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Article

Environmental Warning System Based on the DPSIR Model: A Practical and Concise Method for Environmental Assessment

1
College of Environmental Science and Engineering, Nankai University, Tianjin 300350, China
2
Yunnan Provincial Appraisal Center for Environmental Engineering, Kunming 650032, China
*
Authors to whom correspondence should be addressed.
Sustainability 2018, 10(6), 1728; https://doi.org/10.3390/su10061728
Submission received: 7 May 2018 / Revised: 17 May 2018 / Accepted: 17 May 2018 / Published: 25 May 2018

Abstract

:
Though we are in urgent need of environmental warnings to slow environmental deterioration, currently, there is no internationally concise method for environmental warnings. In addition, the existing approaches do not combine the three aspects of ecology, resources, and environment. At the same time, the three elements of the environment (air, water, and soil) are separated in most environmental warning systems. Thus, the method this paper gives is an innovative attempt and aims to make environmental assessment more practical. This paper establishes the index system of an environmental early warning based on the Driving–Pressure–State–Influence–Response (DPSIR) model. The Analytic Hierarchy Process (AHP) method was used to determine the weights. Next, single and integrated index methods further assess the environmental warning state, in which the weighted summation method is used to summarize the data and results. The case of Tianjin is used to confirm the applicability of this method. In conclusion, the method in this paper is more well-behaved and, therefore, more suitable to assist cities in their environmental assessment.

1. Introduction

With the development of society, although the economic development met the growing material needs of people, it also brought a great negative externality to the environment, such as the rise of the particulate matter that has an aerodynamic diameter of 2.5 microns or smaller (PM2.5), the eruption of cyanobacteria, the emergence of black and smelly rivers, and the heavy metal pollution of the soil. These environmental deterioration problems have attracted widespread attention and urgently call for more effective environmental governance policies to reduce the environmental pollution. Only by doing this can we achieve a win–win situation for economic development and environmental protection. Furthermore, environmental warning, as an effective policy, can speed up the construction of ecological civilization and ecological protection.
Early warning, that is, the provision of timely and effective information through identified institutions, allows individuals exposed to a hazard to take action to avoid or reduce their risk and prepare an effective response [1]. Similarly, timely environmental warnings can predict the degradation and deterioration of environmental quality caused by industrial development activities [2]. They have a pioneering, predictive, and advanced function, as well as a vigilance effect on the evolutionary trend, direction, speed, and consequences [3]. Therefore, carrying out environmental early warning is an important measure to implement decision-making arrangements and promote the formation of a green development mode. It is also a key point for promoting environmental impact assessment (EIA) and strategic environmental assessment (SEA) and improving land space governance system.
In previous studies, environmental warnings were divided into environmental carrying capacity warning, environmental risk warning, and environmental ecology warning.
Environmental carrying capacity warning is still in its infancy. The study of environmental carrying capacity evolved from the study of the land carrying capacity in ecology and the concept of environmental capacity [4]. In the past years, Scholars [5,6,7,8,9] introduced early warning systems for marine, livestock and poultry breeding, and river carrying capacity. At this stage, many carrying capacity warning methods are beginning to emerge, such as the Long-Term Ecosystem Research and Monitoring Method (LTERM) proposed by Parr. In the last five years, early warning systems for marine carrying capacity have developed tremendously, such as for Xiamen Bay [10] and Qingdao [11]. Moreover, the water carrying capacity warning has entered a period of rapid growth [12,13,14,15,16,17], including in Yogyakarta Urban Area (YUA), the Liao River Basin, the Haihe, Yangtze River, and Kunming. It is worth mentioning that more and more scholars turn from single carrying capacity warning to the comprehensive carrying capacity warning, such as case studies of Henan Province [18] and the Beijing–Tianjin–Hebei region [19]. At the same time, many methods have been adopted to calculate carrying capacity in early warning systems such as index evaluation, state space, the ecological footprint, the system dynamics model, single factor analysis, fuzzy comprehensive evaluation, and studio analysis [20].
