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Article

A Note on Korn’s Inequality in an N-Dimensional Context and a Global Existence Result for a Non-Linear Plate Model

by
Fabio Silva Botelho
Department of Mathematics, Federal University of Santa Catarina, UFSC, Florianópolis 88040-900, Brazil
AppliedMath 2023, 3(2), 406-416; https://doi.org/10.3390/appliedmath3020021
Submission received: 15 March 2023 / Revised: 12 April 2023 / Accepted: 17 April 2023 / Published: 2 May 2023

Abstract

:
In the first part of this article, we present a new proof for Korn’s inequality in an n-dimensional context. The results are based on standard tools of real and functional analysis. For the final result, the standard Poincaré inequality plays a fundamental role. In the second text part, we develop a global existence result for a non-linear model of plates. We address a rather general type of boundary conditions and the novelty here is the more relaxed restrictions concerning the external load magnitude.

1. Introduction

In this article, we present a proof for Korn’s inequality in R n . The results are based on standard tools of functional analysis and on the Sobolev spaces theory.
We emphasize that such a proof is relatively simple and easy to follow since it is established in a very transparent and clear fashion.
About the references, we highlight that related results in a three-dimensional context may be found in [1]. Other important classical results on Korn’s inequality and concerning applications to models in elasticity may be found in [2,3,4].
Remark 1.
Generically, throughout the text we denote
u 0 , 2 , Ω = Ω | u | 2 d x 1 / 2 , u L 2 ( Ω ) ,
and
u 0 , 2 , Ω = j = 1 n u j 0 , 2 , Ω 2 1 / 2 , u = ( u 1 , , u n ) L 2 ( Ω ; R n ) .
Moreover,
u 1 , 2 , Ω = u 0 , 2 , Ω 2 + j = 1 n u x j 0 , 2 , Ω 2 1 / 2 , u W 1 , 2 ( Ω ) ,
where we shall also refer throughout the text to the well-known corresponding analogous norm for u W 1 , 2 ( Ω ; R n ) .
At this point, we first introduce the following definition.
Definition 1.
Let Ω R n be an open, bounded set. We say that Ω is C ^ 1 if such a manifold is oriented and for each x 0 Ω , denoting x ^ = ( x 1 , . . . , x n 1 ) for a local coordinate system compatible with the manifold Ω orientation, there exist r > 0 and a function f ( x 1 , . . . , x n 1 ) = f ( x ^ ) such that
W = Ω ¯ B r ( x 0 ) = { x B r ( x 0 ) | x n f ( x 1 , . . . , x n 1 ) } .
Moreover, f ( x ^ ) is a Lipschitz continuous function, so that
| f ( x ^ ) f ( y ^ ) | C 1 | x ^ y ^ | 2 , on its domain ,
for some C 1 > 0 . Finally, we assume
f ( x ^ ) x k k = 1 n 1
is classically defined, almost everywhere also on its concerning domain, so that f W 1 , 2 .
Remark 2.
This mentioned set Ω is of a Lipschitzian type, so that we may refer to such a kind of sets as domains with a Lipschitzian boundary, or simply as Lipschitzian sets.
At this point, we recall the following result found in [5], at page 222 in its Chapter 11.
Theorem 1.
Assume Ω R n is an open bounded set, and that Ω is C ^ 1 . Let 1 p < , and let V be a bounded open set such that Ω V . Then there exists a bounded linear operator
E : W 1 , p ( Ω ) W 1 , p ( R n ) ,
such that for each u W 1 , p ( Ω ) we have:
1. 
E u = u , a . e . in Ω , ;
2. 
E u has support in V;
3. 
E u 1 , p , R n C u 1 , p , Ω , where the constant depends only on p , Ω , and V .
Remark 3.
Considering the proof of such a result, the constant C > 0 may be also such that
e i j ( E u ) 0 , 2 , V C ( e i j ( u ) 0 , 2 , Ω + u 0 , 2 , Ω ) , u W 1 , 2 ( Ω ; R n ) , i , j { 1 , , n } ,
for the operator e : W 1 , 2 ( Ω ; R n ) L 2 ( Ω ; R n × n ) specified in the next theorem.
Finally, as the meaning is clear, we may simply denote E u = u .

