1. Introduction
In order to limit carbon emissions from the global transportation system to 1.9 billion tons by 2030, the use of electric vehicles (EVs) and plug-in hybrid electric vehicles (PHEVs) is gradually increasing, and they are replacing internal combustion engine vehicles (ICEVs), serving as effective alternatives. However, in reality, EVs and PHEVs are not ideally environmentally friendly vehicles, the resulting pollution can even exceed that caused by mature ICEVs in some areas. For example, in the production stage, the lithium and cobalt in lithium batteries and the rare earth permanent magnets in electric motors will result in more pollution. In the energy generation stage, the high proportion of fossil fuels used to power EVs causes them to produce more carbon emissions than ICEVs. To evaluate carbon emissions and the environmental efficiency of EVs and PHEVs, the life cycle analysis (LCA) method has been widely used by automobile manufacturers to demonstrate the environmental efficiency and potential of their vehicles, including the Chevrolet Volt (General Motors), the Audi Q5 and Q4 e-tron (Audi), and the BMW iX3(BMW) and BYD e6(BYD).
Some LCA results have shown that the environmental efficiency of EVs and PHEVs varies between countries. For example, in Europe, Denmark, Germany, Italy, Portugal and Spain demonstrate lower carbon emissions and higher environmental efficiency when EVs and PHEVs are widely used, due to their greater utilization of clean energy from wind, solar, nuclear and tidal power [
1]. In Asia, it is feasible to implement EVs on a large scale in China and India; this is not feasible in Indonesia due to high carbon emissions per unit of electricity production [
2].
Although previous studies have examined the environmental benefits of promoting EVs in different countries, the results of environmental efficiency at the national level are difficult to apply at the regional level because of energy exchange between regions and more complex vehicle operating environments [
3,
4,
5,
6,
7]. For example, Beijing’s local emissions of carbon dioxide (CO
2), nitrogen oxides (NOx) and PM2.5 can be easily reduced due to Beijing’s energy dependence on Shaanxi and Neimenggu provinces [
8]. In this case, energy exchange between provinces causes the environmental efficiency of EVs to be very different in each province. These differences in environment efficiency between regions may be caused by a variety of factors, including diversified energy sources [
1,
9], climate change [
10,
11], road conditions [
12], charging infrastructure [
13] and so on. The existing conclusions at the national level are not sufficient to reflect the data and provide theoretical support at the regional level.
However, using LCA alone to measure environmental efficiency in different regions is not an ideal method, as evaluating differences in efficiency among similar entities is not a strong point of LCA [
14,
15,
16]. Combining data envelopment analysis (DEA) and LCA into a unified framework is an innovative approach in sustainability assessment that helps to overcome the limitations of the simple LCA framework and provides a consistent framework for the quantitative benchmarking of performance indicators when evaluating multiple similar entities [
17,
18]. DEA can be used to evaluate the environmental efficiency of similar entities using a multiple-stage, multi-dimensional index and dynamic time [
19,
20,
21,
22,
23], and DEA can be organically combined with other evaluation methods to make the evaluation models fit the practice [
17,
24]. The idea of using the LCA+DEA model is to use the LCA model to collect the life cycle index of the product and evaluate the existing life cycle results of it and use the DEA model to evaluate the efficiency of the life cycle index and results. LCA provides basic data for the calculation of the DEA model [
24]. Nevertheless, there are challenges in using the LCA+DEA model, including lack of identification in inefficiency factors, the necessity of updating the original DEA model [
16], and the accuracy of decision-making units (DMUs) [
25], making it difficult to evaluate environmental efficiency and identify problems.
In this study, we used an updated LCA+DEA model to evaluate the differences in carbon emissions and environmental efficiency across 30 different provinces in China. We also created an indicator that was able to simulate different road conditions to reflect driving behavior across a vehicle’s life cycle. The main contributions of this paper are as follows: (1) The two-stage slack-based model (SBM)-DEA method is combined with the LCA model for evaluating the environmental efficiency of vehicles, which is more consistent with the phase division of well-to-tank (WTT) and tank-to-wheel (TTW), in order to cover the full range of indicators with the aim of evaluating the vehicle life cycle as far as possible and to select key indicators for efficiency evaluation. (2) In addition, a road congestion indicator is constructed to simulate different road conditions in different regions, with the aim of describing the approximate driving conditions of vehicles in different provinces throughout their life cycles. (3) An interesting conclusion is that it is more important to maintain existing environmental efficiency than to continue to improve it when environmental efficiency is already high enough.