With the increasing importance of accidental pollution incidents control, environmental risk warning has gained widespread attention in developed countries since the 1970s. In 1989, the United Nations Environment Program proposed the Awareness and Preparedness for Emergencies at Local Level (APELL) Program [21]. As early as the last century, the Danube River Basin Water Pollution Warning System was developed jointly by Germany and Austria, and the German water pollution early warning system was developed in the Rhine River Basin [22]. Today, through thirty years of development, the environmental risk warning system has already made great progress in a range of applications, which usually focused on the water quality emergency risk and catastrophes. Accordingly, with the development of the water quality emergency risk, a mobile environment decision support system (MEWSUB) [23,24,25] has been built and, for catastrophe warning, the United Nations’ International Strategy for Disaster Reduction (ISDR) suggested that early warning systems possessed the following four mechanisms [26,27]: risk knowledge, monitoring and warning service, dissemination and communication, and response capability. In addition, since 2013, the Ministry of Environmental Protection issued a notice that, to improve air pollution prevention and mitigate the impact of pollution, all localities should strengthen the air early warning under the heavily polluted weather. Therefore, Chinese scholars [28,29,30] used forecasting models and fuzzy evaluation to make early warning systems in Taiyuan, Harbin, Chongqing, Chengdu, and Hangzhou.
Since the development of environmental ecology warning, relevant theories have been constantly improved and technical methods have been updated, and there were both single warnings and comprehensive warnings in ecological warning. In terms of single warnings, there were flood warning systems, pasture warning systems, and soil warning systems. In terms of comprehensive warning, the United Nations Development Program established the Division of Early Warning and Assessment (DEWA) system. In addition to the establishment of national institutions, scholars also concentrated on comprehensive warnings on soil, cultivated land, and agriculture [31,32,33,34]. In China, the research on environmental ecological warning has been given more attention by academics. At the provincial and municipal scales, scholars used gray system theory and BP artificial neural networks to study the influence of factors in Inner Mongolia Autonomous Region, Suzhou, Kaifeng, Huangshan, Zhengzhou, and Shanghai to propose measures for sustainable development [35,36]. At the environmental ecology warning river basins scale, scholars used available environmental ecology warning data to study the typical river basin in the Yellow River Delta, Dongting Lake, Chaohu Lake, Tumen River, Tuojiang River, Wujiang River, and Heihe River [37,38,39].
In July 2016, the Ministry of Environmental Protection published the “Implementation Plan for the Reform of Environmental Impact Assessment in the 13th Five-Year Plan period” [40], calling for the establishment of environment early warning systems based on big data, formulating early warning indicator systems, models, and technical methods. To meet new requirements, we have to reconstruct the index system of environmental warnings.
Combining the three major environmental factors of water, atmosphere, and soil, and considering the related requirements in China’s strategic environmental assessment (SEA), this study innovatively divided environmental early warning into three aspects. The first one is environmental ecology warning, which can reflect the current situation and trend of ecology overall. The second one is the environmental quality warning, which represents not only a better or worse environment, but also the bottom line of the environmental elements. Environmental quality warning in this study is similar to the environmental carrying capacity warning, but it is more accurate than the carrying capacity warning in reflecting the environmental deterioration trend. Briefly, environmental quality warning, in this study, is that which starts an early warning before it reaches its bearing capacity. The last one is environmental resources warning. In this research, we mainly study water resources warnings, which can delimit the upper limit of water resources utilization.
This paper is divided into six sections. Section 1 is the research background and status quo at home and abroad. Section 2 introduces the research methods, including the model selection, construction of index system, weight determination, index grading and two index evaluation methods. In Section 3, a case study of Tianjin is used to verify the rationality of the methods. The results show that the ecological environment in Tianjin is facing more pressure and the air, water, soil, and ecosystems are in poor condition. To promote the sustainable and coordinated development of the environment and economy in Tianjin, ecological corridors and biodiversity conservation networks should be established. Finally, some significant discussion points and conclusions are listed.