2. The Main Results, the Korn Inequalities

Our main result is summarized by the following theorem.
Theorem 2.
Let Ω R n be an open, bounded and connected set with a C ^ 1 (Lipschitzian) boundary Ω .
Define e : W 1 , 2 ( Ω ; R n ) L 2 ( Ω ; R n × n ) by
e ( u ) = { e i j ( u ) }
where
e i j ( u ) = 1 2 ( u i , j + u j , i ) , i , j { 1 , , n } ,
and where generically, we denote
u i , j = u i x j , i , j { 1 , , n } .
Define also,
e ( u ) 0 , 2 , Ω = i = 1 n j = 1 n e i j ( u ) 0 , 2 , Ω 2 1 / 2 .
Let L R + be such V = [ L , L ] n is also such that Ω ¯ V 0 .
Under such hypotheses, there exists C ( Ω , L ) R + such that
u 1 , 2 , Ω C ( Ω , L ) u 0 , 2 , Ω + e ( u ) 0 , 2 , Ω , u W 1 , 2 ( Ω ; R n ) .
Proof. 
Suppose, to obtain contradiction, that the concerning claim does not hold.
Thus, we are assuming that there is no positive real constant C = C ( Ω , L ) such that (1) is valid.
In particular, k = 1 N is not such a constant C, so that there exists a function u 1 W 1 , 2 ( Ω ; R n ) such that
u 1 1 , 2 , Ω > 1 u 1 0 , 2 , Ω + e ( u 1 ) 0 , 2 , Ω .
Similarly, k = 2 N is not such a constant C, so that there exists a function u 2 W 1 , 2 ( Ω ; R n ) such that
u 2 1 , 2 , Ω > 2 u 2 0 , 2 , Ω + e ( u 2 ) 0 , 2 , Ω .
Hence, since no k N is such a constant C, reasoning inductively, for each k N there exists a function u k W 1 , 2 ( Ω ; R n ) such that
u k 1 , 2 , Ω > k u k 0 , 2 , Ω + e ( u k ) 0 , 2 , Ω .
In particular, defining
v k = u k u k 1 , 2 , Ω
we obtain
v k 1 , 2 , Ω = 1 > k v k 0 , 2 , Ω + e ( v k ) 0 , 2 , Ω ,
so that
v k 0 , 2 , Ω + e ( v k ) 0 , 2 , Ω < 1 k , k N .
From this we obtain
v k 0 , 2 , Ω < 1 k ,
and
e i j ( v k ) 0 , 2 , Ω < 1 k , k N ,
so that
v k 0 , 2 , Ω 0 , as k ,
and
e i j ( v k ) 0 , 2 , Ω 0 , as k .
In particular,
( v k ) j , j 0 , 2 , Ω 0 , j { 1 , , n } .
At this point, we recall the following identity in the distributional sense, found in [3], page 12:
j ( l v i ) = j e i l ( v ) + l e i j ( v ) i e j l ( v ) , i , j , l { 1 , , n } .
Fix j { 1 , , n } and observe that
( v k ) j 1 , 2 , V C ( v k ) j 1 , 2 , Ω ,
so that
C ( v k ) j 1 , 2 , V 1 ( v k ) j 1 , 2 , Ω , k N .
Hence,
( v k ) j 1 , 2 , Ω = sup φ C 1 ( Ω ) ( v k ) j , φ L 2 ( Ω ) + ( v k ) j , φ L 2 ( Ω ) : φ 1 , 2 , Ω 1 = ( v k ) j , ( v k ) j ( v k ) j 1 , 2 , Ω L 2 ( Ω ) + ( v k ) j , ( v k ) j ( v k ) j 1 , 2 , Ω L 2 ( Ω ) C ( v k ) j , ( v k ) j ( v k ) j 1 , 2 , V L 2 ( V ) + ( v k ) j , ( v k ) j ( v k ) j 1 , 2 , V L 2 ( V ) = C sup φ C c 1 ( V ) ( v k ) j , φ L 2 ( V ) + ( v k ) j , φ L 2 ( V ) : φ 1 , 2 , V 1 .