The rest of this paper is structured as follows:
Section 2 introduces the existing research situation and the research gaps filled by this paper. In
Section 3, LCA+DEA is used to calculate and display the indicators and data used in the WTT and TTW stages.
Section 4 analyzes the LCA data and the causes of changes under two-stage SBM-DEA model optimization. In
Section 5, the policies described in our research are summarized and discussed.
4. Results and Discussion
In this section, the results obtained from the LCA+DEA evaluation model are discussed. In
Section 4.1, the efficiency results obtained in WTT are discussed, and in
Section 4.2, the efficiency results obtained for WTT and WTW are discussed.
4.1. Provincial WTT-Stage Vehicle Environmental Efficiency
Based on previous research, the results for WTT-stage vehicles (divided into pure electric models and non-pure electric models) are shown in
Tables S5 and S6 (see
Supplementary Material S1), where each province’s WTT efficiency is in the last column of the table. In the pure electric model, which only provides electricity, Fujian, Hubei, Guangxi and Hainan are less efficient because of the high carbon emissions per unit of energy production (98.358 CO
2-eq g/MJ, 103.228 CO
2-eq g/MJ, 83.226 CO
2-eq g/MJ and 62.510 CO
2-eq g/MJ, respectively). The provinces’ optimization strategies are centered on the thermal power ratio and the electricity self-sufficiency ratio. For example, the Fujian and Hubei provinces mainly need to focus on the clean production of kerosene and diesel and reduce the proportion of thermal power generation, while Guangxi and Hainan provinces mainly need to improve their own power reliability.
In addition, we discovered an interesting phenomenon whereby, under the pure electric model, Beijing has a high efficiency with a high proportion of thermal power, low emissions due to energy production per unit, and the lowest electricity self-sufficiency ratio, while Sichuan, Yunnan and Qinghai have a low efficiency and a high electricity self-sufficiency ratio, a low proportion of thermal power, and low emissions due to energy production per unit. The efficiency of Yunnan is only 0.016. This phenomenon results from the high rate of electricity autonomy and the high proportion of hydropower generation. Clean energy is highly influenced by weather and climate [
37,
72], and the drought in the second half of 2022 caused a sharp decrease in power supply in Sichuan and Yunnan, which rely on hydroelectric power generation, and the resulting power gap was made up by power outages. Meanwhile, Shanghai, which relies on power from Sichuan, was not seriously affected due to the wide distribution of power sources. In addition, it can be seen from
Table S5 (see
Supplementary Material S1) that carbon emissions per unit of power consumption in Sichuan, Yunnan and Qinghai do not need to be optimized, indicating that, rather than reducing carbon emissions arising from power consumption, Sichuan, Yunnan and Qinghai should strengthen their inter-provincial power transmission or ensure the proportion of thermal power generation [
37,
79], thus improving the power toughness and ensuring that electricity generation will be gradually reduced when affected by environmental factors.
4.2. Provincial TTW-Stage Vehicle Environmental Efficiency
The model efficiency results of the TTW stage affected by the WTT stage are shown in
Supplementary Material S5. We selected the most efficient result as the final result for the TTW stage. Therefore, the optimization results of ICEVs, HEVs, PHEVs and EVs at the TTW stage with the highest efficiency are shown in
Tables S7–S10 (see
Supplementary Materials S1), respectively, where the EV model does not include intermediate input variable ICE emissions.
The low temperature during winter and spring in Heilongjiang, Liaoning and Jilin provinces has a great impact on the energy consumption of the four types of vehicle. Owing to its unique geographical location, Qinghai still has a great impact on the environment of three types of vehicle, with EVs being the exception. The reason the impact on EVs is not obvious is the low carbon emissions per unit of power consumption in Qinghai. While Neimenggu, Gansu and Xinjiang have less of an impact on the temperature of PHEVs and EVs than the three northeastern provinces, manufacturers still need their vehicles to pass stringent temperature tests, which are similar to those required by BYD, before launching their products in these regions.
The energy consumption of EVs in provinces does not increase significantly with higher traffic congestion, such as in the case of Ningxia, Qinghai and Beijing, because they are more efficient in low-speed environments. Therefore, not all provinces need to be concerned about the additional carbon emissions that result from EVs in congested areas. Beijing, Hebei, Zhejiang, Fujian, Guangdong, Chongqing, Sichuan, Guizhou, Ningxia and Xinjiang need to invest more resources into tackling congestion in order to reduce carbon emissions, but the factors are different. Beijing, Chongqing, Ningxia and Xinjiang are mainly due to the congestion of their capital cities and the large number of vehicles in capital cities, while Hebei, Zhejiang, Fujian, Guangdong and Guizhou have multiple congested cities within the province as a whole, and each congested city also has a certain number of vehicles.