2. Methods

2.1. Model Selection

At present, most of the studies on index systems adopt the Driving–Pressure–State–Influence–Response (DPSIR) model. In 1979, Canada pioneered the State–Response (S–R) model. Later, the S–R model evolved into the Pressure–State–Response (PSR) model. Afterwards, the PSR model evolved into DPSIR model that included human activities, stress, environmental state, impacts on ecosystems, human health, and political responses [41,42].
The practical application over the years has shown that the DPSIR model has the advantages of comprehensiveness, operability, systematization, and integrity. First, the DPSIR model covers important elements of economy, society, resources, and environment, which can clearly and simply reflect the relationship between the environment and other factors, thus it can provide a scientific theoretical basis for policymakers. Secondly, it not only indicates the influence of society, economic development, and human behavior on the consumption of resources and ecological environment, but also shows the feedback of human behavior and its final lead to the state of resources and environment, which makes the whole system a cycle. Thirdly, it provides a basic framework for the construction of the environmental index system and is suitable for early warnings and the assessment of the environment. Lastly, its evaluation process is relatively easy to operate and use, which brings convenience to scientific researchers.
Therefore, this study used the DPSIR model as a research method.

2.2. Construction of the Index System

Based on the DPSIR model, reference was made to the “National Environmental Protection Plan for the Thirteenth Five-year” [43], “Opinions on Implementing a Strict Water Resources Management System” [44], ”Opinions on the Delineation and Strict Adherence to the Control Line of Ecological Protection” [45], and “the Technical Guide for the Delimitation of the Control Line of Ecological Protection” [46]. The index system of environmental warnings was analyzed layer by layer. Taking into account the comprehensiveness, dynamic continuity, operability, and the qualitative and quantitative combination of indicators, the index system was established.
The driving force (D) is used to express the human social and economic activities. In general, population growth and demand development are the most fundamental driving forces. Therefore, in this study, the driving force indicators mainly reflected the population and economic level. Considering that Population density and GDP cannot accurately measure population and economic level, we used the correlation coefficient to modify indicators. Thus, Driving force (D) in this research includes the population concentration degree and the economic development level.
Pressure (P) exerts directly to the environment under the action of Driving force (D). Similar to the Driving force (D), Pressure (P) is the external force acting on the development and change of the environment. However, the Driving force (D) exerts the effect on the environmental implicitly while Pressure (P) does so explicitly. Additionally, Pressure (P) usually reflects the environmental impact of human activities, waste discharge, and resource consumption. Therefore, in this index system, the pressure indicators include the Reduction of the construction land area per RMB 10,000 of GDP, industrial exhaust emissions per capita, sewage discharge per unit area, the fertilizer utilization rate, the water consumption per 10,000 Yuan GDP, and the water consumption per 10,000 Yuan of industrial added value.
State (S) directly reflects the state of environment under the current pressure, which is usually indicated by the indicators related to the efficiency and compliance rate. Impact (I) is caused by human activities that brings pressure on the environment and causes changes in the environment and human health. Therefore, the index system includes the ecological redline rate, cultivated land safety index, eco-environmental quality index, percentage of days per year with good air quality in cities, severe air pollution rate, centralized drinking water sources quality compliance rate, water functional area compliance rate, cultivated land soil quality compliance rate, contaminated land safe utilization rate, water resources per capita, water supply in ecological environment, and the groundwater over-exploitation rate.
Response (R) is the measures taken by individuals, social groups, or governments to prevent and control the ecological environment damage and pollution or improve the environmental quality and adapt to new environmental changes, which include the forest cover rate, soil erosion control rate, environmental pollution loss rate, effective utilization coefficient of farmland irrigation water, sewage centralized treatment rate, recycled water utilization rate (six quantitative indicators), the environmental management system soundness, and the environmental risk system perfection (two qualitative indicators).
The calculation method of each indicator is listed in Appendix A. The overall framework and specific indicators of the environment warning index system are shown in Figure 1 and Table 1.

2.3. Weight Determination

There are many ways to determine the weight of indicators, such as the Analytic Hierarchy Process (AHP), Expert consultation, Fuzzy comprehensive evaluation, Principal component analysis, Sequence synthesis, and Coordination evaluation. Analytic Hierarchy Process (AHP) is not only widely used in different fields such as the environment, society, and economy but also developed in theory [47]. It is also applicable to the index system with fewer indicators, which is practical. Therefore, in this research, AHP was used to weight the indicators of the criterion levels.
The specific method is as follows: first, construct the judgment comparison matrix, compare the importance of two given factors, and use the –9 scale system proposed by Saaty to determine the value in the judgment matrix. Secondly, use SUM in Excel to calculate the largest eigenvalue (λmax) and its corresponding eigenvector, normalize each column of the judgment matrix to obtain the corresponding weight and calculate the arithmetic mean of each column vector as the final weight, that is, the sorted importance of each evaluation index. Finally, we test the matrix consistency.
Consistency Index (CI) = (λmax − n)/(n − 1)
Consistency Rate (CR) = Consistency Index (CI)/Random Index (RI)
The random consistency index RI is shown in Table 2. After examination, the CR of the matrix set in this research was less than 0.1, which is considered to be in good agreement.

2.4. Index Grading

Index grading of this study was mainly based on existing environmental standards, relevant national guidelines, management methods, eco-villages, and eco-provincial construction indicators, as well as existing research literature and provincial data. Specifically, the grading sources of specific indicators were as follows:
(1)
“Resources–Environment–Economy Compound System Diagnostic Early Warning Method and Application” [48];
(2)
“Practice and Exploration on Resources and Environmental Carrying Capacity Monitoring and Early Warning of the Sichuan Province” [49];
(3)
”Guiding Opinions on the Implementation of Decreasing Construction Land Area Per Gross Domestic Product in the 13th Five-Year” [50];
(4)
“Temporal and Spatial Distribution of Cropland-Population-Grain System and Pressure Index on the Cropland in the Jinghe Watershed” [51];
(5)
“Eco-Environment Security Assessment Study for the Binhai New Area, Tianjin, Based on the DPSIR Model” [52];
(6)
“Soil Erosion Prevention and Control Standards for Construction Projects” (GB50434-2008) [53];
(7)
“Indicators of National Ecological Civilization Demonstration Counties and Cities (Trial Implementation)” [54];
(8)
“Action Plan for Zero Growth of Fertilizer Consumption by 2020” [55];
(9)
“National Environmental Protection Plan for the Thirteenth Five-Year” [43];
(10)
“Action Plan for the Prevention and Control of Soil Pollution” [56];
(11)
“Study on Urban Eco-Environmental Water Requirements: Theory and Method” [57];
(12)
“Guidelines for the Evaluation of Groundwater Overdraft Area (GB/T 34968-2017)” [58];
(13)
“Green is Gold: The Strategy and Actions of China’s Ecological Civilization” [59]; and
(14)
“Opinions on Implementing Strict Water Resources Management System” [44].
Afterwards, referring to the provinces environmental statement, based on the five grades determined, the index grading of all indicators were ascertained.
The warning weight setting and index grading are shown in Table 3, Table 4, Table 5, Table 6 and Table 7.