Here, we recall that C > 0 is the constant concerning the extension Theorem 1. From such results and (2), we have that
sup φ C 1 ( Ω ) ( v k ) j , φ L 2 ( Ω ) + ( v k ) j , φ L 2 ( Ω ) : φ 1 , 2 , Ω 1 C sup φ C c 1 ( V ) ( v k ) j , φ L 2 ( V ) + ( v k ) j , φ L 2 ( V ) : φ 1 , 2 , V 1 = C sup φ C c 1 ( V ) e j l ( v k ) , φ , l L 2 ( V ) + e j l ( v k ) , φ , l L 2 ( V ) e l l ( v k ) , φ , j L 2 ( V ) + ( v k ) j , φ L 2 ( V ) , : φ 1 , 2 , V 1 .
Therefore,
( v k ) j W 1 , 2 ( Ω ) = sup φ C 1 ( Ω ) { ( v k ) j , φ L 2 ( Ω ) + ( v k ) j , φ L 2 ( Ω ) : φ 1 , 2 , Ω 1 } C l = 1 n e j l ( v k ) 0 , 2 , V + e l l ( v k ) 0 , 2 , V + ( v k ) j 0 , 2 , V C 1 l = 1 n e j l ( v k ) 0 , 2 , Ω + e l l ( v k ) 0 , 2 , Ω + ( v k ) j 0 , 2 , Ω < C 2 k ,
for appropriate C 1 > 0 and C 2 > 0 .
Summarizing,
( v k ) j W 1 , 2 ( Ω ) < C 2 k , k N .
From this we obtain
v k 1 , 2 , Ω 0 , as k ,
which contradicts
v k 1 , 2 , Ω = 1 , k N .
The proof is complete. □
Corollary 1.
Let Ω R n be an open, bounded and connected set with a C ^ 1 boundary Ω . Define e : W 1 , 2 ( Ω ; R n ) L 2 ( Ω ; R n × n ) by
e ( u ) = { e i j ( u ) }
where
e i j ( u ) = 1 2 ( u i , j + u j , i ) , i , j { 1 , , n } .
Define also,
e ( u ) 0 , 2 , Ω = i = 1 n j = 1 n e i j ( u ) 0 , 2 , Ω 2 1 / 2 .
Let L R + be such V = [ L , L ] n is also such that Ω ¯ V 0 .
Moreover, define
H ^ 0 = { u W 1 , 2 ( Ω ; R n ) : u = 0 , on Γ 0 } ,
where Γ 0 Ω is a measurable set such that the Lebesgue measure m R n 1 ( Γ 0 ) > 0 .
Assume also Γ 0 is such that for each j { 1 , , n } and each x = ( x 1 , , x n ) Ω there exists x 0 = ( ( x 0 ) 1 , , ( x 0 ) n ) Γ 0 such that
( x 0 ) l = x l , l j , l { 1 , , n } ,
and the line
A x 0 , x Ω ¯
where
A x 0 , x = { ( x 1 , , ( 1 t ) ( x 0 ) j + t x j , , x n ) : t [ 0 , 1 ] } .
Under such hypotheses, there exists C ( Ω , L ) R + such that
u 1 , 2 , Ω C ( Ω , L ) e ( u ) 0 , 2 , Ω , u H ^ 0 .
Proof. 
Suppose, to obtain contradiction, that the concerning claim does not hold.
Hence, for each k N there exists u k H ^ 0 such that
u k 1 , 2 , Ω > k e ( u k ) 0 , 2 , Ω .
In particular, defining
v k = u k u k 1 , 2 , Ω
similarly to the proof of the last theorem, we may obtain
( v k ) j , j 0 , 2 , Ω 0 , as k , j { 1 , , n } .
From this, the hypotheses on Γ 0 and from the standard Poincaré inequality proof we obtain
( v k ) j 0 , 2 , Ω 0 , as k , j { 1 , , n } .
Thus, also similarly as in the proof of the last theorem, we may infer that
v k 1 , 2 , Ω 0 , as k ,
which contradicts
v k 1 , 2 , Ω = 1 , k N .
The proof is complete. □