Finally, we compared the total efficiency of four vehicle types in the WTW stage (see
Figure 9) and compared WTW emissions before EV optimization in each province as the benchmark with those of ICEVs, HEVs and PHEVs in each province, as shown in
Figure 10. The efficiency curves for ICEVs and HEVs are basically the same, but the efficiencies of Beijing, Shanghai, Zhejiang and Ningxia are lower than those for ICEVs and HEVs. This influence is caused by a multifaceted set of factors. The differences in temperature in ICEVs and HEVs result in differences in environmental efficiency in Liaoning, Jilin and Heilongjiang, while the difference in environmental efficiency in Shandong is due to congestion. Due to the combined influence of emissions due to electricity consumption and the temperature coefficient, the environmental efficiency of PHEVs and EVs in Jilin and Heilongjiang is not ideal. Moreover, Yunnan and Qinghai are not ideal due to the lower proportion of thermal power and the higher electricity self-sufficiency ratio. The main reason for these suboptimal results is that hydropower, like other clean power sources, is influenced by seasonal changes and the climate. To improve environmental efficiency, it is necessary to modify the hydropower ratios and electricity self-sufficiency ratios to increase resilience to electricity outages.
Contrary to the conclusions of Gan [
10], we found that the WTW carbon emissions of an EV is basically lower than that of an ICEV (except in Heilongjiang Province), and the difference between EVs and ICEVs is affected by the energy composition and power composition of each province when taking the influence of temperature caused by climate and congestion caused by road conditions into consideration. Three factors contribute to this difference: (1) we updated the CO
2 coefficient of CH4 to 34 based on Recipe2017; (2) our data cover the years 2019–2021, while Gan’s data were from before 2017; (3) we considered the impact of congestion on vehicle energy consumption and different fuel choices, whereas Gan’s study only used gasoline as the fuel for ICEVs, HEVs and PHEVs.
5. Conclusions
In this study, the characteristics of provinces, including differences in fuel production, power production, inter-provincial power transportation and climate change, were considered. This study also constructed a new road congestion indicator that is able to simulate different road conditions at different times and in different regions. Moreover, we combined LCA and two-stage SBM-DEA models into a more realistic model in order to calculate the WTW carbon emissions and environmental efficiency of four types of vehicle in 30 provinces in China. We found that the WTW emission range of ICEVs was 288.28–217.40 CO2-eq g/km, the WTW emission range of HEVs was 183.98–138.97 CO2-eq g/km, and the WTW emission range was 231.70–55.17 CO2-eq g/km for PHEVs and 248.20–26.67 CO2-eq g/km for EVs. The WTW carbon emissions of EVs were generally lower than that of ICEVs (except in Heilongjiang Province).
On the basis of this research, the management implications at the provincial level can be summarized as follows. (1) While increasing the proportion of clean energy in electric power to significantly reduce carbon emissions, provinces should maintain a certain proportion of thermal power and inter-provincial power transmission to ensure power toughness and sustainability to prevent the occurrence of power shortage in the Yunnan-Guizhou Plateau in the second half of 2022. (2) The temperature coefficient mainly affects the environmental efficiency of PHEVs and EVs with motors as the power source. To minimize the effect of temperature on EVs, extreme temperature testing, especially extreme low-temperature testing, is particularly important for EVs [
37]. This kind of performance measurement should not only be carried out by vehicle manufactures like BYD; rather, governments should also participate in this, as the impact of climate on cars will ultimately result in additional carbon emissions and reduced environmental efficiency in each province. (3) The congestion coefficient mainly affects the environmental efficiency of ICEVs and HEVs with internal combustion engines as the power source. That is to say, with the increase in EV retention ratio in each province, the higher road congestion adaptability of EVs makes it unnecessary for the government to increase their investment in traffic congestion relief. However, this assumes that the energy consumption of EVs and ICEVs does not change significantly.
This study nevertheless has the following shortcomings: (1) there are still many non-localized data points in the GREET2021 database; (2) WTW’s energy production and vehicle operation have a chronological sequence that needs to be reflected in either the data or the model; (3) in two-stage SBM-DEA, the priority of the second stage should also be considered.
Further research is needed to evaluate the carbon emissions and environmental efficiency of vehicles in different provinces. Can energy transportation bring about changes in carbon emissions and environmental efficiency in some provinces? Can power shortage caused by drought in the Yunnan-Guizhou Plateau in the second half of 2022 be quantified and simulated in the model? Can big data be further used to expand the coverage of cities and broaden the time range?