2.5. Single Index Evaluation

Because different dimensions of early warning indicators, if not unified, directly affect the specific calculation results, it is necessary to eliminate the dimensions of the original data and convert them into comparable data sequences. The normalized data remove the data limitation and convert them into dimensionless numbers that are allowed for comparison and weighting across different units or orders of magnitude.
In this research, we used standard deviation to standardize the dimensions and the deviation standardization, also called 0–1 standardization, is a linear transformation of the raw data. The transfer functions are as follows [52]:
Y = X min ( X ) max ( X ) min ( X )
Y = max ( X ) X max ( X ) min ( X )
where max (X) is the maximum value of the grading standard and min (X) is the minimum grading standard. For a positive index, Formula (3) was used for calculation. For the negative index, Formula (4) was used for calculation.
Then, the research adopted a modified deviation standardization to further the standardization. The specific operations are as follows: after standardization of dispersion, the value of X is enlarged 10 times. If the positive index is more than the maximum limit, then it is 10; if it is less than the minimum limit, then it is 0. If the negative index is more than the maximum limit, then it is 0; if it is less than the minimum limit, then it is 10.
Finally, the radar map is used to characterize the environment warning to show changes of the indicators and their good or bad trends.

2.6. Integrated Index Evaluation

The method of data standardization in the integrated index method is roughly the same as that of the single index method. It adopts standardization of dispersion (0–1 standardization).
Then, the research adopts modified deviation standardization for further standardization. The specific operations are as follows: after standardization of dispersion, the value of X is enlarged 100 times. If the positive index is more than the maximum limit, then it is 100; if it is less than the minimum limit, then it is 0. If the negative index is more than the maximum limit, then it is 0; if it is less than the minimum limit, then it is 100.
Finally, the weighted summation method was used to summarize the data and results. According to the relative importance of each indicator, we gave a weight coefficient, so that the importance of different evaluation indicators becomes roughly the same and then we accumulated their evaluation results to obtain a total score. The formula is as follows:
B = ( X i × W i )
where B is the integrated index obtained, Xi is the normalized revised value of the ith index data, and Wi is the weight of the ith index [60].
After getting the integrated index, we could get the warning level according to Table 8.

3. Model Application—A Case Study of Tianjin City in 2015

3.1. An Introduction to Tianjin City

Tianjin lies between the latitudes of 38 degrees 34 min and 40 degrees 15 min north and between the longitudes of 116 degrees 43 min and 118 degrees 4 min east. Additionally, it is 189 km from north to south and 117 km from east to west. It covers 11,917 square kilometers. Facing the outside of Northeast Asia, it has great influence on north China, and the northeast and northwest provinces. It is located in the northern part of the North China Plain, bordering the Bohai Sea to the east and Yanshan to the north, in the lower reaches of the Haihe River and across both banks of the Haihe River. It is an important functional area for water and soil conservation, which focuses on the people, habitat, ecological security protection, and marine ecological protection. Tianjin’s geographical location is shown in Figure 2.

3.2. Environment Situation in Tianjin

Although positive progress has been made in the protection of the atmospheric environment in Tianjin, the coal-dominated energy structure has resulted in a high total amount of air pollutant emissions. The regional air pollution with PM2.5 and O3 as major pollutants has been prominent. Motor vehicle exhaust gas, volatile organic compounds, and other pollution were still serious, the pollution load was high, the energy structure was not reasonable and it was affected by unfavorable weather conditions and field transmission, resulting in the PM10, PM2.5, and other major pollutants being higher than the standards.
Tianjin was one of the cities that had the least water resources per capita in the country. Water resources were still the key constraint to the economic and social development in Tianjin. At the same time, the state of the water environment pollution in Tianjin was serious. There was a shortage of water for ecological use, lack of water for entry, poor water quality in the upper reaches, prominent contradictions in the cross-border river pollution, sluggish utilization of sludge disposal, low reclaimed water utilization facilities, and little infrastructural construction in rural areas, which resulted in the overall poor quality of the water environment.
Soil types in Tianjin were divided into the mountainous brown soil, cinnamon soil, alluvial soil, swamp soil, and coastal saline soil. Swamp soil was most widely distributed in Tianjin and the soil fertility was at a lower level. In general, the quality of the soil environment in Tianjin was in a good state, with only a few pollutants exceeding the standard in some areas. Most of the polluted areas were concentrated in the periphery of the central urban area, which overlapped with the irrigated areas. Cadmium pollution in the irrigated areas was relatively heavy and the organic pollution was dominated by HCHs and DDTs.
All of the above data came from the Tianjin Statistical Yearbook in 2015 [61]; the Tianjin Environmental Statement in 2015 [62]; the Tianjin Water Development Statistical Bulletin in 2015 [63]; the Tianjin Water Resources Bulletin in 2015 [64]; and the National Environmental Protection Plan for the Thirteenth Five-year [43].