3. An Existence Result for a Non-Linear Model of Plates

In the present section, as an application of the results on Korn’s inequalities presented in the previous sections, we develop a new global existence proof for a Kirchhoff–Love thin plate model. Previous results on the existence of mathematical elasticity and related models may be found in [2,3,4].
At this point we start to describe the primal formulation.
Let Ω R 2 be an open, bounded, connected set which represents the middle surface of a plate of thickness h. The boundary of Ω , which is assumed to be regular (Lipschitzian), is denoted by Ω . The vectorial basis related to the cartesian system { x 1 , x 2 , x 3 } is denoted by ( a α , a 3 ) , where α = 1 , 2 (in general, Greek indices stand for 1 or 2), and where a 3 is the vector normal to Ω , whereas a 1 and a 2 are orthogonal vectors parallel to Ω . Furthermore, n is the outward normal to the plate surface.
The displacements will be denoted by
u ^ = { u ^ α , u ^ 3 } = u ^ α a α + u ^ 3 a 3 .
The Kirchhoff–Love relations are
u ^ α ( x 1 , x 2 , x 3 ) = u α ( x 1 , x 2 ) x 3 w ( x 1 , x 2 ) , α and u ^ 3 ( x 1 , x 2 , x 3 ) = w ( x 1 , x 2 ) .
Here, h / 2 x 3 h / 2 so that we have u = ( u α , w ) U where
U = ( u α , w ) W 1 , 2 ( Ω ; R 2 ) × W 2 , 2 ( Ω ) , u α = w = w n = 0 on Ω = W 0 1 , 2 ( Ω ; R 2 ) × W 0 2 , 2 ( Ω ) .
It is worth emphasizing that the boundary conditions here specified refer to a clamped plate.
We define the operator Λ : U Y × Y , where Y = Y * = L 2 ( Ω ; R 2 × 2 ) , by
Λ ( u ) = { γ ( u ) , κ ( u ) } ,
γ α β ( u ) = u α , β + u β , α 2 + w , α w , β 2 ,
κ α β ( u ) = w , α β .
The constitutive relations are given by
N α β ( u ) = H α β λ μ γ λ μ ( u ) ,
M α β ( u ) = h α β λ μ κ λ μ ( u ) ,
where { H α β λ μ } and { h α β λ μ = h 2 12 H α β λ μ } , are symmetric positive definite fourth-order tensors. From now on, we denote { H ¯ α β λ μ } = { H α β λ μ } 1 and { h ¯ α β λ μ } = { h α β λ μ } 1 .
Furthermore, { N α β } denote the membrane force tensor and { M α β } the moment one. The plate stored energy, represented by ( G Λ ) : U R , is expressed by
( G Λ ) ( u ) = 1 2 Ω N α β ( u ) γ α β ( u ) d x + 1 2 Ω M α β ( u ) κ α β ( u ) d x
and the external work, represented by F : U R , is given by
F ( u ) = w , P L 2 ( Ω ) + u α , P α L 2 ( Ω ) ,
where P , P 1 , P 2 L 2 ( Ω ) are external loads in the directions a 3 , a 1 , and a 2 , respectively. The potential energy, denoted by J : U R , is expressed by
J ( u ) = ( G Λ ) ( u ) F ( u )
Finally, we also emphasize from now on, as their meaning are clear, we may denote L 2 ( Ω ) and L 2 ( Ω ; R 2 × 2 ) simply by L 2 , and the respective norms by · 2 . Moreover, derivatives are always understood in the distributional sense, 0 may denote the zero vector in appropriate Banach spaces, and the following and relating notations are used:
w , α = w x α ,
w , α β = 2 w x α x β ,
u α , β = u α x β ,
N α β , 1 = N α β x 1 ,
and
N α β , 2 = N α β x 2 .

