figure 9), is 2.5 times the runner diameter [
39].
Table 7 shows the calculated parameter “h” in
Figure 9. As can be seen, the Maroon draft tube height is approximately 2.0 times higher than the standard height, which has caused unsafety and an unusual increase in pressure fluctuation after injection in this hydropower plant.
4. Conclusions
This research examined the potential operational consequences of a slight change in the draft tube design parameters in the construction phase. Accordingly, the flow was simulated in a prototype turbine from the stay vanes to the draft tube outlet based on the SST k–ω turbulence model and a power-law discretization scheme in an unsteady state at three operating points: 66.6%, 86.2%, and 100%. Moreover, the effect of injection on pressure fluctuations was studied using air injection at two operating points: 86.2% and 100% from 72 nozzles on the perimeter of the draft tube from the discharge ring, and combined air and water injection at the 66.6% operating point. At the 66.6% operating point, air is injected, similar to the 86.2% and 100% operating points, and water is injected from the center of the runner cone.
The results show that, although injection is the commonly used method for reducing pressure fluctuations and vortex area, in the as-built geometry, the injection made pressure fluctuations worse, and this parameter was increased from 1.2 to 2.8 times at different operating points compared with one second after injection. Additionally, changing the air injection location from the draft tube’s perimeter in the discharge ring to the center of the runner cone does not affect the decrease in pressure fluctuations. It increases the turbulence in the fluid, which shows the unexpected increase in pressure fluctuations is independent of the injection location. Nevertheless, the pressure fluctuations significantly decreased when the flow field was simulated in the initially approved design without and with air injection. Consequently, the difference between the two geometries causes different responses to the injection.
Interestingly, the difference between the two geometries was slight in draft tube height. Accordingly, due to the topography difference between the draft tube outlets in the two hydropower units, 5 m was added to the draft tube height in the construction phase. Consequently, the slight change in the draft tube’s height has dramatically affected its response to the injection technique. This finding agrees with the empirical Francis turbine dimension equations [
38], where the runner diameter and draft tube height have a direct relationship. Consequently, when the draft tube height is changed in the construction phase, other corresponding parameters, including the runner diameter, must be adjusted; otherwise, serious operational problems can be expected, which can cause increasing operating and maintenance costs, decreasing hydropower efficiency, and significant challenges in using standard troubleshooting techniques.