4. Results

After calculation, the environmental warning radar diagram of Tianjin City in 2015 was drawn by the single index method, as shown in Figure 3, Figure 4, Figure 5, Figure 6 and Figure 7.
In the figures, it can be found that the population concentration degree in Tianjin was much higher than the national average. Excessive population has already restricted the development of Tianjin’s environment. At the same time, Tianjin had a high level of economic development, which could promote the development of environmental technology. On the other hand, it also brought greater pressures on the environment.
Additionally, the industrial exhaust emissions per capita was up to 54,000 standard cubic meters per person and the sewage discharge per unit area was up to 78,547.47 tons per square kilometer. The reason for the high figures is that Tianjin was a century-old heavy industrial city along the coast. Therefore, the air, water, and soil conditions in Tianjin were poorer, especially since the percentage of days per year with good air quality in cities was only 60.3% and the water functional area compliance rate was only 15.4%, which were far below the relevant world and Chinese standards. All of these reflected that, in 2015, the compound air pollution in Tianjin was prominent and the industrial air pollutants dominated the air; the water pollution state in Tianjin was severe and the aquatic ecosystem was deteriorated; the accumulated soil pollution and organic pollution caused by sewage irrigation were both serious. Moreover, in terms of the system and measures, the environmental management system soundness and the environmental risk system perfection were less than perfect. In general, with significant differences, the development of the various early warning indicators was not balanced.
As for water resources, the indicators were extremely uneven. The water resources per capita was only 124.84 cubic meters per person and the water supply in the ecological environment was 3.99 billion cubic meters. It could be seen that Tianjin’s water resources were extremely scarce, far below the world average. Fortunately, the effective utilization coefficient of the farmland irrigation water, sewage centralized treatment rate, and recycled water utilization rate were high enough, which reflected the high degree of water resource utilization in Tianjin. Therefore, although Tianjin’s water resources were extremely scarce, the lives of local residents had not been particularly affected.
According to the weighted summation method, the environmental ecology warning integrated index of Tianjin in 2015 was 32.66/100 and the warning level was orange; the environmental air quality warning integrated index of Tianjin in 2015 was 44.59/100 and the warning level was yellow; the environmental water quality warning integrated index of Tianjin in 2015 was 45.37/100 and the warning level was yellow; the environmental soil quality warning integrated index of Tianjin in 2015 was 36.34/100 and the warning level was orange; and the environmental water resources warning integrated index of Tianjin in 2015 was 66.14/100 and the warning level was green. The results showed that, in 2015, the warning integrated index of ecology, air quality, water quality, soil quality, and water resources of Tianjin were all lower and the soil quality warning integrated index was lower than other warnings. The reason for this was that, for a long time, due to the hidden and irreversible nature of soil pollution, Tianjin’s attention to soil pollution was far lower than other pollutions. This phenomenon has changed since the State Council issued a notice of the action plan for the prevention and control of soil pollution in 2016. It was worth noting that the ecology warning integrated index was lowest. In fact, the lowest index could be attributed to the congenitally deficient natural endowments, the unfavorable hydrological conditions, the reduced regional ecological water volume, and the intensity of the regional development, which further endangered ecological security. In addition, although the water resources in Tianjin were very scarce, the environmental water resources warning integrated index was the highest in all the results. This was because, when using the integrated index method, some indicators were concealed by other indicators, for example, the water resources per capita was concealed by the water consumption per RMB 10,000 of GDP.
The evaluation results of the single index method and integrated index method all indicated that the ecological environment in Tianjin was facing more pressure and the air, water, soil and ecosystems were in a worse state. Although human beings had taken some measures to respond to the pressure and state in the region, their effect did not satisfy us.

5. Discussion

(1)
Construction of index system: The research used the DPSIR model to construct the index system. Although it can reflect the relationship between human society and the environment, it was also a little unscientific and unreasonable. The linear causality in the DPSIR model oversimplified the actual situation and only represented the traditional “respond” concept of environmental protection.
(2)
Weight determination: The Analytic Hierarchy Process (AHP) method was used to determine the weights. Although it is practical and requires less quantitative data information, which is greatly convenient for our utilization, the Analytic Hierarchy Process (AHP) method has obvious deficiencies, which affected the evaluation results. First, the quantitative data are few and the qualitative components are numerous, so it is not convincing. Second, the large data statistics may make it difficult to determine the weights. In the next study, the Analytic Hierarchy Process (AHP) method should be combined with other methods to make the evaluation result more objective.
(3)
The single and integrated index evaluation: To get more accurate results, this study used two methods to complement each other in the evaluation. The advantage of the single index method is that it can intuitively show early warning of a specific indicator. The advantage of the integrated index method is that it can analyze the overall situation of the region. However, the single index does not reflect the general trend of early warning in the region and the integrated index method sometimes is too one-sided to cover some of the serious indicators.
(4)
A case study of Tianjin has proven that the index system and evaluation methods used in this article are appropriate and that it can be applied to other provinces and cities. In turn, the methods proposed in this paper also give us a deeper understanding of the environmental situation in Tianjin.
(5)
Due to the lack of data, we made an empirical analysis of Tianjin in 2015. Compared to other studies, it may seem to lack a convincing basis. In view of this defect, first, we should add the data of Tianjin in other years or data of other cities in 2015; and second, we have to reduce the uncertainty in constructing the index system.
(6)
Compared to other studies, this research put together carrying capacity, risk, and ecology warning, which can assess the environmental state in a certain place synthetically. It also combined the air, water, and soil elements to assess the full-scale warning.