4. On the Existence of a Global Minimizer

At this point, we present an existence result concerning the Kirchhoff–Love plate model.
We start with the following two remarks.
Remark 4.
Let { P α } L ( Ω ; R 2 ) . We may easily obtain by appropriate Lebesgue integration { T ˜ α β } symmetric and such that
T ˜ α β , β = P α , in Ω .
Indeed, extending { P α } to zero outside Ω if necessary, we may set
T ˜ 11 ( x , y ) = 0 x P 1 ( ξ , y ) d ξ ,
T ˜ 22 ( x , y ) = 0 y P 2 ( x , ξ ) d ξ ,
and
T ˜ 12 ( x , y ) = T ˜ 21 ( x , y ) = 0 , in Ω .
Thus, we may choose a C > 0 sufficiently big, such that
{ T α β } = { T ˜ α β + C δ α β }
is positive definite in Ω , so that
T α β , β = T ˜ α β , β = P α ,
where
{ δ α β }
is the Kronecker delta.
Therefore, for the kind of boundary conditions of the next theorem, we do not have any restriction for the { P α } norm.
In summary, the next result is new and it is really a step forward concerning the previous one in Ciarlet [3]. We emphasize that this result and its proof through such a tensor { T α β } are new, even though the final part of the proof is established through a standard procedure in the calculus of variations.
Finally, more details on the Sobolev spaces involved may be found in [5,6,7,8]. Related duality principles are addressed in [5,7,9].
At this point, we present the main theorem in this section.
Theorem 3.
Let Ω R 2 be an open, bounded, connected set with a Lipschitzian boundary denoted by Ω = Γ . Suppose ( G Λ ) : U R is defined by
G ( Λ u ) = G 1 ( γ ( u ) ) + G 2 ( κ ( u ) ) , u U ,
where
G 1 ( γ u ) = 1 2 Ω H α β λ μ γ α β ( u ) γ λ μ ( u ) d x ,
and
G 2 ( κ u ) = 1 2 Ω h α β λ μ κ α β ( u ) κ λ μ ( u ) d x ,
where
Λ ( u ) = ( γ ( u ) , κ ( u ) ) = ( { γ α β ( u ) } , { κ α β ( u ) } ) ,
γ α β ( u ) = u α , β + u β , α 2 + w , α w , β 2 ,
κ α β ( u ) = w , α β ,
and where
J ( u ) = W ( γ ( u ) , κ ( u ) ) P α , u α L 2 ( Ω ) w , P L 2 ( Ω ) P α t , u α L 2 ( Γ t ) P t , w L 2 ( Γ t ) ,
where,
U = { u = ( u α , w ) = ( u 1 , u 2 , w ) W 1 , 2 ( Ω ; R 2 ) × W 2 , 2 ( Ω ) : u α = w = w n = 0 , on Γ 0 } ,
where Ω = Γ 0 Γ t and the Lebesgue measures
m Γ ( Γ 0 Γ t ) = 0 ,
and
m Γ ( Γ 0 ) > 0 .
We also define
F 1 ( u ) = w , P L 2 ( Ω ) u α , P α L 2 ( Ω ) P α t , u α L 2 ( Γ t ) P t , w L 2 ( Γ t ) + ε α , u α 2 L 2 ( Γ t ) u , f L 2 + ε α , u α 2 L 2 ( Γ t ) u , f 1 L 2 u α , P α L 2 ( Ω ) + ε α , u α 2 L 2 ( Γ t ) ,
where
u , f 1 L 2 = u , f L 2 u α , P α L 2 ( Ω ) ,
ε α > 0 , α { 1 , 2 } and
f = ( P α , P ) L ( Ω ; R 3 ) .
Let J : U R be defined by
J ( u ) = G ( Λ u ) + F 1 ( u ) , u U .
Assume there exists { c α β } R 2 × 2 such that c α β > 0 , α , β { 1 , 2 } and
G 2 ( κ ( u ) ) c α β w , α β 2 2 , u U .
Under such hypotheses, there exists u 0 U such that
J ( u 0 ) = min u U J ( u ) .
Proof. 
Observe that we may find T α = { ( T α ) β } such that
d i v T α = T α β , β = P α ,
and also such that { T α β } is positive, definite, and symmetric (please see Remark 4).
Thus, defining
v α β ( u ) = u α , β + u β , α 2 + 1 2 w , α w , β ,
we obtain
J ( u ) = G 1 ( { v α β ( u ) } ) + G 2 ( κ ( u ) ) u , f L 2 + ε α , u α 2 L 2 ( Γ t ) = G 1 ( { v α β ( u ) } ) + G 2 ( κ ( u ) ) + T α β , β , u α L 2 ( Ω ) u , f 1 L 2 + ε α , u α 2 L 2 ( Γ t ) = G 1 ( { v α β ( u ) } ) + G 2 ( κ ( u ) ) T α β , u α , β + u β , α 2 L 2 ( Ω ) + T α β n β , u α L 2 ( Γ t ) u , f 1 L 2 + ε α , u α 2 L 2 ( Γ t ) = G 1 ( { v α β ( u ) } ) + G 2 ( κ ( u ) ) T α β , v α β ( u ) 1 2 w , α w , β L 2 ( Ω ) u , f 1 L 2 + ε α , u α 2 L 2 ( Γ t ) + T α β n β , u α L 2 ( Γ t ) c α β w , α β 2 2 + 1 2 T α β , w , α w , β L 2 ( Ω ) u , f 1 L 2 + ε α , u α 2 L 2 ( Γ t ) + G 1 ( { v α β ( u ) } ) T α β , v α β ( u ) L 2 ( Ω ) + T α β n β , u α L 2 ( Γ t ) .
From this, since { T α β } is positive definite, clearly J is bounded below.
Let { u n } U be a minimizing sequence for J. Thus, there exists α 1 R such that
lim n J ( u n ) = inf u U J ( u ) = α 1 .
From (15), there exists K 1 > 0 such that
( w n ) , α β 2 < K 1 , α , β { 1 , 2 } , n N .
Therefore, there exists w 0 W 2 , 2 ( Ω ) such that, up to a subsequence not relabeled,
( w n ) , α β ( w 0 ) , α β , weakly in L 2 ,
α , β { 1 , 2 } , as n .
Moreover, also up to a subsequence not relabeled,
( w n ) , α ( w 0 ) , α , strongly in L 2 and L 4 ,
α , { 1 , 2 } , as n .
Furthermore, from (15), there exists K 2 > 0 such that,
( v n ) α β ( u ) 2 < K 2 , α , β { 1 , 2 } , n N ,
and thus, from this, (14) and (16), we may infer that there exists K 3 > 0 such that
( u n ) α , β + ( u n ) β , α 2 < K 3 , α , β { 1 , 2 } , n N .
From this and Korn’s inequality, there exists K 4 > 0 such that
u n W 1 , 2 ( Ω ; R 2 ) K 4 , n N .
Therefore, up to a subsequence not relabeled, there exists { ( u 0 ) α } W 1 , 2 ( Ω , R 2 ) , such that
( u n ) α , β + ( u n ) β , α ( u 0 ) α , β + ( u 0 ) β , α , weakly in L 2 ,
α , β { 1 , 2 } , as n , and
( u n ) α ( u 0 ) α , strongly in L 2 ,
α { 1 , 2 } , as n .
Moreover, the boundary conditions satisfied by the subsequences are also satisfied for w 0 and u 0 in a trace sense, so that
u 0 = ( ( u 0 ) α , w 0 ) U .
From this, up to a subsequence not relabeled, we obtain
γ α β ( u n ) γ α β ( u 0 ) , weakly in L 2 ,
α , β { 1 , 2 } , and
κ α β ( u n ) κ α β ( u 0 ) , weakly in L 2 ,
α , β { 1 , 2 } .
Therefore, from the convexity of G 1 in γ and G 2 in κ , we obtain
inf u U J ( u ) = α 1 = lim inf n J ( u n ) J ( u 0 ) .
Thus,
J ( u 0 ) = min u U J ( u ) .
The proof is complete. □