6. Conclusions

The goal of this study was a methodological literature review of the environmental warning to improve the effectiveness and practicality of environmental warning in cities. This research was necessary to enhance the accuracy of environmental warnings. The following changes were made:
(1)
The index system in this paper includes ecological protection, environmental quality (air, water, and soil) and water resources as three parts. All data are publicly available. We distinguished five classes, varying from the Driving forces (D) to the Responses (R), which can not only reflect the environmental state, but can also show the impact and responses of human beings.
(2)
In this research, some new indicators were used, such as the population concentration degree and economic development level, which more accurately clarified the population and economy. In addition, two qualitative indicators (environmental management system soundness and environmental risk system perfection) made the index system more objective.
(3)
The Analytic Hierarchy Process (AHP) method was chosen to determine the weights for the 28 indicators of the index system. The single index evaluation and the integrated index evaluation complemented each other to make the warning evaluation objective. Moreover, readers can understand the changes in the indicators and their good or bad trends by radar map.
(4)
We applied this new method to Tianjin in 2015. The results were in accordance with the environmental conditions in that year. We could consider that we have achieved our purpose of creating new methods.
(5)
Environmental management should be focused on to enhance the quality of the environment; for example, constructing ecological corridors and biodiversity conservation networks; implementing ecological protection and restoration projects of “mountain, water, forest, land, and lake”; strictly controlling project entry; establishing control lines of development and utilization to control the total amount of water; and speeding up enterprises to carry out water-saving transformation to effectively reduce industrial production of water consumption and sewage discharge.
(6)
By a series of analyses, we could draw a conclusion: The method in this research made up for the shortcomings of the previous method. With the advantages of being concise and thorough, it combines the three aspects of the environment, ecology, and resources, especially in the water aspect which has three kinds of attributes. Besides these, it also considers air, water, and soil as the three environmental elements while most studies have not focused on soil. Overall, this paper put forward a successful method in environmental warning and environmental assessment that can be applied in cities and countries.

Author Contributions

W.W. analyzed data formally, proposed the research, conducted fieldwork, and drafted the original manuscript. Y.S. provided methodology. J.W. supervised the overall research project, acquired funding to support this research, and significantly contributed to the editing of the manuscript.

Acknowledgments

This research was supported by the National Natural Science Foundation of China (Grant numbers 41401658), and Strategic Environmental Assessment Research Center, Nankai University. We thank Azul Alysum, editor of MDPI, for editing the English text of a draft of this manuscript.

Conflicts of Interest

The authors declare no conflicts of interest.

Appendix A

Table A1. The calculation method of each indicator.
Table A1. The calculation method of each indicator.
IndicatorCalculation Method
Population concentration degree Population   density = Total   population Total   land   area
Population   concentration   degree = Population   density × d
Economic development level Economic   development   level = Per   capita   GDP   × k
Reduction of construction land area per RMB 10,000 of GDP
Industrial exhaust emissions per capita Industrial   exhaust   emissions   per   capita = Industrial   exhaust   emissions Total   population   of   the   region
Sewage discharge per unit area Sewage   discharge   per   unit   area = ( Domestic   sewage   discharge   +   Industrial   sewage   discharge   +   Other   sewage   discharge ) Total   areas   of   the   region
Fertilizer utilization rate   Fertilizer   utilization   rate = Nutrient   components   absorbed   by   plants Fertilizing   amount × 100 %
Water consumption per RMB 10,000 of GDP   Water   consumption   per   RMB   10 , 000   of   GDP = Total   water   consumption Gross   Domestic   Product
Water consumption per RMB 10,000 of industrial added value Water   consumption   per   RMB   10 , 000   of   industrial   added   value =   Total   water   consumption Industrial   added   value
Ecological redline rateEcological redline rate=   Proportion   of   Ecological   redline   area The   total   land   area × 100 %
Cultivated land safety index Cultivated   land   safety   index = Actual   area   of   cultivated   land   Redline   area   of   cultivated   land  
Eco-environmental quality index
Percentage of days per year with good air quality in cities Percentage   of   days   per   year   with   good   air   quality   in   cities = Number   of   days   per   year   with   good   air   quality   in   cities Effective   days   of   monitoring   per   year × 100 %
Percentage of days per year with severe air pollution in cities Percentage   of   days   per   year   with   severe   air   pollution   in   cities = Number   of   days   per   year   with   severe   air   pollution   in   cities Effective   days   of   monitoring   per   year × 100 %
Centralized drinking water source quality compliance rate Centralized   drinking   water   sources   quality   compliance   rate = Water   sources   up   to   standard Total   water   source × 100 %
Water functional area compliance rate Water   functional   area   compliance   rate = River / Lake / Reservoir   water   quality   compliance Total   monitoring   amount   of   river / lake / reservoir × 100 %
Cultivated land soil quality compliance rate Cultivated   land   soil   quality   compliance   rate = Area   of   cultivated   land   up   to   standard   Total   area   of   cultivated   land × 100 %
Contaminated land safe utilization rate Contaminated   land   safe   utilization   rate =   Area   of   safe   utilization   of   contaminated   land   Total   area   of   contaminated   land × 100 %
Water resources per capita Water   resources   per   capita = Total   amount   of   water   resources   in   the   region     Total   population   in   the   region
Water supply in ecological environmentData is directly available
Groundwater over-exploitation rate Groundwater   over exploitation   rate = Over exploitation   of   groundwater   amount Total   recoverable   groundwater × 100 %
Forest coverage rate Forest   coverage   rate = Forest   cover   area   in   the   region Total   area   in   the   region × 100 %
Soil erosion control rate Soil   erosion   control   rate = Total   amount   of   soil   erosion   after   government   Total   amount   of   soil   erosion   before   government × 100 %
Environmental management system soundnessQualitative indicator
Environmental risk system perfectionQualitative indicator
Environmental pollution loss rate Environmental   pollution   loss   rate = Amount   of   environmental   pollution   loss   in   the   region Total   amount   of   GDP   in   the   region × 100 %
Effective utilization coefficient of farmland irrigation water Effective   utilization   coefficient   of   farmland   irrigation   water = Net   water   used   by   crops   during   the   period   of   irrigation Total   water   intake   from   irrigation   canal
Sewage centralized treatment rate Sewage   centralized   treatment   rate = Amount   of   sewage   treated   by   sewage   treatment   plant Total   amount   of   urban   sewage   discharge × 100 %
Recycled water utilization rate Recycled   water   utilization   rate = Amount   of   recycled   water   utilization Total   amount   of   sewage   treatment × 100 %
Remark:
(1)
d is the weight coefficient of the population growth rate, and the values of d are shown in Table A2.
Table A2. The values of d.
Table A2. The values of d.
Population Growth Rate<00–0.0050.005–0.010.01–0.015>0.015
Value of d0.81.21.41.61.8
(2)
k is the weight coefficient of Per capita GDP growth rate, and the values of k are shown in Table A3.
Table A3. The values of k.
Table A3. The values of k.
Per Capita GDP Growth Rate<5%5–10%10–20%20–30%>30%
Value of k11.21.31.41.5

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Figure 1. The environmental warning index system framework.
Figure 1. The environmental warning index system framework.
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Figure 2. The geographical location of Tianjin.
Figure 2. The geographical location of Tianjin.
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Figure 3. The environmental ecology warning radar map of Tianjin in 2015.
Figure 3. The environmental ecology warning radar map of Tianjin in 2015.
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Figure 4. The environmental air quality warning radar map of Tianjin in 2015.
Figure 4. The environmental air quality warning radar map of Tianjin in 2015.
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Figure 5. The environmental water quality warning radar map of Tianjin in 2015.
Figure 5. The environmental water quality warning radar map of Tianjin in 2015.
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Figure 6. The environmental soil quality warning radar map of Tianjin in 2015.
Figure 6. The environmental soil quality warning radar map of Tianjin in 2015.
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Figure 7. The environmental water resources warning radar map of Tianjin in 2015.
Figure 7. The environmental water resources warning radar map of Tianjin in 2015.
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Table 1. The environmental early warning index system.
Table 1. The environmental early warning index system.
DPSIREcological ProtectionEnvironmental QualityWater Resources
AirWaterSoil
DPopulation concentration degree, Economic development level
PReduction of construction land area per RMB 10,000 of GDPIndustrial exhaust emissions per capitaSewage discharge per unit areaFertilizer utilization rateWater consumption per RMB 10,000 of GDP,
water consumption per RMB 10,000 of industrial added value
S and IEcological redline rate,
cultivated land safety index, eco-environmental quality index
Percentage of days per year with good air quality in cities, percentage of days per year with severe air pollution in citiesCentralized drinking water sources quality compliance rate, water functional area compliance rateCultivated land soil quality compliance rate, contaminated land safe utilization rateWater resources per capita, water supply in ecological environment,
groundwater over-exploitation rate
RForest coverage rate, soil erosion control rateEnvironmental management system soundness, environmental risk system perfection,
environmental pollution loss rate
Effective utilization coefficient of farmland irrigation water, sewage centralized treatment rate, recycled water utilization rate
Table 2. The random consistency index (RI).
Table 2. The random consistency index (RI).
Matrix Order12345678910
RI000.520.891.121.261.361.411.461.49
Table 3. The environmental ecology warning weight setting and index grading.
Table 3. The environmental ecology warning weight setting and index grading.
Standard LayerIndex LayerAttributeWeightRedOrangeYellowGreenBlue
DPopulation concentration degree (people per square kilometer)Negative9.09%>300200–300120–2005–120<5
Economic development level (ten-thousand Yuan per person)Positive9.09%<11–22–4.54.5–8>8
PReduction of construction land area per RMB 10,000 of GDP (%)Positive4.55%<1616–1818–2020–22>22
S and IEcological redline rate (%)Positive18.18%<1010–2020–3030–40>40
Cultivated land safety indexNegative4.55%>1.31.1–1.31–1.10.9–1<0.9
Eco-environmental quality indexPositive18.18%<2020–3535–5555–75>75
RForest coverage rate (%)Positive18.18%<1010–2020–3535–45>45
Soil erosion control rate (%)Positive18.18%<6565–7575–8585–95>95
Table 4. The environmental air quality warning weight setting and index grading.
Table 4. The environmental air quality warning weight setting and index grading.
Standard LayerIndex LayerAttributeWeightRedOrangeYellowGreenBlue
DPopulation concentration degree (people per square kilometer)Negative7.69%>300200–300120–2005–120<5
Economic development level (ten-thousand Yuan per person)Positive7.69%<11–22–4.54.5–8>8
PIndustrial exhaust emissions per capita (ten-thousand cubic meters per person)Negative15.38%>21.5–21–1.50.5–1<0.5
S and IPercentage of days per year with good air quality in cities (%)Positive15.38%<5050–6060–7070–80>80
Percentage of days per year with severe air pollution in cities (%)Negative15.38%>1510–155–102–5<2