5. Conclusions

In this article, we have developed a new proof for Korn’s inequality in a specific n-dimensional context. In the second text part, we present a global existence result for a non-linear model of plates. Both results represent some new advances concerning the present literature. In particular, the results for Korn’s inequality known so far are for a three-dimensional context such as in [1], for example, whereas we have here addressed a more general n-dimensional case.
In a future research, we intend to address more general models, including the corresponding results for manifolds in R n .

Funding

This research received no external funding.

Conflicts of Interest

The author declares no conflict of interest.

References

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Botelho, F.S. A Note on Korn’s Inequality in an N-Dimensional Context and a Global Existence Result for a Non-Linear Plate Model. AppliedMath 2023, 3, 406-416. https://doi.org/10.3390/appliedmath3020021

AMA Style

Botelho FS. A Note on Korn’s Inequality in an N-Dimensional Context and a Global Existence Result for a Non-Linear Plate Model. AppliedMath. 2023; 3(2):406-416. https://doi.org/10.3390/appliedmath3020021

Chicago/Turabian Style

Botelho, Fabio Silva. 2023. "A Note on Korn’s Inequality in an N-Dimensional Context and a Global Existence Result for a Non-Linear Plate Model" AppliedMath 3, no. 2: 406-416. https://doi.org/10.3390/appliedmath3020021

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