REnvironmental management
system soundness
Positive15.38%UnsoundLess soundGeneral soundMore soundSound
Environmental risk system perfectionPositive7.69%ImperfectLess perfectGeneral perfectMore perfectPerfect
Environmental pollution loss rate (%)Positive15.38%>54–53–42–3<2
Table 5. The environmental water quality warning weight setting and index grading.
Table 5. The environmental water quality warning weight setting and index grading.
Standard LayerIndex LayerAttributeWeightRedOrangeYellowGreenBlue
DPopulation concentration degree (people per square kilometer)Negative7.69%>300200–300120–2005–120<5
Economic development level (ten-thousand Yuan per person)Positive7.69%<11–22–4.54.5–8>8
PSewage discharge per unit area (tons per square kilometer)Negative15.38%>10,0005000–
10,000
1000–
5000
100–1000<100
S and ICentralized drinking water sources quality compliance rate (%)Positive15.38%<8585–9090–9595–100100
Water functional area compliance rate (%)Positive15.38%<6565–8080–9090–100100
REnvironmental management system soundnessPositive15.38%UnsoundLess soundGeneral soundMore soundSound
Environmental risk system perfectionPositive7.69%ImperfectLess perfectGeneral perfectMore perfectPerfect
Environmental pollution loss rate (%)Negative15.38%>54–53–42–3<2
Table 6. The environmental soil quality warning weight setting and index grading.
Table 6. The environmental soil quality warning weight setting and index grading.
Standard LayerIndex LayerAttributeWeightRedOrangeYellowGreenBlue
DPopulation
Concentration degree (people per
square kilometer)
Negative7.69%>300200–300120–2005–120<5
Economic development level (ten-thousand Yuan per person)Positive7.69%<11–22–4.54.5–8>8
PFertilizer utilization rate (%)Positive15.38%<2525–3030–3535–40>40
S and ICultivated land soil quality compliance rate (%)Positive15.38%<8080–8585–9090–95>95
Contaminated land safe utilization rate (%)Positive15.38%<8080–8585–9090–95>95
REnvironmental management
system soundness
Positive15.38%UnsoundLess soundGeneral soundMore soundSound
Environmental risk
system perfection
Positive7.69%ImperfectLess perfectGeneral perfectMore perfectPerfect
Environmental pollution loss rate (%)Negative15.38%>54–53–42–3<2
Table 7. The environmental water resources warning weight setting and index grading.
Table 7. The environmental water resources warning weight setting and index grading.
Standard LayerIndex LayerAttributeWeightRedOrangeYellowGreenBlue
DPopulation concentration degree (people per square kilometer)Negative5.88%>300200–300120–2005–120<5
Economic development level (yen-thousand Yuan per person)Positive5.88%<11–22–4.54.5–8>8
PWater consumption per RMB 10,000 of GDP (tons per ten thousand Yuan)Negative11.76%>200100–20050–10030–50<30
Water consumption per RMB 10,000 of industrial added value (cubic meters per ten thousand Yuan)Negative11.76%>8060–8040–6020–40<20
S and IWater resources per capita (cubic meters per person)Positive11.76%<500500–
2000
2000–
5000
5000–
10,000
>10,000
Water supply in Ecological environment (billion cubic meters)Positive11.76%<1010–2020–3030–40>40
Groundwater over-exploitation rate (%)Negative11.76%>3020–3010–200–100
REffective utilization coefficient of farmland irrigation waterPositive5.88%<0.30.3–0.40.4–0.50.5–0.6>0.6
Sewage centralized treatment rate (%)Positive11.76%<6565–7575–8585–95>95
Recycled water utilization rate (%)Positive11.76%<1515–2020–2525–30>30
Table 8. The integrated score early warning form.
Table 8. The integrated score early warning form.
WarningRedOrangeYellowGreenBlue
Score<2020–4040–6060–80>80

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Wang, W.; Sun, Y.; Wu, J. Environmental Warning System Based on the DPSIR Model: A Practical and Concise Method for Environmental Assessment. Sustainability 2018, 10, 1728. https://doi.org/10.3390/su10061728

AMA Style

Wang W, Sun Y, Wu J. Environmental Warning System Based on the DPSIR Model: A Practical and Concise Method for Environmental Assessment. Sustainability. 2018; 10(6):1728. https://doi.org/10.3390/su10061728

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Wang, Wenqi, Yuhong Sun, and Jing Wu. 2018. "Environmental Warning System Based on the DPSIR Model: A Practical and Concise Method for Environmental Assessment" Sustainability 10, no. 6: 1728. https://doi.org/10.3390/su10061728

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